Digital Cinema System Specification

Version 1.4.4
(build 42cfeb9)
Approved for Distribution January 3, 2024
Digital Cinema Initiatives, LLC, Member Representative Committee

Front Matter🔗

Notice🔗

Digital Cinema Initiatives, LLC (DCI) is the author and creator of this specification for the purpose of copyright and other laws in all countries throughout the world. The DCI copyright notice must be included in all reproductions, whether in whole or in part, and may not be deleted or attributed to others. DCI hereby grants to its members and their suppliers a limited license to reproduce this specification for their own use, provided it is not sold. Others should obtain permission to reproduce this specification from Digital Cinema Initiatives, LLC.

This document is a specification developed and adopted by Digital Cinema Initiatives, LLC. This document may be revised by DCI. It is intended solely as a guide for companies interested in developing products, which can be compatible with other products, developed using this document. Each DCI member company shall decide independently the extent to which it will utilize, or require adherence to, these specifications. DCI shall not be liable for any exemplary, incidental, proximate or consequential damages or expenses arising from the use of this document. This document defines only one approach to compatibility, and other approaches may be available to the industry.

This document is an authorized and approved publication of DCI. Only DCI has the right and authority to revise or change the material contained in this document, and any revisions by any party other than DCI are unauthorized and prohibited.

Compliance with this document may require use of one or more features covered by proprietary rights (such as features which are the subject of a patent, patent application, copyright, mask work right or trade secret right). By publication of this document, no position is taken by DCI with respect to the validity or infringement of any patent or other proprietary right. DCI hereby expressly disclaims any liability for infringement of intellectual property rights of others by virtue of the use of this document. DCI has not and does not investigate any notices or allegations of infringement prompted by publication of any DCI document, nor does DCI undertake a duty to advise users or potential users of DCI documents of such notices or allegations. DCI hereby expressly advises all users or potential users of this document to investigate and analyze any potential infringement situation, seek the advice of intellectual property counsel, and, if indicated, obtain a license under any applicable intellectual property right or take the necessary steps to avoid infringement of any intellectual property right. DCI expressly disclaims any intent to promote infringement of any intellectual property right by virtue of the evolution, adoption, or publication of this document.

Table of Contents🔗

  1. 1. Overview
  2. 2. System Overview
  3. 3. Digital Cinema Distribution Master
  4. 4. Compression
  5. 5. Packaging
  6. 6. Transport
  7. 7. Theater Systems
  8. 8. Projection
  9. 9. Security
  10. 10. Additional Requirements
  11. Glossary Of Terms
  12. Endnotes

Table of Figures🔗

  1. Figure 1: System Overview Functional Encode Flow
  2. Figure 2: System Overview Functional Decode Flow
  3. Figure 3: Hierarchical Image Structure
  4. Figure 4: [This Figure Left Blank Intentionally]
  5. Figure 5: Example Composition Playlist
  6. Figure 6: Example Show Playlist
  7. Figure 7: Example Distribution Package
  8. Figure 8: Example Track File Structure
  9. Figure 9: Example of KLV Coding
  10. Figure 10: Single-Screen System Architecture
  11. Figure 11: [This Figure Left Blank Intentionally]
  12. Figure 12: Integrated Image Media Block
  13. Figure 13: Multiplex Theater System Architecture
  14. Figure 14: [This Figure Left Blank Intentionally]
  15. Figure 15: Exemplary Security System Architecture
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  17. Figure 17: Pre-Show Overview
  18. Figure 18: Show Playback Overview
  19. Figure 19: Post Playback Overview
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Table of Tables🔗

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  4. Table 4: Required Image Structure Information
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  7. Table 7: Codestream Structure
  8. Table 8: Examples of Theater Management System Events
  9. Table 9: Example of Storage Capacity for one 3-Hour Feature (12 bits @ 24 FPS)
  10. Table 10: Examples of Screen Management System Events
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  19. Table 19: Security Log Event Types and Subtypes
  20. Table 20: FIPS 140-3 Area Requirements
  21. Table 21: Examples of Security Manager Events
  22. Table 22: Examples of Failure or Tampering of Security Equipment
  23. Table 23: [This Table Left Blank Intentionally]

1. Overview🔗

1.1. Introduction🔗

A number of significant technology developments have occurred in the past few years that have enabled the digital playback and display of feature films at a level of quality commensurate with that of 35mm film release prints. These technology developments include the introduction of: high-resolution film scanners, digital image compression, high-speed data networking and storage, and advanced digital projection. The combination of these digital technologies has allowed many impressive demonstrations of what is now called “Digital Cinema.” These demonstrations, however, have not incorporated all of the components necessary for a broad-based commercially viable Digital Cinema system. These demonstrations have created a great deal of discussion and confusion around defining the quality levels, system specifications, and the engineering standards necessary for implementing a comprehensive Digital Cinema system.

Digital Cinema Initiatives, LLC (DCI) is the entity created by seven motion picture studios: Disney, Fox, Metro-Goldwyn-Mayer[1], Paramount Pictures, Sony Pictures Entertainment, Universal Studios, and Warner Bros. Studios. The primary purpose of DCI is to establish uniform specifications for Digital Cinema. These DCI member companies believe that the introduction of Digital Cinema has the potential for providing real benefits to theater audiences, theater owners, filmmakers and distributors. DCI was created with recognition that these benefits could not be fully realized without industry-wide specifications. All parties involved in the practice of Digital Cinema must be confident that their products and services are interoperable and compatible with the products and services of all industry participants. The DCI member companies further believe that Digital Cinema exhibition will significantly improve the movie-going experience for the public.

1.2. Scope 🔗

The document defines technical specifications and requirements for the mastering of, distribution of, and theatrical playback of Digital Cinema content. The details are in the following sections:

1.3. Document Language 🔗

This document consists of normative text and, optional informative text. Normative text is text that describes the elements of the design that are indispensable or contains the conformance language keywords: “shall”, “should” or “may”. Informative text is text that is potentially helpful to the user, but not indispensable and can be removed, changed or added editorially without affecting interoperability. Informative text does not contain any conformance keywords. All text in the document is, by default, normative except: any section titled “Introduction”, any section explicitly labeled as “Informative”, or individual paragraphs that start with the word “Note.” Normative references are those external documents referenced in normative text and are indispensable to the user. Informative, or bibliographic, references are those references made from informative text or are otherwise not indispensable to the user.

The keywords “shall” and “shall not” indicate requirements that must be strictly followed in order to conform to the document and from which no deviation is permitted.

The keywords “should” and “should not” indicate that among several possibilities one is recommended as particularly suitable, without mentioning or excluding others; or that a certain course of action is preferred but not necessarily required. In the negative form, a certain possibility or course of action is deprecated but not prohibited.

The keywords “may” and “need not” indicate a course of action permissible within the limits of the document.

The keyword “reserved” indicates that a condition is not defined and shall have no meaning. However, it may be defined in the future. The keyword “forbidden” is the same as reserved, except that the condition shall never be defined in the future.

A compliant implementation is one that includes all mandatory provisions (“shall”) and, if implemented, all recommended provisions (“should”) as described. A compliant implementation need not implement optional provisions (“may”).

Requirements are indicated with the key phrases “is required to”, “is encouraged to” and “can” which represent “shall,” “should” and “may” (had the text been in a separate requirements document). This is necessary in order to distinguish requirements from the specification conformance language.

Sentences with the following keywords are italics: shall, shall not, should not, is required, is not required, is not encouraged and is encouraged.

The names of standards publications and protocols are placed in [bracketed text]. International and industry standards contain provisions, which, through reference in this text, constitute provisions of this specification. The most recent editions of the referenced standards shall be valid unless otherwise exempted in this specification. These referenced standards are subject to revision, and parties to agreements based upon this specification are encouraged to investigate the possibility of applying the most recent editions of the referenced standards. Glossary Of Terms is a glossary of technical terms and acronyms used throughout this specification. The reader is encouraged to refer to the glossary for any unfamiliar terms and acronyms.

Trademarked names are the property of their respective owners.

Portions of SMPTE standards are incomplete with respect to many behavior requirements, the subjects of which are typically addressed by SMPTE as "Informative" text and informative "Notes." Sections of this DCI Specification identify normative requirements that shall take precedence over such SMPTE "Informative" text and informative "Notes."

1.4. System Objectives🔗

At the onset of writing a specification for a Digital Cinema system, DCI acknowledged certain fundamental requirements, which are:

2. System Overview🔗

2.1. Functional Framework 🔗

For the purpose of documenting the specific requirements and specifications for a Digital Cinema system, it is helpful to divide the system into a set of components[2] , which are:

A functional framework of a Digital Cinema encoding and a decoding system are shown below in Figure 1 and Figure 2.

Diagram illustrating the flow
               of image, audio, subtitle and caption essence within an encoding
               pipeline contained within a trusted environment, up to the
               creation of a DCP that will be delivered through various
               means.
Figure 1: System Overview Functional Encode Flow🔗
Diagram illustrating the
               process of receiving, storing and playing a DCP as orchestrated
               by a Screen Management System, including decrypting the DCP
               within a Secure Media Block and controlling auditorium devices
               using an automation system.
Figure 2: System Overview Functional Decode Flow🔗

2.1.1. Major System Concepts🔗

2.1.1.1. Digital Source Master (DSM) 🔗

The Digital Source Master (DSM) is created in post-production and can be used to convert into a Digital Cinema Distribution Master (DCDM). The DSM can also be used to convert to a film duplication master, a home video master, and/or a master for archival purposes. It is not the intention of this document to, in any way, specify the DSM. This is left to the discretion of the content provider. The content could come from a wide range of sources with a wide range of technical levels.

2.1.1.2. Composition 🔗

When discussing Digital Cinema content, it was realized that other content besides feature films would make use of the same digital system. Therefore, a new term was created to refer to any content that would have similar requirements to feature film content. The term “Composition” refers to all of the essence and metadata required for a single presentation of a feature, or a trailer, or an advertisement, or a logo to create a presentation using a digital system. This term will be used throughout this document and is intended to refer to a single element such as one and only one feature, trailer, advertisement or logo.

2.1.1.3. Digital Cinema Distribution Master (DCDM) 🔗

This document specifies a DCDM for the purpose of exchanging the image, audio and subtitles to encoding systems and to the Digital Cinema playback system. The DCDM is the output of the Digital Cinema post-production process (not to be confused with the feature post-production process, which creates the DSM) and is the image structure, audio structure, subtitle structure. These structures are mapped into data file formats that make up the DCDM. This master set of files can then be given a quality control check to verify items like synchronization and that the composition is complete. This requires the DCDM files to be played back directly to the final devices (e.g., projector and sound system) in their native decrypted, uncompressed, unpackaged form.

Note: See Section 10.2.1. for requirements specific to stereoscopic presentations.

2.1.1.4. Digital Cinema Package (DCP)🔗

Once the DCDM is compressed, encrypted and packaged for distribution, it is considered to be the Digital Cinema Package or DCP. This term is used to distinguish the package from the raw collection of files known as the DCDM. Shown below is a typical flow for Digital Cinema. When the DCP arrives at the theater, it is eventually unpackaged, decrypted and decompressed to create the DCDM*, where DCDM* image is visually indistinguishable from the original DCDM image.

DSM → DCDM → DCP → DCDM* → Image and Sound

Note 1: Integrated projector and Media Blocks are strongly recommended. However in the exclusive case to accommodate a 2K, 48 FPS, 12 bit DCDM to use [SMPTE 372M Dual Link HD-SDI] as an interface, it is acceptable, but not recommended, to allow 10 bit color sub-sampling to create the DCDM* at the output of the Image Media Block decoder. This bit depth reduction and color subsampling is only allowed in the single combination of a DCDM at 2K, 48 FPS being transported over a link encrypted SMPTE 372M connection.

Note 2: See Section 10.2. for requirements specific to stereoscopic presentations.

2.1.1.5. Hierarchical Image Structure🔗

The DCDM shall use a hierarchical image structure that supports both 2K and 4K resolution files (See Section 3.2.1.) so that studios can choose to deliver either 2K or 4K masters and both 2K and 4K projectors can be deployed and supported. The supported mastering and projecting combinations are illustrated in Figure 3.

Media Blocks (MB) for 2K projectors are required to be able to extract and display the 2K-resolution component from the 2K/4K DCP file(s). Media Blocks for 4K projectors are required to be able to output and display the full 4K DCDM. In the case of a 2K DCDM, the output of the Media Block is a 2K image. It is the responsibility of the 4K projectors to up-sample the image.

Diagram illustrating how
                     a 2K masters can be reproduced by 4K projection system, and
                     vice versa.
Figure 3: Hierarchical Image Structure🔗
2.1.1.6. File / Frame-Based System 🔗

This Digital Cinema system is built upon a data file-based design, i.e., all of the content is made up of data stored in files. These files are organized around the image frames. The file is the most basic component of the system.

2.1.1.7. Store and Forward🔗

This Digital Cinema system uses a store-and-forward method for distribution. This allows the files to be managed, processed and transported in non-real time. Non-real time could be interpreted as slower than real time, or faster than real time. After being transported to the theater, the files are stored on a file server until playback. However, during playback and projection, the Digital Cinema content plays out in real time.

2.1.1.8. Reels 🔗

Feature films have been sub-divided for some time into discrete temporal units for film systems called reels. This concept and practice will continue in use for the Digital Cinema system. In Digital Cinema, a reel represents a conceptual period of time having a specific duration chosen by the content provider. Digital Cinema reels can then be electronically spliced together to create a feature presentation.

2.1.1.9. Component Design 🔗

For the purpose of interoperability, the hardware and software used in the Digital Cinema system shall be easily upgraded as advances in technology are made. Upgrades to the format shall be designed in a way so that content can be distributed and played on the latest hardware and software, as well as earlier DCI-compliant equipment installations.

The Digital Cinema system shall provide a reasonable path for upgrading to future technologies. It shall be based upon a component architecture (e.g., Mastering, Compression, Encryption, Transport, Storage, Playback, Projection), that allows for the components to be replaced or upgraded in the future without the replacement of the complete system. It is the intention of this Digital Cinema specification to allow for advances in technology and the economics of technology advancement.

2.1.1.10. Storage and Media Block🔗

Storage and Media Block are components of the theater playback system. Storage is the file server that holds the packaged content for eventual playback. The Media Block is the hardware device (or devices) that converts the packaged content into the streaming data that ultimately turns into the pictures and sound in the theater. Media Blocks are secure entities and the specific nature of that security is defined in Section 9..

3. Digital Cinema Distribution Master🔗

3.1. Overview🔗

3.1.1. Introduction 🔗

The Digital Cinema Distribution Master, or DCDM, is a collection of data file formats, whose function is to provide an interchange standard for Digital Cinema presentations. It is a representation of images, audio and other information, whose goal is to provide a complete and standardized way to communicate movies (compositions) between studio, post-production and exhibition. A specific instance of a DCDM is derived from a Digital Source Master (DSM) that is created as a result of a post-production assembly of the elements of a movie (composition). A DCDM can be transformed into a Digital Cinema Package for distribution to exhibition sites (see Section 5.). Alternatively, it can be sent directly to a playback system for quality control tasks.

3.1.1.1. Digital Cinema Package Definitions🔗

As referred to in this specification:

  • Standard DCP conforms to SMPTE ST 429-2 "D-Cinema Packaging - DCP Operational Constraints" and contains one or more ST 429-2 compositions. A standard DCP does not contain OBAE or any ST 429-19 compositions.
  • An Immersive Audio Bitstream (IAB) DCP contains one or more compositions that conform to SMPTE ST 429-19 "D-Cinema Packaging – DCP Operational Constraints for Immersive Audio." An IAB DCP may also contain ST 429-2 compositions.

All requirements of this specification shall be applicable to both of the above DCP types, unless otherwise specified as directed to a Standard DCP or an IAB DCP.

3.1.2. DCDM System Overview 🔗

For the purpose of documenting the specific requirements and specifications for the DCDM, it is helpful to divide the system into a set of components. The specifications and requirements for each of these components will be described in the following sections:

  • Image – The image specification and file format
  • Audio – The audio specification and file format
  • Subtitles
    • Subpicture – The pre-rendered open text specification and file format
    • Timed Text – The Timed Text data specification and file format

3.1.3. Major DCDM Concepts 🔗

The Digital Cinema Distribution Master (DCDM) is the fundamental interchange element in the system. Since digital mastering technology will continue to change and develop with time, the DCDM is designed to accommodate growth. There are several areas that will be affected by the progression of the mastering technology, such as color space, resolution, sampling frequencies, quantizing bit depths and interfaces.

In the process of creating feature films, a Digital Source Master, or DSM, is produced. The DSM creates many elements (e.g., Film Distribution Masters, DCDM, Home Video Masters and Broadcast Masters). It is not the goal of this specification to define the DSM. Instead, it is recognized that the DSM can be made of any color space, resolution, sampling frequency, color component bit depths and many other metrics.

If the content does not meet this DCDM specification, it is the content provider’s responsibility to convert the DSM into the DCDM specification, defined in this section, before it can be used in the Digital Cinema system.

A set of DCDM files (image, audio, subtitles, etc.) contains all of the content required to provide a Digital Cinema presentation. The DCDM provides two functions, an interchange file format, and a playback format that is directly sent from the Media Block to the projector (this is referred to as DCDM*). For use in interchange, the encoding process can be performed in real time or non-real time. For use in playback, the DCDM* is logically required to playback in real time.

Metadata within the DCDM provides a method to synchronize image, audio and subtitles. This method is used to synchronize the tracks in order to maintain frame-based lip sync from the beginning to the end of a presentation. This is different from the requirement to synchronize the system clocks of different pieces of equipment to run at consistent frequencies. The first part addresses the packaging of the picture, sound and subtitles in such a way as to establish and maintain a timing relationship between these tracks of essence. The second part addresses the inter-operability of equipment in a theater system and is therefore discussed in Section 7..

3.1.4. DCDM Fundamental Requirements 🔗

3.1.4.1. [This Item Left Blank Intentionally] 🔗
3.1.4.2. Frame Rates🔗

The DCDM image structure is required to support a frame rate of 24.000 Hz. The DCDM image structure can also support a frame rate of 48.000 Hz for 2K image content only. The frame rate of any individual DCDM master is required to remain constant. Metadata is carried in the image data file format to indicate the frame rate.

3.1.4.3. Synchronization 🔗

Files within the DCDM set are required to carry information to provide for frame-based synchronization between each file. At a minimum, they are required to include a “start of file” and a continuous frame count.

3.2. Image Specification 🔗

3.2.1. Image Concepts and Requirements 🔗

This section defines a common interchange for Digital Cinema uncompressed image structures and files. This includes an image structure, aspect ratios, common color space, bit depth, transfer function, and the file format required to present content properly to a Digital Cinema projector.

The SMPTE published standard "SMPTE 428-1: D-Cinema Distribution Master - Image Characteristics" shall be utilized.

Note: See Section 10.2.2. for requirements specific to stereoscopic presentations.

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3.2.2. DCDM Image File Format 🔗

3.2.2.1. Introduction🔗

The DCDM image file format is mapped into TIFF.

3.2.2.2. File Mapping 🔗

The DCDM Image Structure shall be mapped into the TIFF Rev 6.0 File Format and further constrained as follows:

  • 16 bits each per X', Y', and Z' channel, stored in the nominal TIFF R, G and B channels.
  • The DCDM gamma-encoded X', Y' and Z' color channels are represented by 12-bit unsigned integer code values. These 12 bits are placed into the most significant bits of 16-bit words, with the remaining 4 bits filled with zeroes.
  • The image orientation shall place the first pixel in the upper left corner of the image.
  • The DCDM picture file shall contain only the active pixels in the image. In other words, it is not allowed to pad the picture to the full size of the DCDM container.
3.2.2.3. Synchronization 🔗

The DCDM file format is required to contain metadata that allows for synchronization of the images with other content:

  • Each directory shall contain only one contiguous sequence of frames.
  • For assembled reels, a separate directory shall be used for each reel with the following naming convention:
    • CompositionName.Reel_#
  • For inserts, the directory naming convention shall be:
    • FeatureName.Reel_#.Insert_#
  • Each reel shall contain sequentially numbered frames, using the following file naming convention. All names when sorted alphabetically shall be in sequential order (leading zeroes required). Therefore, the only thing that changes in the sequence is the frame numbers.
    • CompositionName.Reel_#.FrameNumber.tif
    • Example: Stealth.Reel_1.00001.tif
3.2.2.4. Image Metadata Required Fields 🔗

Image information and parameters, required to successfully interchange the DCDM Image Structure, shall be provided to the mechanism that will ingest the DCDM.

Each frame in the reel shall contain accurate and complete metadata, but it is permissible to read and extract the reel-based metadata from the first frame of a reel to use as a metadata “slate” for the rest of the frames in the reel.

The information, as shown in Table 4 below, is the minimum required information to successfully interchange files.

Table 4: Required Image Structure Information🔗
Data Element Name Data Element Definition
Active Horizontal Pixels (Ph) Total number of active horizontal pixels in the image container
Active Vertical Pixels (Pv) Total number of active vertical pixels in the image container
Frame Rate The rate that images are to be projected, expressed in frames per second
Frame Count The integer number of frames in a sequence

3.3. Audio Specification: Sound Essence and Object-Based Audio Essence 🔗

The audio requirements of this specification were originally defined for a DCP that contains 16 channels of "Sound Essence" in a single track file as specified in SMPTE ST 429-2. With the development and introduction of Object-Based Audio Essence (OBAE), also referred to as Immersive Audio, on September 9, 2013, DCI published the Digital Cinema Object-Based Audio Addendum (subsequently updated on October 1, 2018). This provided a set of requirements for implementing OBAE in a DCP using an Immersive Audio Track File as specified in SMPTE ST 429-18 and SMPTE ST 429-19.

OBAE requirements are now included within the body of this specification, which refers to OBAE in lieu of Immersive Audio.

3.3.1. Audio Concepts and Requirements🔗

Digital Cinema audio requires standardized characteristics, channel mapping and a file format to successfully playback in a motion picture theater. This specification establishes requirements for two audio formats, as follows:

  • Sound Essence – Up to 16 channels of PCM audio essence carried as interleaved Broadcast Wave files in a Sound Track File as defined in SMPTE ST 429-3 and wrapped per SMPTE ST 382.
  • OBAE – Object-Based Audio Essence (OBAE) – Audio essence that is comprised of both PCM audio essence and associated descriptive metadata, including temporal and spatial metadata. OBAE shall conform to SMPTE ST 2098-2 Immersive Audio Bitstream Specification, and shall be carried in an AuxData track of the DCP as defined in SMPTE ST 429-18 D-Cinema Packaging – Immersive Audio Track File. It is required that OBAE be interoperable between all architectures that support object-based audio.This specification refers to OBAE in lieu of Immersive Audio.

All audio requirements of this specification shall be applicable to both of the above formats, unless otherwise specified as directed to Sound Essence or to OBAE.

3.3.2. Audio Characteristics 🔗

The SMPTE published standard "SMPTE 428-2: D-Cinema Distribution Master - Audio Characteristics" shall be utilized. For OBAE, "SMPTE 2098-1 Immersive Audio Metadata" and "SMPTE 2098-2 Immersive Audio Bitstream Specification" shall also be utilized.

3.3.2.1. Audio Sample Rate Conversion🔗

If a media block supports 96 kHz audio, it shall be able to perform sample rate conversion to 48 kHz or 96 kHz at the output when necessary.

3.3.3. Channel Labeling and Channel Routing🔗

Channel labeling indicates where an audio channel is to be reproduced in an auditorium. Channel routing is the process of using these labels to direct each audio channel to the Media Block output that corresponds to the intended loudspeaker or device.

The playback device is required to perform channel routing.

For Sound Essence, the channel labels and schema in SMPTE ST 429-2 "D-Cinema Packaging-DCP Operational Constraints" shall be utilized. For OBAE, the channel labels and schema in SMPTE ST 2098-2 Immersive Audio Bitstream Specification shall be utilized.

Table 5: [This Table Left Blank Intentionally]🔗
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3.3.4. File Formats 🔗

3.3.4.1. General 🔗

The audio file format shall comply with the Broadcast Wave file format (.wav), per [ITU Tech 3285 version 1 (PCM WAVE coding)], is extended and constrained as further described here.

The audio file shall remain uncompressed throughout the Digital Cinema system. This shall include packaging, distribution and storage.

3.3.4.2. Synchronization 🔗

The Broadcast Wave (.wav) file is required to contain metadata that indicates the first sample of audio data. The metadata is also required to contain a continuous frame count relative to the image as well as the sample rate.

3.3.4.3. Object-Based Audio Essence (OBAE)🔗

OBAE shall be carried in the MXF file format conforming to SMPTE ST 429-18 D-Cinema Packaging - Immersive Audio Track File.

3.4. Text Rendering 🔗

3.4.1. Text Rendering Concepts and Requirements🔗

Digital Cinema has a subtitling system that can convey multiple languages. Along with subtitling, there are text localizations, titling and captioning that may also be a part of the new Digital Cinema experience. However, captioning and subtitling are identified as two separate systems having different roles in the presentation of content and may have different methods of rendering.

Traditionally, the audience for captioning is the deaf and hard of hearing (D/HOH). The delivery can be done in different ways. These include closed systems that are optional-to-the-viewer delivery and are usually displayed on a personal device (such as a wireless receiver), or delivery to an obscured device that is viewable with an appliance (such as a rear-wall display viewed through a mirror).

Subtitling is generally associated with a foreign language translation for localizing a movie in a particular geographic territory. Subtitles are typically open or displayed on the screen as part of the movie, without option. Subtitling and localizations are generally designed for a particular look with creatively chosen fonts and drop shadows.

With captioning, the source language (what is spoken in the movie) and the target language (what appears as captions) are most often, as in the case of English, the same. For subtitling, the source language and target language are different because the goal of subtitling is to translate the movie.

Subtitles and captions, if supplied, may be one or more of the following:

  • Pre-composited into the Digital Cinema image files (burned-in)
  • Pre-rendered PNG bitmaps (subpicture), or
  • Documents containing text and attributes for:
    • Rendering in a specified font (Timed Text) and overlaid by the server, an in-line processor or the Digital Cinema projector
    • LED displays driven by a captioning processor receiving data from the Digital Cinema server, or
    • Separate projection systems driven by a captioning processor receiving data from the Digital Cinema server

Section 3.4.2. below defines the subpicture specifications, while Section 3.4.3., defines the specification for Timed Text streams, which can be used for either subtitles or captions or both. Burned-in subtitles are not addressed since they are something that would occur in the mastering of the content and would be inherent in the image.

3.4.2. Subpicture 🔗

3.4.2.1. Introduction🔗

A subpicture data stream is a multiple-image data stream intended for the transport of visual data supplemental to a motion picture. The data is designed for graphic overlay with the main image of a Digital Cinema motion picture. It is designed only for an open display and not for a closed display. It is envisioned that the subpicture data stream, when employed, will typically be used for the transport of subtitle data.

3.4.2.2. File Format🔗

Subpicture data is required to be encoded as a standardized, XML-based document. Such a standard is required to define both Timed Text and subpicture encoding methods allowing mixed-media rendering. Subpicture frames are required to be encoded as [ISO/IEC 15948:2004] PNG files.

3.4.2.3. Rendering Intent 🔗

The PNG file is required to be rendered with knowledge of color space and pixel matrix of the DCDM. The PNG file is required to be mastered at the same resolution as the DCDM.

For example, a DCP containing a 4K master will require 4K PNG files and no other resolution PNG files. When played on a 2K projector, it is the responsibility of the 2K projection system to downsample the 4K PNG files such that they display with the correct size with respect to the image data. And, a DCP containing a 2K master will require 2K PNG files and no other resolution PNG files. When played on a 4K projector, it is the responsibility of the 4K projection system to upsample the 2K PNG files appropriately.

3.4.2.4. Frame Rate and Timing 🔗

The XML navigation file specifies the temporal resolution of the subpicture file. A Frame count, Time In, Time Out, Fade Up Time and Fade Down Time, which correspond to the image, shall be included. The subpicture frame rate shall be equal to the frame rate of the associated DCDM image file.

3.4.2.5. Synchronization 🔗

The equipment or system that encodes or decodes the subpicture file is required to ensure that temporal transitions within the subpicture file are correctly synchronized with other associated DCDM files. The Digital Cinema equipment and subpicture file is required to re-synchronize after a restart of the system.

3.4.3. Timed Text Concepts and Requirements 🔗

3.4.3.1. Introduction🔗

Timed Text (e.g., captions and/or subtitles) is text information that may be presented at definite times during a Digital Cinema presentation.

3.4.3.2. File Format🔗

Timed Text data is required to be encoded as a standardized, XML-based document.

Note: This provides for presentation via:

  • Overlay in main or secondary projector image (open), or
  • External display (closed)
3.4.3.3. Restart 🔗

The Digital Cinema equipment and Timed Text file is required to re-synchronize after a restart of the system.

3.4.3.4. Default Font🔗

Font files are required to be used to render Timed Text for subtitle applications. Font files can be used to render Timed Text for caption applications. When used, font files are required to conform to [ISO/IEC 14496-22:2007(E) Information technology - Coding of audio-visual objects - Part 22: Open Font Format].Timed Text files are required to be accompanied by all font files required for reproduction of the Timed Text.

The Timed Text file format is required to support a default character set. It is required that there be a default Unicode™ character set and a default font for that character set.

In event that an external font file is missing or damaged, the subtitle rendering device is required to use a default font supplied by the manufacturer. The default character set is required to be a Unicode™ ISO Latin-1 character set. The default font is required to conform to [ISO/IEC 14496-22:2007(E) Information technology - Coding of audio-visual objects - Part 22: Open Font Format] and support the ISO Latin-1 character set.

3.4.3.5. Identification 🔗

The Timed Text format requires the cardinal language of the text to be identified.

3.4.3.6. Searchability 🔗

A pure text stream is encouraged to isolate content from rendering markup for searchability.

3.4.3.7. Multiple Captions 🔗

The Timed Text format shall allow the display of multiple captions simultaneously. There shall be a maximum number of 3 lines of text allowed for simultaneous display.

Note: This allows for spatial representation for captions when two people are talking simultaneously.

3.4.3.8. Synchronization 🔗

The equipment or system that encodes or decodes the Timed Text file is required to ensure that temporal transitions within the data stream are correctly synchronized with other associated DCDM data streams.

3.4.4. Show Control Concepts and Requirements 🔗

Current day control systems, usually called automation systems, orchestrate theater sub-systems such as curtains, masking and lights. Digital Cinema control methods are expected to differ significantly from those found in theaters today. Supervisory types of control will be much broader in application than in today’s systems, allowing interface to specialized controls for theatrical events.

Many of these concepts and requirements are covered in Section 5.. and Section 7.. Some of the fundamental information pertaining to encoding is covered here, with the detailed information for its use covered in Section 7..

3.4.5. Show Controls 🔗

3.4.5.1. Introduction🔗

Many of today’s automation controls are driven by a time-based event list such as the system's Show Playlist, and can be classified by their show control functions, as in the partial list below.

  • First frame of content
  • First frame of intermission
  • First frame of end credits
  • First frame of end credits on black
  • Last frame of content

Show control events or cues are required for the theater system operator to pre-program the timing of show control events. Such events or cues may indicate events such as the beginning of the title, beginning of the intermission, beginning of the credits, and the end of the feature. The events or cues will normally be placed into the Digital Cinema Composition Playlist, as defined in Section 5..

4. Compression🔗

4.1. Introduction🔗

Image Compression for Digital Cinema uses data reduction techniques to decrease the size of the data for economical delivery and storage. The system uses perceptual coding techniques to achieve an image compression that is visually lossless. It is important to note that image compression is typically used to ensure meeting transmission bandwidth or media storage limitations. This results in image quality being dependent on scene content and delivered bit rate. Digital Cinema image compression is much less dependent upon bandwidth or storage requirements, thereby making bit rate dependent on desired image quality rather than the reverse.

4.2. Compression Standard 🔗

The compression standard shall be JPEG 2000 (see [ISO/IEC 15444-1]).

4.3. Decoder Specification 🔗

4.3.1. Definitions🔗

  • A 2K distribution – the resolution of the DCDM*[3] container is 2048x1080.
  • A 4K distribution – the resolution of the DCDM*[3] container is 4096x2160.
  • A 2K decoder outputs up to 2048x1080 resolution data.
  • A 4K decoder outputs up to 4096x2160 resolution data from a 4K compressed file and outputs up to 2048x1080 resolution data from a 2K compressed file.
  • All decoders shall decode both 2K and 4K distributions. It is the responsibility of the 4K projector to upres the 2K file. In the case of a 2K decoder and a 4K distribution, the 2K decoder need read only that data necessary to decode a 2K output from the 4K distribution. The decoder (be it a 2K decoder or a 4K decoder) need not up-sample a 2K image to a 4K projector or down-sample a 4K image to a 2K projector.

4.3.2. Decoder Requirements 🔗

  • Once deployed, the decoder, for any given projector, shall not be required to be upgraded.
  • The output of the decoder shall conform to Section 3.2.. These images are basically:
    • 4K = 4096x2160 at 24 FPS
    • 2K = 2048x1080 at 24 or 48 FPS
    • Color: 12 bit, X’Y’Z’
  • Enhanced parameter choices shall not be allowed in future distribution masters, if they break decodability in a deployed compliant decoder.
  • All decoders shall decode each color component at 12 bits per sample with equal color/component bandwidth. Decoders shall not subsample chroma.
  • A 4K decoder shall decode all data for every frame in a 4K distribution. A decoder shall not discard data (including resolution levels or quality layers) to keep up with peak decoding rates.
  • A 2K decoder shall decode 2K data for every frame in a 4K distribution and it shall decode a 2K distribution. It may discard only the highest resolution level of a 4K distribution. It shall not discard other data such as further resolution levels or quality layers.
  • All decoders shall implement the 9/7 inverse wavelet transform with at least 16 bit fixed point precision.
  • All decoders shall implement the inverse Irreversible Color Transform (ICT) using at least 16 bit fixed point precision.

4.3.3. Codestream Specification 🔗

All codestreams shall fully conform with [ISO 15444-1:2006 Amendment 1], as more fully constrained as follows:

  • The capability parameter for a 2K distribution shall be Rsiz = 3, for a 4K distribution it shall be Rsiz = 4.
  • All image frames shall be untiled. More precisely, the entire image shall be encoded as a single tile.
  • The image and tile origins shall both be at (0, 0).
  • There shall be no more than 5 wavelet transform levels for 2K content and no more than 6 wavelet transform levels for 4K content. There shall be no less than one wavelet transform level for 4K content. Additionally, every color component of every frame of a distribution shall have the same number of wavelet transform levels.
  • Codeblocks shall be of size 32x32.
  • The codeblock coding style shall be SPcod, SPcoc = 0b00000000.
  • All precinct sizes at all resolutions shall be 256x256, except the lowest frequency subband, which shall have a precinct size of 128x128.
  • There shall be no region of interest, i.e., Region of interest (RGN) marker segments are disallowed.
  • Coding style Default (COD), Coding style Component (COC), Quantization Default (QCD), and Quantization Component (QCC) marker segments shall appear only in the main header.
  • Packed Packet headers, Main header (PPM) and Packed Packet headers, Tile-part header (PPT) marker segments are forbidden.
  • The progression order for a 2K distribution shall be Component-Position-Resolution-Layer (CPRL). Progression Order Change (POC) marker segments are forbidden in 2K distributions.
  • For a 4K distribution, there shall be exactly one POC marker segment in the main header. Other POC marker segments are forbidden. The POC marker segment shall specify exactly two progressions having the following parameters:
    • First progression:
      RSpoc = 0, CSpoc = 0, LYEpoc = L, REpoc = D, CEpoc = 3, Ppoc = 4
    • Second progression:
      RSpoc = D, CSpoc = 0, LYEpoc = L, REpoc = D+1, CEpoc = 3, Ppoc = 4
    • In the above, D is the number of wavelet transform levels and L is the number of quality layers. The constant 3 specifies the number of color components, and the constant 4 specifies CPRL progression.

    Note: This POC marker segment ensures that all 2K data precede all 4K data. Within each portion (2K, 4K), all data for color component 0 precede all data for color component 1, which in turn precede all data for color component 2.

  • Each compressed frame of a 2K distribution shall have exactly 3 tile parts. Each tile part shall contain all data from one color component.
  • Each compressed frame of a 4K distribution shall have exactly 6 tile parts. Each of the first 3 tile parts shall contain all data necessary to decompress one 2K color component. Each of the next 3 tile parts shall contain all additional data necessary to decompress one 4K color component. The resulting compliant codestream structure is diagramed in Table 7 . Assuming D wavelet transform levels (D+1 resolutions), the box labeled 2K_i (i = 0, 1, 2) contains all JPEG 2000 packets for color component i, resolutions 0 through D-1. The box labeled 4K_i (i = 0, 1, 2) contains all JPEG 2000 packets for color component i, resolution D.
Table 7: Codestream Structure🔗
Main
Header
Tile-part
Header
2K_0 Tile-part
Header
2K_1 Tile-part
Header
4K_1 Tile-part
Header
4K_0 Tile-part
Header
4K_1 Tile-part
Header
4K_2
  • Tile-part Lengths, Main header (TLM) marker segments shall be required in all frames of all distributions.

    Note: This facilitates extraction of color components and resolutions (2K vs. 4K).

  • Distribution masters shall have exactly one quality layer.
  • For a frame rate of 24 FPS, a 2K distribution shall have a maximum of 1,302,083 bytes per frame (aggregate of all three color components including headers). Additionally, it shall have a maximum of 1,041,666 bytes per color component per frame including all relevant tile-part headers.
  • For a frame rate of 48 FPS, a 2K distribution shall have a maximum of 651,041 bytes per frame (aggregate of all three color components including headers). Additionally, it shall have a maximum of 520,833 bytes per color component per frame including all relevant tile-part headers.
  • A 4K distribution shall have a maximum of 1,302,083 bytes per frame (aggregate of all three color components including headers). Additionally, the 2K portion of each frame shall satisfy the 24 FPS 2K distribution requirements as stated above.

    Note: For information purposes only, this yields a maximum of 250 Mbits/sec total and a maximum of 200 Mbits/sec for the 2K portion of each color component.

5. Packaging🔗

5.1. Introduction 🔗

The DCDM, as stated in the System Overview, is a collection of files, such as picture essence files and audio essence files. These files, as they stand by themselves, do not represent a complete presentation. Synchronization tools, asset management tools, metadata, content protection and other information are required for a complete presentation to be understood and played back as it was intended. This is especially important when the files become compressed and/or encrypted and are no longer recognizable as image essence or audio essence in this state. Packaging is a way to organize and wrap this material in such a way as to make it suitable for storage and transmission to its destination, where it can be stored and then easily unwrapped for a coherent playback. In seeking a common interchange standard for Digital Cinema between post-production and exhibition, it is understood that there may be multiple sources of content, distributed by more than one distributor, shown in a single show. This will require special consideration to achieve DCP interchange. Thus, an interchange packaging structure is needed that operates across several domains. The section also provides a set of requirements for the Material eXchange Format (MXF) track file encryption. These requirements are complementary to the requirements in Section 9.7..

5.2. Packaging System Overview 🔗

5.2.1. Functional Framework🔗

For the purpose of documenting the specific requirements for a Digital Cinema Packaging system, it is helpful to divide the system into a set of components. The performance requirements for each of these components will be described in the following sections:

  • Composition – A self-contained representation of a single complete Digital Cinema work, such as a motion picture, or a trailer, or an advertisement, etc.
  • Distribution Package – The physical files and the list describing the files and providing a means for authentication as delivered in a Distribution Package (from Distributor to Exhibitor).

5.2.2. Packaging Fundamental Requirements 🔗

5.2.2.1. Introduction🔗

Digital Cinema presents a challenge to create a versatile packaging system. Throughout this system, some basic requirements are needed and are stated below.

5.2.2.2. Standards-Based Packaging🔗

DCP Packaging shall adhere to SMPTE standards so that equipment receiving a compliant DCP can process and interpret it unambiguously. This format is encouraged to be a license-free technology.

For a Standard DCP, essence shall be packaged with all provisions of SMPTE ST 429-2 "D-Cinema Packaging - DCP Operational Constraints."

For a DCP containing OBAE (an IAB DCP), essence shall be packaged consistent with all provisions of [SMPTE ST 429-19 D-Cinema Packaging – DCP Operational Constraints for Immersive Audio].

5.2.2.3. Interoperable🔗

The Packaging format is required to have an open framework that accommodates compressed, encrypted files as well as all other files used in Digital Cinema.

5.2.2.4. Scalable🔗

The Packaging format is required to accommodate any number of essence or metadata components. There is no limit on the number of files included in the package or the size of the files.

5.2.2.5. Supports Essential Business Functions 🔗

The Packaging format is required to support content structure as needed during booking, fulfillment, show preparation, booking updates, secure licensed playback and logging.

5.2.2.6. Secure 🔗

The Packaging format is required to support integrity and security at two levels: (1) a basic level which can provide reasonable assurance of file integrity without reference to licenses or a Security Manager (SM), and (2) an engagement-specific level representing a particular business-to-business relationship.

5.2.2.7. Extensible 🔗

The Packaging format is required to allow for new Digital Cinema features (compositions) to be contained within the package.

5.2.2.8. Synchronization 🔗

The Packaging format is required to provide support for synchronization of the essence and metadata elements.

5.2.2.9. Human Readable Metadata 🔗

Human readable metadata is required to be in English (default) but can be provided in other languages as well.

5.2.2.10. Identity 🔗

The packaging format is required to support unique and durable identification of assets and metadata using embedded unique identifiers. Throughout this document, the acronym “UUID“ shall mean a type 4 (pseudo-random) Universally Unique Identifier (UUID) as defined in [IETF RFC 4122].

5.2.3. Packaging Concepts 🔗

It is common practice to divide a feature film into reels of between 10 and 20 minutes in length for post-production, and distribution. These reels are then assembled, together with other content, to create the modern platters that are used in exhibition today. This concept of reels is required to be supported with Digital Cinema content.

The Digital Cinema Packaging System is built on a hierarchal structure. The most basic element of the packaging system begins with track files. These are the smallest elements of a package that can be managed or replaced as a distinct asset. A track file can contain essence and/or metadata. Its duration is set to be convenient to the processes and systems that utilize it. These can be image tracks, audio tracks, subtitle tracks or any other essence and/or metadata tracks. A Composition Playlist specifies the sequence of track files that create sequence conceptual reels into a composition. This is illustrated in Figure 5. A Composition Playlist is created in the Digital Cinema mastering process to assemble a complete Composition.

Note: See Section 10.2.2. for requirements specific to stereoscopic presentations.

Diagram illustrating a
                  Composition Playlist that consists of two reels, each
                  referencing one image track file, one audio track file and one
                  subtitle track file.
Figure 5: Example Composition Playlist🔗

This Composition consists of all of the essence and metadata required for a single presentation of a feature, or a trailer, or an advertisement, or a logo. A single Composition Playlist contains all of the information on how the files are to be played, at the time of a presentation, along with the information required to synchronize the track files. A Composition Playlist could consist of one reel or many reels. For encrypted essence, the Composition Playlist shall be digitally signed such that modifications to the Composition Playlist (and/or the associated composition) can be detected. There is a separate Composition Playlist for each version or language audio track of a motion picture/feature (composition). For example, a DCP of a feature film for the European market with French, Italian, German and Spanish audio tracks would contain four separate Composition Playlists, one for each sound track.

At the exhibition site, the Theater Management System (TMS) or Screen Management System (SMS) assembles the Show Playlist. A Show Playlist is created from individual Composition Playlists. The Show Playlist can also be created either on-site or off-site and interchanged as a file to one or more Screen Management Systems. One could have multiple Playlists as well. Figure 6 is an example of a Show Playlist consisting of multiple Composition Playlists.

Diagram illustrating a Show
                  Playlist that consists of seven Compositions, each available
                  on the exhibition storage system.
Figure 6: Example Show Playlist🔗

The final element in the Packaging system is a Packing List for the distribution package. The Packing List contains information and identification about each of the individual files that will be delivered in a Digital Cinema Package (DCP). This allows for asset management and validation, including cryptographic integrity checking, for the received DCP. A feature can be sent in a single DCP or multiple DCPs and therefore could be listed in one or more Packing Lists. The Packing List can be sent ahead of the DCP, for asset management purposes. A diagram of a Packing List structure is shown in Figure 7.

Diagram illustrating a
                  Distribution Package that includes three Composition
                  Playlists, with Composition Playlists #1 and #2 referencing
                  the same image track files. The Distribution Package also
                  includes audio and image track files that are not referenced
                  by any of the three Composition Playlists included in the
                  Distribution Package.
Figure 7: Example Distribution Package🔗

5.3. Composition 🔗

5.3.1. Track File Concepts and Requirements 🔗

5.3.1.1. Introduction🔗

The Sound and Picture Track File is the fundamental element in the Digital Cinema packaging system. The Sound and Picture Track File structure and requirements are defined by the essence or metadata that they contain. Each of these essence or metadata containers could be image, sound, subtitle (Timed Text and/or subpicture) or caption data. However, each track file follows the same basic file structure. A track file consists of three logical parts: the File Header, the File Body and the File Footer as shown in Figure 8.

Diagram illustrating
                        the structure of a Track File, which consists of the
                        concatenation of a file header (containing a Header
                        Partition Pack and Header Metadata), file body
                        (containing an Essence Container) and file footer
                        (containing a Footer Partition Pack).
Figure 8: Example Track File Structure🔗

The file structure is further broken down into logical data items as defined in [SMPTE 336M Data Encoding Protocol using Key-Length-Value]. The KLV Coding Protocol is composed of Universal Label (UL) identification Key (UL Key), followed by a numeric Length (Value Length), followed by the data Value as shown below in Figure 9. One or more of these data items are combined to form the logical parts shown above.

5.3.1.2. Format Information🔗
Diagram illustrating the
                     structure of a KLV packet, which consists of 16-byte UL Key
                     field, a BER-encoded Length field and a variable-length
                     Value field.
Figure 9: Example of KLV Coding🔗

Each track file is required to be a self-contained element, such that its essence or metadata can be understood and presented as it was packaged by a compliant decoder. The information is required to be located in the predetermined specified area. The Track File is required to contain the following minimum information:

  • Required metadata for unique asset identification
  • Required metadata for decompression (optional)
  • Required metadata for decryption (optional)

The following information is required to be configured in a human readable format:

  • Essence physical format description (e.g., 4096 x 2160)
  • Essence title asset information (e.g., The_Perfect_Movie_English_R2)
5.3.1.3. Reel🔗

A Reel is a conceptual period of time having a specific duration, as defined below:

  • Track Files are required to be associated with a particular Reel.
  • A Track File is required to not cross over a reel boundary that is a playable portion of a track file, between the mark in and mark out points.
  • Reels are required to be composed of one or more Essence Track Files (e.g., Picture Only, Sound and Picture, Sound and Picture and Subtitle, etc.)
  • The minimum duration of a Track File is required to be an integer number of frames, such that the length is greater than or equal to one (1) second.
5.3.1.4. Track File Replacement 🔗

A Track File is the smallest unit that can be managed or replaced as a discrete file in the field.

5.3.1.5. Synchronization🔗

Each Track File is required to contain the following synchronization information:

  • Start of Essence Data (mark in)
  • End of Essence Data (mark out)
  • Track File Frame Count
  • Frame Rate
  • Internal Synchronization
5.3.1.6. Splicing🔗

Track Files of the same essence type and playback devices are required to support artifact-free splicing at any frame boundary, allowing the assembly of a continuous data stream from multiple Track Files. The playback device is required to perform sample accurate splicing of Sound Track Files.

5.3.1.7. Key Epoch 🔗

A Key Epoch is the period of time during which a given Decryption Key is effective. The Key Epoch shall minimally be one Reel.

5.3.1.8. Security 🔗

Each Track File is required to provide for encryption and methods to authenticate the data, if the content provider chooses to use such methods. In addition:

  • The essence container is required to allow encrypted data, while the rest of the Track File metadata is left unencrypted.
  • At any point in the delivery chain, it is required to be possible to detect whether any accidental or intentional alteration has occurred.
5.3.1.9. Integrity and Authentication 🔗

Each Track File is required to provide a method for verification of file integrity that can be easily determined at any step of the delivery process. In addition:

  • It is encouraged that missing or corrupted data be easily identified.
  • Track Files are encouraged to be subdivided into smaller segments, which have individual authenticity/error-check codes. This facilitates a decision as to whether the file is so corrupt it cannot be played, or whether it is safe to proceed with playback while requesting a replacement Track File.
  • Synchronization with other Track Files is encouraged to be verifiable.
5.3.1.10. Extensibility 🔗

The Operational Pattern is required to accommodate future extensions within its original scope.

5.3.1.11. Random Access and Restarts 🔗

The Operational Pattern is required to support random access to the nearest integer minute. Random access to individual frames is neither required nor desired.

A restart occurs as a result of a stop or pause in the system while executing a Composition Playlist. The system may be restarted at any frame prior to the frame at which it was stopped or paused. It is required that a restart be logged by the Security Manager, provided that the essence (either image, audio or subtitle) is encrypted.

5.3.1.12. Simple Essence 🔗

A track file is required to contain essence of a single essence type (e.g., audio, image, subtitles). While a Track File can, for instance, contain all audio channels for a given language, additional languages are required to be stored in separate track file. The Composition Playlist will select the correct Track Files to play a requested version of the movie (composition).

5.3.2. MXF Track File Encryption 🔗

5.3.2.1. Introduction🔗

MXF Track File Encryption shall be compliant with SMPTE 429-6 D-Cinema Packaging – MXF Track File Essence Encryption. The following requirements clarify the use of SMPTE 429-6 with this specification. For the purpose of this section, a frame is defined as an image frame time, for example 24 FPS or 48 FPS.

  • Each reel shall use a single cryptographic key for all frames within the sound or picture Track File.
  • The integrity of each frame of sound and picture essence shall be verifiable using the HMAC-SHA1 algorithm. The optional Message Integrity Code (MIC) element of SMPTE 429-6 shall be present.
  • There shall be a method for verifying that all frames within a sound and picture track are played in correct sequence. The optional TrackFileID and SequenceNumber elements of SMPTE 429-6 shall be present.
5.3.2.2. Encrypted Track File Constraints 🔗

MXF Track File Encryption shall be compliant with [SMPTE 429-6 D-Cinema Packaging – MXF Track File Essence Encryption].

5.3.3. Image Track File 🔗

5.3.3.1. Introduction🔗

An Image Track File contains the image essence data and its associated metadata. Each Image Track File contains compressed image data and, optionally, may be encrypted. The following are requirements for an Image Track File.

Note: See Section 10.2.2. for requirements specific to stereoscopic presentations.

5.3.3.2. Frame Boundaries 🔗

The Image Track File is required to begin and end with complete frames that allow for splicing. Frames are defined to be image frames such as 24 FPS (1/24 sec) or 48 FPS (1/48 sec). The image data within the Track File shall be wrapped using KLV on an image frame boundary.

5.3.3.3. Compression🔗

The Track File is required to support Constant Bit Rate (CBR) compression and Variable Bit Rate (VBR) compression, within the constraints of the specified code stream for the reference decoder (see Section 4.).

5.3.3.4. Metadata 🔗

The following metadata is required to be furnished with the Image Track File:

  • Unique ID
  • Unique ID of corresponding plaintext track if encrypted
  • Track type (i.e., image)
  • Active Horizontal Pixels (Ph)
  • Active Vertical Pixels (Pv)
  • Aspect Ratio
  • Frame Rate
  • Frame count number (duration)

5.3.4. Sound Track File🔗

5.3.4.1. Introduction🔗

A Sound Track File contains the Sound Essence data and its associated metadata. Sound Track Files shall be per SMPTE ST 429-3. The following are requirements for a Sound Track File.

Note: See Section 10.2.2. for requirements specific to stereoscopic presentations.

5.3.4.2. Frame Boundaries 🔗

The Sound Track File is required to begin and end with complete frames that are associated with its Image Track File to allow for a clean transition between reels. The audio data within the Sound Track File shall be wrapped using KLV on an image frame boundary.

5.3.4.3. Data Packing Format 🔗

The Sound Track File is required to support uncompressed audio data.

5.3.4.4. Metadata 🔗

The following metadata is required to be furnished with the Sound Track File:

  • Unique ID
  • Unique ID of corresponding plaintext track encrypted
  • Track type (i.e., audio)
  • Audio Sampling Frequency
  • Quantization bits (sample size)
  • Channel Count
  • Channel Mapping Labels
  • Data Packing Format
  • Frame Rate
  • Audio Frame count number (duration)
5.3.4.5. OBAE🔗

OBAE shall be carried in an Immersive Audio Track File per SMPTE ST 429-18 D-Cinema Packaging – Immersive Audio Track File, which specifies all required metadata.

5.3.5. Subtitle Track File 🔗

5.3.5.1. Introduction🔗

A Subtitle Track File contains, for example, the Subtitling essence data and its associated metadata. Each Subtitle Track File may contain any combination of text, font references, and image references.

5.3.5.2. Frame Boundaries 🔗

The Subtitle Track File is required to have the same duration as the playable region of its associated Image Track File.

5.3.5.3. Timed Text 🔗

Any Timed Text element is required to use an Open Type font.

5.3.5.4. Subpicture🔗

Subpicture elements are required to use the PNG file format.

5.3.5.5. Metadata 🔗

The following metadata is required to be furnished with the subpicture Track File:

  • Unique identification
  • Track Type (i.e., Timed Text, subpicture)
  • Total Width In Pixels of the Image Track File (PNG files only)
  • Total Height In Pixels of the Image Track File (PNG files only)
  • Aspect Ratio (PNG files only)
  • Frame Rate
  • Position
  • Timing (Temporal)

5.3.6. Auxiliary Track Files and Extensibility 🔗

It may be necessary to package generic auxiliary data or nonstandard essence for a specific use case. In these cases the extension shall not interfere with the proper handling of the DCP by an otherwise compliant system. Extensions shall adhere to the requirements given in this specification and the Auxiliary Data requirements of [SMPTE ST429-14: "D-Cinema Packaging -- Aux Data File"].

5.4. Composition Playlists 🔗

5.4.1. Introduction 🔗

Composition Playlists (CPL) are textual lists that define how elements of Digital Cinema Compositions are played back in a presentation. The content owner creates the Composition Playlist in a post-production environment. For encrypted essence, the Composition Playlist shall be digitally signed such that modifications to the Composition Playlist (and/or the associated composition) can be detected.

5.4.2. File Format 🔗

The Composition Playlist is required to use the secure (digitally signed) text-based XML file format.

5.4.3. Human Readable Information 🔗

The Composition Playlist is required to contain the following human readable information in English (default) but can be provided in other languages as well.

5.4.3.1. General Information🔗
  • A Composition Playlist is required to be identified by ISAN [ISO 15706] or UMID [SMPTE 330M Television – Unique Material Identifier (UMID)]
  • Content Title in human readable text
  • Content Kind (e.g., Feature, Trailer, Logo, Advertisement)
  • Content Version
  • Language
  • Country
  • Rating
  • Aspect Ratio
  • Image Format
  • Audio Format
5.4.3.2. Image Track Information (list for each reel)🔗

Any given Image Track File shall have one or more Entry Points within a given composition playlist.

  • UUID
  • File Authentication Code
  • Entry Point (number of frames offset into the Track File)
  • Duration
5.4.3.3. Audio Track Information (list for each reel) 🔗

Any given Audio Track File shall have one or more Entry Points within a given composition playlist.

  • UUID
  • File Authentication Code
  • Entry Point (number of frames offset into the Track File)
  • Duration
5.4.3.4. Subtitle Track Information if Present (list for each reel)🔗

Any given Subtitle Track File shall have one or more Entry Points within a given composition playlist.

  • UUID
  • File Authentication Code
  • Entry Point (number of frames offset into the Track File)
  • Duration
5.4.3.5. [This Item Left Blank Intentionally] 🔗
5.4.3.6. Digital Signature 🔗
  • Encrypted hash (message digest)
  • Signer identification
5.4.3.7. Security of the CPL 🔗

For encrypted essence, the Composition Playlist shall be digitally signed such that modifications to the Composition Playlist (and/or the associated composition) can be detected. In support of this, the CPL assets "KeyID" and "Hash" elements shall be present in the CPL track file asset structure.

5.5. Distribution Package 🔗

5.5.1. Introduction 🔗

The Distribution Package has two major components. One is the Package itself, which includes all of the Track Files and the other is the Packing List. These are all of the elements required for a complete delivery to the theater Digital Cinema system. It is technically possible to include engagement-specific licenses and keying information in a Package in the form of opaque metadata, but this is not recommended for general usage.

A Distribution Package can contain a complete feature composition or a set of compositions. Alternatively, it can carry as little as a single file to update one reel’s subtitle or sound track.

5.5.2. Distribution Package 🔗

5.5.2.1. General 🔗

The Distribution Package is required to contain a Packing List and one or more Digital Cinema Track Files.

5.5.2.2. Packing for Transport 🔗

The distribution method is required to allow a DCP to be transported via physical media, satellite or network.

5.5.2.3. Security 🔗

The distribution method is required to provide digital signatures to allow the recipient to verify integrity of the Packing List and the enclosed files. In particular, where the DCP contains encrypted essence files, the Packing List shall be digitally signed.

Preparation of Packing Lists is a distribution fulfillment or transport function. Therefore, the digital signatures come from these entities, not the content-owner who mastered the files. Packing List security functions do not verify the authenticity of the content, only the intent of the delivery agent. Content authenticity is verified through signed Composition Playlists and validated Key Delivery Messages.

5.5.3. Packing List🔗

5.5.3.1. File Format🔗

The Packing List is required to use XML data format with XML signature (digital signature). It should be in English (default) but can be provided in other languages as well.

5.5.3.2. Fields🔗

The following data fields are required to be included in the Packing List for each file in the Package:

  • UUID
  • Annotation Text parameter (optional), if present, is a free-form, human readable annotation associated with the asset. It is meant strictly as a displayable guidance for the user
  • File Integrity check (hash) for each file in the distribution package
  • Size of the file in bytes
  • Type (e.g., Packing List, Playlist, Track File, opaque security data)
  • Original File Name

The following fields are required to be included in the digital signature section of the Packing List:

  • Signer parameter uniquely identifies the entity, and hence public key that digitally signs the Packing List.
  • Signature parameter contains a digital signature authenticating the Packing List.

6. Transport🔗

6.1. Introduction🔗

Transport refers to the movement of the packaged Digital Cinema content. This can be accomplished in many ways, such as physical media, Virtual Private Network (VPN), or satellite. This section will describe any requirements for the transport of packaged content.

6.2. Transport System Overview🔗

6.2.1. Transport Fundamental Requirements 🔗

6.2.1.1. Introduction🔗

Digital Cinema presents unique opportunities for the transport of theatrical content. Some basic requirements are stated below.

6.2.1.2. Security 🔗

The content owner’s encryption is required to not be removed during transport.

6.2.1.3. Robustness 🔗

The files are required to retain all of the data of the original files upon completion of transport of the Digital Cinema content.

6.2.2. Transport Fundamental Concepts🔗

The transport of Digital Cinema content can be accomplished in many different ways. The Distributors will select the method that is both economical and technically robust to ship their content to the theaters. This can include the use of physical media or through transmission (e.g., satellite, fiber, copper). Any selected method is required to provide for a secure environment for the content as well as no corruption of the data. Segmenting of the packaged content can occur to accommodate fixed media or bandwidth constraints.

6.2.3. Ingest Interface🔗

Independent of the transport method, the output interface of the transport system is required to be ingested into the Digital Cinema Storage in the theater.

The ingest interface shall comply with either Clause 34 or Clause 44 of [IEEE 802.3-2005] for either 1000 Mb/s or 10 Gb/s operation, respectively.

7. Theater Systems🔗

7.1. Introduction 🔗

Theater Systems for Digital Cinema incorporates all of the equipment required to make a theatrical presentation within an auditorium located within a Theater complex. This encompasses projectors, Media Blocks, Security Managers, storage, sound systems, DCP ingest, theater automation, Screen Management System (SMS) and Theater Management System (TMS). The Screen Management System (SMS) provides the theater manager a user interface for local control of the auditorium such as start, stop, select a Show Playlist and edit a Show Playlist. At a higher level is the Theater Management System (TMS). The TMS can control, supervise and report status on all of the equipment in the Theater as well as perform all the duties of the SMS. This section will define the requirements and interconnectivity of a TMS and multiple SMSs within a theater complex.

7.2. Theater System Overview🔗

7.2.1. Functional Framework 🔗

For the purpose of documenting the specific requirements and specifications for a Digital Cinema Theater System, it is helpful to divide the system into a set of components. The specifications and performance requirements for each of these components will be described in the following sections:

  • Screen and Theater Management Systems – The human interface for the Digital Cinema System
  • Theater Systems Architecture – The equipment and interconnect within the Theater
    • Single Screen Architecture
    • Multiplex Architecture

7.2.2. Theater System Major Concepts 🔗

Theater Systems can have a wide range of responsibilities. They are required to provide a theatrical presentation in a timely manner along with controlling the environment in which it is presented. To simplify this complex system, each major component of a Digital Cinema Theater System is reviewed and shown how they interconnect. The human interface of the single screen system is the Screen Management System (SMS). It is required that there be one SMS for each auditorium. The Screen Management System (SMS) provides user interface to control (start, stop, pause, load playlist, etc.) a single auditorium. The Theater Management System (TMS) allows a theater manager to control many or all auditoriums within a theater complex from a central location. This is the interface that allows for control, show programming, troubleshooting, asset management and status of the Digital Cinema equipment. There are many different scenarios for the implementation of the SMS and the TMS.

7.2.3. Theater System Fundamental Requirements 🔗

Digital Cinema Theater Systems have some basic requirements that are stated below.

7.2.3.1. Reliability 🔗

A key part of the Digital Cinema system is reliability. In the realm of Digital Cinema, the presentation should not be interrupted, except in the event of a catastrophic failure of the Digital Cinema system (e.g., loss of power) or a natural disaster. There will be cases where equipment will fail (such as happens now with traditional 35mm film equipment). However, the time between failures, and the speed at which it is repaired, is encouraged to be no worse than those for traditional 35mm film equipment.

Each individual theater system is required to have a Mean Time Between Failure (MTBF) of at least 10,000 hours.

7.2.3.2. Mean Time to Repair 🔗

A failed or malfunctioning unit/component is required to be capable of being diagnosed and replaced within 2 hours, exclusive of the time needed to order and to deliver the replacement component(s). Design of a system is required to allow repair of any failed unit/component within two hours.

7.2.3.3. Test Shows🔗

The system is required to allow the content to be played back for validation and verification prior to exhibition.

7.2.3.4. Monitoring and Diagnostics 🔗

The system is required to provide monitoring and diagnostic checks and provide for status, monitoring, alignment and calibration. This can be done locally or through remote control.

7.2.3.5. Easy Assembly of Content 🔗

The system is required to provide a graphical user interface (GUI) interface for the assembly of content with relative ease in a timely matter.

7.2.3.6. Movement of Content🔗

The system is required to provide for intra-theater movement of content within a multiplex facility. Emergency moves (e.g., equipment failure) between auditoriums are required to allow playback to start within 15 minutes or less after the start of the movement.

7.2.3.7. Ease of Operation 🔗

The Digital Cinema Theater System is encouraged to require only a reasonable level of computer operation knowledge or training for the basic operation of the system. The computer-based user interfaces are required to be simple and intuitive.

7.2.3.8. Multiple Systems 🔗

There can be one Theater Management System communicating to one or more Screen Management Systems.

7.2.3.9. Environment 🔗

The theater is required to provide an adequate environment for the equipment, with an operating temperature range of 10-35°C and operating Humidity of 10% to 85% Non-Condensing.

7.2.3.10. Safety🔗

All equipment is required to comply with applicable safety regulations.

7.2.3.11. Storage Capacity Per Screen🔗

The central and/or local storage system is encouraged to have the capacity to hold at least 1 TByte of usable storage per screen, where a TByte equals 1,000,000,000,000 bytes.

7.2.3.12. Persistent Security🔗

Theater systems equipment is required to implement all the security requirements as specified in Section 9.. These requirements enable the necessary functions and features for a reliable and persistent environment to protect content and Security Data, and support the required forensic processes that stakeholders require.

7.2.3.13. Power Failure🔗

In the case of a power interruption, the Digital Cinema Theater System is required to be restored into a stable stop/idle condition.

7.2.3.14. Local Control🔗

Every auditorium is required to provide the means of local control by the Screen Management System (SMS) at each projection booth.

7.3. Show Playlist 🔗

7.3.1. Introduction 🔗

The Show Playlist is the list that the Exhibitor assembles to complete a presentation in the theater. The Show Playlist has the following requirements.

7.3.2. File Format 🔗

The Show Playlist is required to use XML file format.

7.3.3. Human Readable Information 🔗

7.3.3.1. General Information🔗
  • UUID
  • Program Types (e.g., feature, trailer, logo, advertisement)
  • Show Playlist Title
  • Version
  • Language
  • Country
  • Rating
  • Aspect Ratio
  • Image Format
  • Audio Format
7.3.3.2. Sequence of Composition Playlists🔗
  • UUID
  • Composition and/or Event Playlist Filename
  • Show Timeline Count In Point
  • Show Timeline Count Out Point

7.3.4. Editing Show Playlist🔗

The Show Playlist is designed to be edited in the field. The requirements for editing are listed below:

  • Shall support adding or deleting of a reference of a Composition Playlist to a Show Playlist
  • Shall support altering of the sequence of a reference to a Composition Playlist within a Show Playlist
  • Shall allow for show cue programming and automation
  • Shall provide programming synchronized to a local clock (timeline)

7.4. Theater Management Systems 🔗

7.4.1. Operation🔗

7.4.1.1. Introduction🔗

The Screen Management System (SMS) is required to allow the theater staff to function similar to traditional theater operations. The workflow does not need to radically change to support Digital Cinema presentations. Digital Cinema content will arrive at the theater via fixed media, or through other means of transport, and will be loaded into central or local storage. The staff will then assemble a Show Playlist using a computer Graphical User Interface. This Show Playlist could include advertisements, logos, previews and a main feature. The staff will then direct the show to the screen and let the SMS begin the show by local or remote control.

The Screen Management System provides a user interface to control (start, stop, pause, load playlist, etc.) a single auditorium. The Theater Management System (TMS) allows a theater manager to control many or all auditoriums within a theater complex from a central location.

At the beginning of this section, fundamental requirements were listed that would allow theaters to operate as they have been for some time. This section will elaborate on some of these and other requirements, as they affect the SMS and TMS.

7.4.1.2. Local Control🔗

Each auditorium in a theater complex is required to allow for local control at each screen via the SMS. This will provide for at a minimum:

  • Show Start
  • Show Stop
  • Show Pause
  • Show Restart
  • Show programming (single screen installation)
7.4.1.3. User Accounts🔗

The SMS and TMS are required to support multiple levels of user accounts. The following is an example of multiple accounts: Projection, Show Manager, Super-user, and Administrator with password-protected appropriate log-ons.

  1. Projection – Required to be able to perform the following functions
    • Browse and activate current shows
    • Play content, including starting and stopping playback
    • Assemble shows
  2. Show Manager – Required to have access to the following functions
    • All projection functions
    • Assemble or Delete Shows to/from storage
    • Import/Delete Content to/from storage
  3. Super-user – Required to have access to the following functions
    • All Show Manager functions
    • User Management
    • Theater System Setup
  4. Administrator – Required to have access to the following functions
    • All Super-user functions
    • System Setup
    • Security Setup
7.4.1.4. Receipt of Content 🔗

Content can be received by physical media or via a network. The theater systems are required to allow multiple motion pictures and related content to be delivered to a theater in a timely matter. The theater systems are also required to provide a method to verify that the data is complete and whether or not it has not been corrupted.

7.4.1.5. Movement of Content🔗

The SMS and TMS are required to allow an authorized user to search for content and provide a method for the movement and deletion of content, within a screen or multiplex facility, while the system is in operation. As an example, this would include simultaneous content load-in and playback. This movement could consist of many different examples of operation such as:

  • Downloading content while playback of presentations are in progress
  • Movement of content from a central storage to local storage while other content is in playback
  • Deleting content while other content is in playback
    1. The SMS or TMS is required to warn and not allow deletion if the content is in use or part of a current Show Playlist.
    2. The SMS or TMS is required to provide a deletion process that removes all of the content, key information, and playlists associated with the composition.
7.4.1.6. Assembly of Content 🔗

An electronic method is required to assemble trailers, feature presentations and other content in the creation of shows. At a minimum, a standard method is required to electronically identify the content to the SMS, TMS and the Security Manager (SM) to allow the show to be assembled and played back. This method of identification is embedded within the packaging format as metadata. (See Section 5.)

Operationally, the SMS and TMS are required to provide the user with a method of creating a Show Playlist. This method provides for the following:

  • A method of building shows is required to allow only authorized personal to build, save and transport the Show Playlist.
  • A method is required to use the validity/expiry method, so that one can check that one has the security devices and keying parameters required for playback.
  • A method is required to make it possible for a Show Playlist to be provided via an external source.
  • A method is required to provide a means for inserting a black screen and silence between content. The Media Block is required to be able to transition modes without displaying a roll or similar artifacts during a transition between clips in a playlist or between playlists.
  • Show Playlists can consist of both encrypted and non-encrypted content.
  • The Show Playlist can be communicated in whole to the Media Block, whereupon it is then stored and subsequently executed within the Media Block (Content Data Pull Model).
  • The Show Playlist can be executed within the SMS and communicated to the Storage and Media Block one command at a time (Content Data Push Model).
  • A method is required to provide for the insertion of cues. These cues allow the automation system to perform its tasks at event boundaries, such as start of feature and start of end credits.
7.4.1.7. Automation Programming🔗

The Automation System is required to communicate events to and from the screen equipment. These can be light dimmers, curtains, or other systems within an auditorium. These events or cues are programmed within the TMS or the SMS, and initiated by either the SMS or the Automation depending on which unit is the controller and which is the responder. All of the event types are pre-programmed to have certain effects on the system. These events, at a minimum, are required to be recognized by all systems and are listed below:

  • First Frame of Content
  • First Frame of Intermission
  • Last Frame of Intermission
  • First Frame of End Credits
  • First Frame of End Credits on Black
  • Last Frame of Content
7.4.1.8. Playback of Content🔗

The system is required to provide a method to:

  • Have full content play functionality (e.g., make playlists active, stop, start, start play) at any reel break point in a playlist.
  • Handle power interrupted while playing content. When the system is next started, it is required to inform the user that playback was abnormally interrupted during the last play, and offer the user the ability to restart playback at a point prior to the failure (see Section 5.3.1.11.). The system should also log such events.
  • Have no interruptions during playback (glitch-free).
  • Adjust the delay of audio ±5 image frames in 10 msec increments of all presentation content to the image.

7.4.2. Theater Management System Events 🔗

The following Table 8 depicts situations and events related to the Theater Management System (TMS). These events do not affect the security system and are known only to the Theater Management System. In addition, the Theater Management System has the ability to have pre-showtime knowledge of events in the security system by directing the Screen Management System to query the Security Manager.

Table 8: Examples of Theater Management System Events🔗
Item, Observation or Issue Approach
Log data collected from auditoriums TMS controls and can check collection status
Equipment installation and locations TMS knows about and controls installations
Auditorium scheduling TMS knows scheduling information

The examples in Table 8 are outside of the knowledge or control of the security system. The Theater Management System may have the capacity to execute such functions or make records of various activities under its control. Under a private agreement between the Exhibitor and the Distributor, data collected by the Theater Management System could be made available.

7.5. Theater Systems Architectures 🔗

7.5.1. Introduction🔗

A Digital Cinema Theater System includes several component systems: ingest, storage, Media Block, security, projection, audio system, Theater Management System, Screen Management System and automation. An example of a single screen installation is shown in Figure 10.

7.5.2. Ingest 🔗

7.5.2.1. Introduction🔗

Ingest is the process of receiving content and security information at the theater level. These are the devices that connect to and from the outside world. The following is an example list of such devices split into two groups. The first group has to do with content while the second group is for security and control.

Content:

  • Satellite receiver(s) (with cache or local storage)
  • Terrestrial fiber network(s) (with cache or local storage)
  • Fixed media interface(s)

Security and Control:

  • Security Management Interface – Standardized Extra-Theater Message (ETM) and logging report communications interface.
  • Once a complete DCP has been ingested, the TMS or SMS is encouraged to verify that a KDM is available and displays the time window for showing the content. A TMS or SMS show schedule can display conflicts between the KDM and the scheduled showings.
  • The TMS or SMS is encouraged to alert the user when a KDM will expire within 48 hours.
Detailed diagram
                     illustrating a single-screen system, from ingest to
                     playback.
Figure 10: Single-Screen System Architecture🔗

7.5.2.2. Ingest Interfaces 🔗

The interfaces to the outside world can use any method or physical connection. Inside the theater structure, the architecture is encouraged to break down into two types of interfaces, one for the content and one for control/status and security communications.

  • The content ingest interface is encouraged to be at a minimum Gigabit Ethernet [IEEE802.3ab (copper)] or [IEEE802.3z (fiber)] interface.
  • Theater facilities are encouraged to provide a connection that will be available 24/7 for security communications (e.g., ETMs). It is theater management’s decision as to whether this connection is dedicated. However it will be recognized that for some operational situations (e.g., receiving new KDMs), it may be important to have priority access to this connection.
7.5.2.3. Firewalls🔗

Theater networks are required to protect the security system from the threat of external and internal network-born attacks by the installation of appropriate firewalls. Because there will be many variations in network designs, it is impossible to define specific solutions as part of this specification. Exhibition operators are encouraged to solicit competent network security engineering assistance as part of their facility network design efforts.

See Section 9.5.6. for additional exhibition communications and networking requirements.

7.5.3. Storage🔗

7.5.3.1. Introduction🔗

Content storage can be arranged into two basic configurations or a combination of the two. One is known as local storage and the other is central storage. Local storage is a configuration where the storage is located at each screen. Central storage is a configuration that has all of the storage of content in a central location for all of the screens in a multiplex. There can also be combinations of central and local storage.

7.5.3.2. Storage Reliability🔗

The most important aspect of the storage system is reliability. For both hard disc drives (HDD) and solid state drives (SSD) there are a number of established RAID configurations that provide storage redundancy and therefore storage reliability. The storage system is required to provide redundancy such that should a single HDD or SSD module fail, the system will continue to play with no visible or audible interruptions or artifacts. The storage system implementation shall be field serviceable.

7.5.3.3. Central Storage🔗

Central Storage implies that packaged content for a multiplex may be stored in one location. Central Storage may allow for multicasting of the content.

If only Central Storage architecture is used, careful planning is required to be done to ensure that it does not have a single point of failure, including the network. In this type of implementation, the Central Storage is required to also provide the capability to sustain the peak bit rate of all screens being fed simultaneously, along with ingest.

7.5.3.4. Local Storage 🔗

Local storage implies a single storage system for each screen. Local storage is required to be able to sustain the bit rate required for the playback of all content for that screen.

7.5.3.5. Combined Central and Local Storage. 🔗

A combination of central and local storage for a multiplex can be the best solution. The central storage can be used for ingest of material and redundancy of content, while the local storage is encouraged to hold just the content required for the immediate presentation(s).

7.5.3.6. Bandwidth 🔗

The storage system is required to provide enough output to support a continuous stream of compressed image, uncompressed audio and subtitle data (at 289 Mbits/sec if 48 kHz audio is used or 307 Mbits/sec if 96 kHz audio is used) to allow for non-interrupted Digital Cinema playback.

7.5.3.7. Capacity 🔗

Excluding storage necessary for redundancy, the storage system is encouraged to provide for, at a minimum, the storage of three features (including pre-show content) per screen (one feature currently showing and a second or upcoming feature). Shown in Table 9, are some example storage requirements. The numbers are based on:

  • One three-hour feature
  • 20 minutes of pre-show material at the same resolution
  • 16 channels of uncompressed audio at 48 kHz at 24 (AES3) bits
  • 3,000 sub pictures in PNG file format
  • 3,000 Timed Text lines
Table 9: Example of Storage Capacity for one 3-Hour Feature (12 bits @ 24 FPS)🔗
Average Bit
Rate
(Mbits/sec)
3 Hour
Image
(GBytes)
3 Hour
Audio
(GBytes)
20 min.
pre-show
(Gbytes)
Sub
Picture
(GBytes)
Timed
Text
(GBytes)
3 Hour
Total
(GBytes)
250 337.500 2.074 37.500 0.300 0.001 377.374
200 270.000 2.074 30.000 0.300 0.001 302.374
125 168.750 2.074 18.750 0.400 0.001 189.974
100 135.000 2.074 15.000 0.600 0.001 152.674
80 108.000 2.074 12.000 0.800 0.001 122.874
Image size:
Calculated by: {Average or max bit rate (Mbits/sec) * hours * 60 min/hour * 60 sec/min} / {8 bits/byte *1000} the results is in GBytes
Audio size:
Calculated by: {32 (AES bits) * 48,000 samples/sec *16 (channels) * hours * 60 min/hour * 60 sec/min / 8 (bits/byte) = size
or
Calculated by: {32 (AES bits) * 96,000 samples/sec *16 (channels) * hours * 60 min/hour * 60 sec/min / 8 (bits/byte) = size
Sub Picture size:
Calculated by: 100,000 (bytes/png file @ level 1) * 3,000 (subtitles/feature) = size
Timed Text size:
Calculated by estimate of 1 MBytes per feature
7.5.3.8. Storage Security 🔗

It is required that image and audio essence on storage devices retains the original AES encryption, if present during ingest. It is required that decrypted plaintext (image or audio) essence is never stored on the storage system.

7.5.4. Media Block🔗

7.5.4.1. Introduction🔗

Another key component in the playback chain is the Media Block. One or more Media Blocks are responsible for converting the packaged, compressed and encrypted data into raw image, sound and subtitles.

Depending upon implementation, both security and non-security functions take place within Media Blocks. Security functions of Media Blocks (those functions which process plain text essence or Security Data such as decryption keys) may take place only within physically secure perimeters called Secure Processing Blocks (SPB). Detailed security requirements of Media Blocks are discussed in Section 9.4..

Figure 11: [This Figure Left Blank Intentionally]🔗

The Image Media Block is implemented as a component within the projection system, as shown in Figure 12. [5]

Diagram illustrating a
                     configuration where the Media Block is integrated with the
                     Projection System.
Figure 12: Integrated Image Media Block🔗

In addition to the single Image Media Block, single projector configuration shown above, this specification provides for Multiple Media Block (MMB) configurations to support multiple projectors and/or the use of an Outboard Media Block (OMB) within the projection booth. In connection with OMB functionality, the "IMB with OMB functions" (IMBO) is defined, and may be used alternatively to the IMB in projection systems. See Section 9. for details of MMB and OMB requirements and operation.

7.5.4.2. Media Block Functional Requirements 🔗
7.5.4.2.1. Synchronization 🔗

A Media Block is the device that converts, in real time, the packaged content data from storage into data for playback to downstream devices. The one or more Media Block(s) of the projection booth are required to playback the image, audio and other time-dependent content in a manner that presents a synchronized performance to the audience. Synchronization requirements are as follows:

  • Synchronization of audio and on-screen text to image shall be frame accurate.
  • Synchronization of audio objects shall be accurate to within 10 microseconds (sample accuracy at 96 kHz).
  • The synchronization signal shall include information that represents the current position within the show timeline and shall be accurate to within 10 microseconds.
  • "Locate and play" shall be supported.
  • The synchronization signal shall be defined separately from any essence it may be asked to synchronize, and able to sync multiple media blocks regardless of the essence they are handling.

The synchronization signal shall be compliant with SMPTE ST 430-14 D-Cinema Operations -- Digital Sync Signal and Aux Data Transfer Protocol.

7.5.4.2.2. Security Functions🔗

The main function of a Media Block is to provide a secure environment within which to perform content essence decryption. In support of this Media Blocks shall contain a Security Manager, media decryptor(s) and (as applicable) associated forensic markers.

All Media Blocks are required to provide logging functions per the requirements of Section 9.4.6.3.1..

7.5.4.2.3. [This Item Left Blank Intentionally] 🔗
7.5.4.2.4. Unpackaging 🔗

Any packaged content that comes from storage is required to contain all of the content data required for the presentation and file integrity. The first job of the Media Block is to arrange the track files into their appropriate modules and to provide a timely supply of data to the next process. The content can arrive completely unpacked or partially unpacked depending upon the system’s storage method.

7.5.4.2.5. Alpha Channel Overlay🔗

An alpha channel overlay module, to key subtitles or open captions into the Main Image, can be located in the projector or in the Media Block.

7.5.4.2.6. Subpicture Renderer 🔗

The subpicture renderer, a module that converts the subpicture file into the DCDM* image file with an alpha channel overlay, can be located in the projector or the Media Block.

7.5.4.2.7. Timed Text Renderer 🔗

The Timed Text renderer, a module that converts Timed Text data into the image file with an alpha channel overlay, can be located in the projector or the Media Block.

7.5.4.2.8. OBAE Rendering🔗

OBAE shall be rendered within the type 1 SPB perimeter of the Media Block.

7.5.4.3. Media Block Interfaces 🔗

The Media Block is required to interface on three levels with the rest of the system. One level deals with the packaged Digital Cinema content. The next level is the raw essence output for the projector, the audio processor and any special devices for the automation system. The third level is the control and status of the Media Block playback system. These interfaces are noted below.

  • Packaged DataThe packaged content requires a standard data interface that could handle bandwidths up to 307 Mbits/sec for the composition data if 96 kHz audio is used or 289 Mbits/sec if 48 kHz audio is used. This may be a Gigabit or 1000Base-T Ethernet [IEEE 802.3ab (copper)] or [IEEE 802.3z (fiber)] interface.
  • Uncompressed EssenceThe raw essence data requires a real time data interface with extremely high bandwidths. The interface will depend on the physical location of the Media Block and the type of essence that the interface carries.
    1. Main Image This streaming data interface is required to handle data rates up to 10 Gbits/sec. (See Section 8. for details.)
    2. Subpicture This streaming data interface is required to handle data rates up to 20 Mbits/sec. This can be accomplished by the use of a standard 100Base-T Ethernet [IEEE 802.3] interface.
    3. Timed Text – This could be a streaming data interface depending on the buffer capability of the projector. It is expected that this interface can also use a standard 100Base-T Ethernet [IEEE 802.3] interface that can handle data rates up to 500 Kbits/sec. It is encouraged that there be at least two of these interfaces from the Media Block, one to feed the projector and the other to feed off-screen devices.
    4. Sound EssenceThis interface is required to stream multiple digital audio channels to the Cinema Audio Processor. This is required to be in an AES3 format. For worst-case audio bandwidth, 19 Mbits/sec is required (16 channels * 24 bit sample * 48 kHz). 37 Mbits/sec is recommended (16 channels * 24 bits/sample * 96 kHz).
    5. OBAE - This interface is required to stream multiple digital audio channels to the Cinema Audio Processor. The interface format is required to be an interoperable standard multichannel format that is capable of meeting the audio bandwidth requirements for the rendered channel count. The exact interface format is not specified. The audio bandwidth requirements are generally more rigorous than main sound and will vary by the number of channels the system is capable of rendering. For example, for a system that can render 48 channels, a minimum of 55.3 Mbits/sec is required (48 channels * 24 bits/sample * 48 kHz). 110.6 Mbits/sec is recommended (48 channels * 24 bits/sample * 96 kHz). Multiple audio interfaces can be used as necessary to obtain the required bandwidth.

7.5.5. Projection System 🔗

The Projection System is required to change digital image data into the light that appears on the screen. The projection system is required to support many interfaces and includes the Media Block (described above) installed in the projector. The Projection system not only provides the main image on the screen, it can provide subtitles, open captioning, and still pictures.

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7.5.6. Audio System🔗

7.5.6.1. Introduction🔗

The Audio System delivers the sound of the theatrical presentation to the audience. It is responsible for receiving the uncompressed digital audio from the Media Block, converting it to analog and directing it to the proper speakers for translation to acoustic energy.

For Sound Essence: The system is required to provide the capability for 16 channels of audio playback. The presentation is required to provide, at a minimum, a 5.1 audio format, (Left, Right, Center, Low Frequency Effects, Left Surround and Right Surround). An audio format of 7.1 can also be provided. The undefined channels can include a Hearing Impaired and/or a Visually Impaired channels as well.

For OBAE: A playback system designed to play OBAE is required to provide the capability to render multiple playback channels to the immersive sound system in the theater. The rendering of object-based audio into a specific sound reproduction format is proprietary to manufacturing companies and is not addressed in this specification.

The Cinema Audio Processor can provide the digital audio conversion and the channel mapping. Its other duties can include playing the intermission program or music (often called non-sync) and allowing for monitoring in the projection booth.

7.5.6.2. Audio System Interfaces🔗

The Audio System requires several interfaces. The main interface deals with the digital audio and the other interfaces deal with status and control. These interfaces are noted below.

  • Digital Audio – The digital audio is delivered from the Media Block to the Cinema Audio Processor.

    For Sound Essence: This is a real time digital audio link that shall have the capacity for delivering 16 channels of digital audio at 24-bit 48 kHz. It is encouraged that this link support 96 kHz. For purposes of clarity, the MB shall be capable of processing 16 channels of 24 bit audio at 48 kHz, and is encouraged to be capable of processing audio similarly at 96 kHz. This link is required to follow [AES3-2003] recommended practice for serial transmission format for two-channel linearly represented digital audio data.

    For OBAE: Rendered OBAE shall be output from the Media Block to the theater audio system using an interoperable standard multichannel format that is capable of meeting the audio bandwidth requirements for the rendered channel count. The exact interface format is not specified. It is encouraged that this link support 96 kHz. The interface must be capable of delivering the maximum number of rendered channels to the cinema processor at 48 kHz. It is encouraged to be capable of processing OBAE at 96 kHz.

  • Control and StatusThe Cinema Audio Processor is encouraged to also provide a 100Base-T Ethernet [IEEE 802.3] interface that can receive control information and send status to Automation and/or SMS depending on the existing Automation in the theater.

7.5.7. Screen Automation System 🔗

7.5.7.1. Introduction🔗

A Screen Automation System can interface with life safety, motor controlled curtains, motor controlled masking, the dimmers for the lighting, existing 35mm film projectors and possibly to other devices such as the Cinema Audio Processor, and/or special effects devices. One of the challenges of Digital Cinema is to interface with the many different Automation devices installed presently in the theaters.

7.5.7.2. Automation Interface 🔗

The automation interface is a variable that is different depending on the manufacturer of the installed system. This could range from contact closures to proprietary interfaces. The Theater System is required to translate Digital Cinema cues into something that the automation system understands, and reciprocally, is required to translate the automation information into something the SMS understands.

7.5.8. Screen Management System (SMS) 🔗

Each auditorium is required to have a single dedicated Screen Management System (SMS). The Screen Management System provides a user interface to theater management for local control of the auditorium, such as start, stop, select a Show Playlist and edit a Show Playlist. In addition to control, the Screen Management System can monitor and run diagnostics on equipment within the auditorium and provide such status information to the exhibitor. The Screen Management System is required to operate in one of two modes, local or remote.

The following Table 10 depicts situations and events related to the Screen Management System.

Table 10: Examples of Screen Management System Events🔗
Item, Observation or Issue Approach
Corrupted Movie Received SMS can validate received DCP
Valid Composition Playlist Received SMS can validate received CPL
Movie prepped for playback is modified SMS can check prepped movie against CPL
Playback time associations of Trailers-Movie SMS knows show playlists and execution statistics

The examples in Table 10 are outside of the knowledge or control of the security system. Under a private agreement between the exhibitor and the distributor, the Screen Management System may be required to execute functions or make records of such activities under its control.

7.5.9. Multiplex Theater System Architecture 🔗

7.5.9.1. Introduction🔗

Many Theater Systems will be part of a larger multi-screen facility. A single TMS for Digital Cinema operations is expected to support all multiplex configurations.

Figure 13 below demonstrates an example architecture of one of these systems from an interface prospective. This section will consider the requirements and interfaces of a large networked system. There are two main interface components of this larger system. The first is the Media Network and the second is the Theater Management Network.

Diagram illustrating a
                     theater complex that consists of multiple auditoriums, each
                     with its own playback but sharing common storage and ingest
                     interfaces.
Figure 13: Multiplex Theater System Architecture🔗
7.5.9.2. Media Network🔗

The Media Network is a high bandwidth, switched interface, made up of media interfaces, Disc Arrays and Media Blocks. The Media Network is required to support, for each screen, a sustained rate of 289 Mbits/sec if 48 kHz audio is used or 307 Mbits/sec if 96 kHz audio is used: 250 Mbits/sec for compressed image, 38 Mbits/sec for 16 channels of 24-bit samples at 96 KHz or 19 Mbits/sec for 16 channels of 24-bit audio samples at 48 KHz, and 20 MBits/sec for subtitle data (subpicture). Additional data bandwidth is needed for ingesting new content and control/monitoring.

7.5.9.3. Theater Management Network🔗
7.5.9.3.1. Introduction 🔗

Not all multi-screen complexes will have Theater Management Networks. When present, the Theater Management Network is a low bandwidth, shared interface, made up of Theater System devices and an Ethernet distribution system. This is required to be accomplished using 100Base-T Ethernet [IEEE 802.3]. This network is required to support all of the control, configuration, security, software upgrades, testing and status of the Theater Systems.

The Theater Management Network can be sub-divided into two networks that support two main categories of communications:

  • Control and status communications – The sending of commands and data to the Theater System devices and receiving status back from those devices. TCP/IP is required to be the protocol to send commands and configuration. SNMP/UDP/IP (Simple Network Management Protocol over User Datagram Protocol over Internet Protocol) can be used for status of the equipment.
  • Operational Message communications – This messaging supports pre-playback, playback and post playback operations and thus interfaces with the security subsystem(s). Such communications may take place over the same networks as above. However, Operational Message communications is required to employ Transport Layer Security (TLS) per the security requirements of Section 9..

Figure 13 depicts an exemplary multiplex theater system architecture with four auditoriums.

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8. Projection🔗

8.1. Introduction🔗

The Projection System is an essential part of the Digital Cinema System. Its job is to change digital image data into light that appears on the screen. This section is broken into parts to help define the requirements, interfaces and performance specifications. Bearing in mind that a core goal is to have the mastering room image seen by the public, it is intended that the projection system should faithfully replicate the DCDM as is described in Section 3..

8.2. Projection System Overview🔗

8.2.1. Functional Framework 🔗

For the purpose of documenting the specific requirements and standards for a Digital Cinema Projection system, it is helpful to divide the system into a set of components. The specifications and performance requirements for each of these components will be described in the following sections:

  • Colorimetry – The method for color conversion (see: Section 3.2.1.)
  • Performance Parameters – Performance specifications and requirements
  • Interfaces – The physical connections to and from the projector (see: Section 8.4.)

8.2.2. Projection Fundamental Requirements 🔗

8.2.2.1. Introduction🔗

Digital Cinema presents a challenge to create a versatile projection system. Throughout this system, some basic requirements are needed and are stated below.

8.2.2.2. Interfaces🔗

The projector is required to have the following interfaces:

  • For control and status, 100Base-T Ethernet [IEEE 802.3] interface.

The projector can have:

  • Graphics and/or Text Interface (could be the same as Control and Diagnostics, e.g., Ethernet Interface)

The projector is required to have a Media Block Interface into which either an IMB or IMBO will be installed.

The projector is required to not have any test, utility or output interface that provides unencrypted content in the clear.

8.2.2.3. Alternative Content 🔗

The projector is required to not preclude the ability to present alternative content. The projector can also provide an auxiliary content input.

8.2.2.4. Single Lens 🔗

The projection system is required to provide either a single lens solution or an unattended changeover if more than one lens is required.

8.2.2.5. Color Space Conversion🔗

The projection system is required to convert the incoming DCDM* color space to its native color space.

8.2.2.6. Pixel Count🔗

The sampling structure of the displayed picture array (pixel count of the projector) is required to be equal to or greater than that of the specified image containers (either 4096 x 2160 or 2048 x 1080).

8.2.2.7. Spatial Resolution Conversion🔗

The projector is required to display either a native resolution of 4096x2160 or 2048x1080. If the projector's native resolution is 4096x2160, and the incoming spatial resolution of the content is 2048x1080, then the projection system is required to perform the up-conversion of 2048x1080 content to 4096x2160. All spatial conversions are required to be done at an exact ratio of 2:1 in each axis, i.e., a projector with a horizontal pixel count of slightly higher than the image container is required to not convert the projected image beyond the image container to fill the array, nor is an image to be converted to something less than the 4096x2160 or 2048x1080 image container size.

Should electronic image resizing or scaling be used to support a constant height projection or constant width projection theater environment, then it is required that the image resizing or scaling does not introduce visible image artifacts. It is intended that the projector project the full horizontal pixel count or the full vertical pixel count of the image container.

8.2.2.8. Refresh Rate 🔗

If the incoming frame rate is not the projection system native refresh rate, then the projector is required to convert it to its native refresh rate.

8.2.2.9. Forensic Mark 🔗

A Forensic Mark is required to be inserted in real time into the content at the earliest point after decryption and prior to the content data being present on any data bus outside the Media Block (see Section 9.4.6.2.).

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8.2.3. Projection Concepts 🔗

The Digital Cinema projector is one of the principal elements in the system. It is perceived that projector technology will continue to change and develop with time. There are several items affecting the projection system: color space, resolution, brightness, contrast and interfaces. The projector is required to convert from the incoming X’Y’Z’ color space to its native color space. The projector is required to support more than one spatial resolution and frame rate.

A Reference Projector is used in the mastering process for creating the Digital Cinema Distribution Master (DCDM), with the target performance parameters and tolerances included in this chapter described below. Test patterns and measurement procedures are defined for measuring these performance parameters. It also describes a controlled environment for the mastering of projected images. The goal is to provide a means for achieving consistent and repeatable color quality.

8.3. Projected Image and Viewing Environment for Digital Cinema Content 🔗

8.3.1. Introduction 🔗

This section provides requirements defining the reference input to a Digital Cinema projector, the viewing environment, and output display characteristics for mastering and theatrical environments. These requirements are provided to ensure a single inventory distribution will be input compatible with any brand projector and that the projector output will be predictable, based on the standard format input. Nominal reference points plus tolerances are provided.

8.3.2. Input 🔗

The projector is required to support the image structures, aspect ratios, file formats, and frame rates as specified in Section 3.2.. The projector can support other image structures, aspect ratios, file formats, and frame rates as determined by the individual manufacturer.

8.3.3. Environment, Image Parameters and Projected Image Tolerances🔗

The SMPTE published recommended practice [SMPTE RP 431-2: D-Cinema Quality - Reference Projector and Environment] shall be utilized and shall be normative in its entirety for this specification.

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8.4. Projector Interfaces 🔗

8.4.1. Introduction 🔗

Projection systems will likely have many input/output interfaces to support the various signals that are required to send and receive data between projector, Media Block (MB) and Screen Management System (SMS). Security aspects of the use of these interfaces are described under Section 9.

8.4.2. Media Block Interface 🔗

The projector includes a Media Block Interface into which either an IMB or IMBO is installed. At a minimum, the Media Block is required to decrypt, decompress and forensically mark the image and provide this to the internal projector interface. The Security Manager is required to be notified in the event of tampering or removal of any Media Block.

8.4.3. Uncompressed Image Interface🔗

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8.4.3.4. 10 Gigabit Fiber 🔗

For mastering environments, 10 Gigabit fiber, also known as [IEEE 802.3ae], may be adapted for a point-to-point interface. The goal for this interface would be to use the same physical layer and adopt a protocol for streaming image data. Listed below are some of the requirements:

  • Dual SC Fiber Connector (back haul status/handshake)
  • Multi Mode
  • Point-to-point
  • Matrix Switch and/or Patchable
  • Up to 100 meter runs
  • Physical Interface established (Layer 1)
  • Electrical Interface established (Layer 1)
  • 10 Gbit/sec link bandwidth to accommodate up to DCDM in real-time

8.4.4. Graphics and Timed Text Interface 🔗

Timed Text and subpicture interfaces are required to use a 100Base-T Ethernet [IEEE 802.3] interface. This may be the same interface that is used for control and status.

8.4.5. Control and Status Interface🔗

These signals allow the SMS, TMS, the projector and the theater automation system to communicate. The physical implementation is required to be 100Base-T Ethernet [IEEE 802.3]. The protocol used is required to be the same as the Theater Management Network. (See Section 7.)

8.4.5.1. Control🔗

The following is an example list of control messages that can be sent to the projector:

  • Local / Remote
  • Power On / Off
  • Douser On / Off
  • Input Select
  • Test Signal On / Off
  • Test Signal Selection
  • User Memory Recall 1 to n
  • Zoom In / Out
  • Focus + / -
  • Lens Shift Up / Down
  • Lamp Mode Full, Half
  • Lamp Hours Reset
  • Keystone + / -
8.4.5.2. Status🔗

The following is an example list of status messages that can be sent from the projector:

  • Projector On / Off
  • Projector Standby Mode
  • Projector Cool Down Mode
  • Douser On / Off
  • Lamp off due to Power Management
  • Temperature Readings
  • Temperature Warning
  • Temperature Sensor Failure
  • Temperature Shut down
  • Current Input selection
  • Input Signal Status
  • Test Signal On / Off
  • Test Signal Selection
  • Lamp Hours Total
  • Lamp Hours Bulb Life
  • Lamp Mode
  • Image Format – Aspect Ratio
  • Power Failure

9. Security🔗

9.1. Introduction 🔗

This section defines the requirements for Digital Cinema security. Though security is an end-to-end process, these specifications are focused on the exhibition environment. The high level business requirements for security are:

The high level technical requirements for security are:

Security is provided primarily through the application of encryption technology and the management of content key access. When content is transported and received in an encrypted fashion, it is necessary to establish standardized methods of delivering and utilizing decryption keys to unlock the content. This is known as key management. Associated with key exchange is DRM (Digital Rights Management), which establishes the rules for using content. The management of DRM is known as security management. DRM requirements include logging of content access and other security event information.

In the security architecture defined herein, security management functions are entrusted to a Security Manager (SM), a logically separable and functionally unique component of the architecture. The security system is referred to as the infrastructure that provides security features, and the Security Manager is at the heart of this infrastructure. The security system architecture is defined to provide open and standardized security operation and enable interoperability between an exhibition SM and the rest of the exhibition security infrastructure.

This specification originally required that a single SM be assigned to an auditorium projection booth. The requirement for a single SM is eliminated. Multiple SM’s per auditorium (each contained within a Media Block as further specified herein) is permitted by this specification, which enables Multiple Media Block (MMB) auditorium equipment configurations.

In recognition that the digital cinema industry is no longer designing new equipment implementing Link Encryption (LE) functionality, this specification no longer includes requirements enabling LE-based architectures. As a result, requirements for the following functionalities have been eliminated:

Existing designs and exhibition implementations that use Link Encryption remain DCI compliant. For details concerning LE implementation and requirements, please refer to DCSS version 1.4.2 (or earlier).

Section 9. is organized as follows:

The following acronyms are introduced and used extensively in Section 9.

SM
Security Manager
KDM
Key Delivery Message
ETM
Extra-Theater Message
ITM
Intra-Theater Message
FM
Forensic Marking (Marker)
SE
Security Entity
SPB
Secure Processing Block

This specification originally referenced only Federal Information Standards Publication (FIPS) 140-2 “Security Requirements for Cryptographic Modules.” As NIST has now released FIPS 140-3, this specification now references both standards. Except as expressly stated in Section 9.5.2.5., all appearances of “FIPS 140-2” are replaced with “FIPS 140.”

9.2. Fundamental Security System Requirements 🔗

This section describes the goals for the security system. Cryptographic security requires communications connectivity between Distribution and Exhibition, above what is required for 35mm film. However, at no time do security requirements mandate continuous on-line connectivity to an exhibition facility.

Note: Due to the dynamic nature of security technology, DCI reserves the right, at some future time, to update requirements and may require changes to Digital Cinema systems as situations warrant.

9.2.1. Content Protection and Piracy Prevention 🔗

The security system shall provide a means for the securing of content against unauthorized access, copying, editing, and playback. Protection shall be standardized primarily through the application of encryption technology, management of content key access and robust logging.

9.2.2. Single Inventory and Interoperability 🔗

The security system shall support a single inventory Digital Cinema Package (DCP) delivered to every compliant theater installation. The security system architecture shall support file interoperability for both the Digital Cinema Package (DCP) and the Key Delivery Message (KDM). The security system architecture shall require system interoperability between Security Manager (SM) and Screen Management System (SMS).

9.2.3. Reliability 🔗

The security system shall recognize that “the show must go on” except in extreme circumstances. The model shall support intelligent means to locate failures expeditiously, and support field replaceable security devices.

9.2.4. Support Forensics and Attack Detection🔗

  • The security system shall produce records of the access to secured content at authorized facilities.
  • The security system shall support techniques to expose security attacks in process prior to an actual loss.
  • The security system shall support techniques (e.g., Forensic Marking) to implant evidence of origin of the content for use in tracing unauthorized copies of the content to the source.
  • The security system shall support the interface(s) and operation of anti-camcorder devices. This may include, but is not limited to, the ability to log the results of an anti-camcorder (detection of a camcorder event) or a non-functional anti-camcorder-ing system.

9.2.5. Resist Threats🔗

The security system shall support prevention and detection of the following threats:

  • Content theft (piracy) – as noted above
  • Unauthorized exhibition (e.g., at wrong facility)
  • Manipulation of content (e.g., editing)
  • Un-logged usage of content
  • Denial of Service

9.3. Security Architecture Overview🔗

This section describes the architectural elements and fundamental operation of the Digital Cinema security system.

9.3.1. Definitions🔗

The information previously contained in this section has been deleted as redundant or relocated as needed to other sections of this specification.

9.3.2. Security Management Approach to Security 🔗

The security architecture described herein distinguishes security management from content management. Once content is encrypted, it is “purpose neutral and safe” and can be allowed to take any path desired at any time to any destination. Thus, content management (physical distribution) can be implemented along lines that are oriented towards business needs, commercial cost effectiveness, and convenience. “Purpose neutral and safe” means once content is encrypted, its purpose has been neutralized (as to the content type, information contained, etc.) and it is safe (one does not care where it goes, how it gets there or who has access to it).

Access to encrypted content is controlled by the security management function. That is, content access is enabled or denied through control of Security Data. This function is entrusted to a Security Manager (SM), a logically separable and functionally unique component of the architecture. At exhibition, the SM controls Security Data, and consequently, access to content.

At the theater, access to content is provided via one or more Media Blocks (MB), each containing an SM. For each playback, each SM will require, and be delivered, one or more unique keys to unlock encrypted content files. All distributors will share the SM(s).

Each key is delivered in a Key Delivery Message (KDM) with a specified play period. That is defined as the time window when the key is authorized to unlock the content. There is a start time/date and a stop time/date associated with each key. The authorized window for each key will be part of the normal engagement negotiation between Exhibition and Distribution.

9.3.3. Security Messages and Security Entities🔗

The security system described herein implements a standardized open architecture in which equipment used at exhibition facilities can be sourced from multiple, competing suppliers. In order to achieve interoperable operation, the security system design for exhibition specifies a standard message set for interoperable communications between standardized security devices.

9.3.3.1. Security System Messages 🔗

There are two classes of messages in the security system architecture:

  • Extra-theater Messages (ETM) – These are self-contained one-way messages that move Security Data and information outside or within the theater. These specifications have defined a fundamental message structure for a generic ETM, the requirements for which are normative and given in Section 9.8..
  • Intra-theater Messages (ITM) – Messaging that moves Operational Messages within the auditorium over one or more real-time two-way channel(s) between the Screen Management System (SMS) and Media Blocks (MB). Requirements for ITM Operational Messages are provided in the respective SMS, IMB, IMBO and OMB sections, and Section 9.4.5. Intra-Theater Message (ITM) Communications.
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9.3.3.2. Security Entities 🔗

Security Entities (SE) are characterized by executing a narrowly defined security function, and having a role defined for them in a digital certificate with which they are associated. The five defined SE(s) are as follows (these are developed more fully in Section 9.4.).

  1. Screen Management System (SMS) – The SMS is not a secure device and therefore is not trusted to handle Security Data (keys). The SMS is trusted to send/receive commands to/from the auditorium SM, such as those required to prepare Media Blocks (MB) for playback.
  2. Security Manager (SM) – Responsible for Security Data (keys) and Digital Rights Management within a defined sphere of control (see Section 9.4.3.5., items 7 and 9c).
  3. Media Decryptor (MD) – Transforms encrypted (image, sound, etc.) content to its original plaintext form.
  4. Forensic Marker (FM) – Inserts markings (data indicating time, date and location of playback) in both image and audio essence in realtime at time of playback (i.e., a fingerprint or watermark inserter).
  5. Secure Processing Block (SPB) – A Security Entity (SE) whose security function is to provide physical protection to other SEs contained within it. A Media Block is an example of a SPB. These specifications define two types of SPB physical protection perimeters (see Section 9.4.2.2.).

Security Entity Notes:

  • The term Security Entity should not be confused with secure entity. The term secure entity is not normatively defined or used in these specifications, as the SPB function serves this purpose, and is normatively defined.
  • The SMS is not a secure device, and is sometimes viewed as part of the media server, or as part of the TMS. These security specifications focus on the SMS as the auditorium controlling device, independently of its scope or totality of other functions it may provide (see Section 9.4.2.5.).

9.4. Theater System Security 🔗

9.4.1. Theater System Security Architecture🔗

The Theater System is comprised of those components, at an Exhibition location, that are required by the security system to support playback of a show. Once in possession of the complete DCP and its associated KDMs, the theater security system can independently enable playback of the composition.

Theater System Security requirements are:

  1. Each auditorium shall have one or more Image Media Blocks (IMB) and/or IMB with OMB functions (IMBO), each associated with one projector. Each auditorium may have Outboard Media Block(s) (OMB) as further defined herein.
  2. The IMB and IMBO SM shall have knowledge of the projector it enables, by being able to authenticate that the projector has been certified to meet content protection requirements. Authentication shall be assured via a projector certificate, which shall be associated with the projector’s SPB type 2 (see Section 9.5.1. and Section 9.5.2.).
  3. The IMB and IMBO shall include image, audio and subtitle decryption capability. An OMB shall decrypt only the content essence types designated by this specification (see Section 9.4.3.6.4.). With exception of subtitle essence (see Section 9.7.3.), encrypted essence files shall be decrypted in real-time during playout, and at all other times shall remain encrypted as received in the DCP.
  4. The IMB and IMBO shall include image and audio Forensic Marking (FM) capability. The OMB may include FM for the content essence it decrypts, as defined by the requirements of the OMB normative requirements Section 9.4.3.6.4.
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  6. All Media Blocks shall be of the SPB type 1 (see Section 9.4.2.2.), and shall be field replaceable, but non-field serviceable.[8]
  7. Secure Processing Block (SPB) devices (and the SEs contained within them) shall have normative security and operational behavior requirements specified. Security Managers shall monitor the functioning of all SPB/SE devices and invoke controls to prevent use of improperly operating security equipment. To the extent possible, all security devices shall be designed with self-test capability to announce and log failures and take themselves out of service.

9.4.1.1. Architecture Description and Comments🔗

The security architecture descriptions and requirements revolve around two embodiments: the SPB and the SE. As defined in Section 9.3.3., SEs are logical devices that perform specific security functions. They are logical because these specifications do not dictate how SEs are actually designed, and more than one type of SE may be implemented within a single circuit.

All functional Security Entities (SEs) (except the SMS) shall be contained within SPBs, which provide physical protection for the Security Entities (SEs). The SPB is itself a literal SE Type – its security function is physical protection.

The type 1 and type 2 SPB requirements are more fully defined in the Media Block and projector SPB functional requirements below (see Section 9.5.).

The playback processes begins and ends with the SMS, under the control of Exhibition. Thus, the SMS is viewed as the initiator of security functions, and the window into the exhibition security system. Protection over cryptographic processes begins by requiring the SMS to communicate, in a secure fashion (i.e., under TLS), with the Security Managers (SM) under its control. The security system takes advantage of these secure command and control features to protect itself, as well as the exhibition operator, from several forms of attacks, including SMS imposters and Denial of Service.

While it is true that the security system places no physical protection requirements on the SMS, the extent to which the SMS is vulnerable to being tampered with, or its functions subverted, is a result of exhibition implementation and policy (e.g., who gets access to the SMS, how it is physically protected by room locks, operator access). The security system requires the SMS and SMS operator to identity itself to the Security Manager. The extent to which this information is reliable is subject to issues outside the scope of the security system and this specification. But the security system structure and standards requirements are appropriately specified to enable policies to regiment these aspects according to any particular security needs, without needing to change or enhance SE device operations or features.

The architecture supports Multiple Media Block (MMB) operation, which refers to the use of the IMB (or IMBO) and one or more Outboard Media Blocks (OMB) to support playout. This enables flexibility to provide media processing beyond that specified for the IMB, including support for multiple projectors within the projection booth.

With MMB, each participating Media Block (e.g., IMB or IMBO and OMB) contains a Security Manager (SM) and Security Entities (SE) which process Digital Cinema Package (DCP) media essence simultaneously with, but independently of, other MBs during playout within a single auditorium. In addition to the appropriate DCP content essence, each MB must be supplied with the Composition Playlist(s) (CPL) and matching KDM(s) to support the entire show (which may consist of multiple compositions). MMB operational requirements are described in Section 9.4.3..

Figure 15 presents an exemplary security system architecture, inclusive of basic data paths and message communications.

Diagram illustrating a
                     theatre that consists of two auditoriums that share a
                     storage system and a Theater Management System.
Figure 15: Exemplary Security System Architecture🔗

9.4.1.2. Post Playout Log Record Collection🔗

For playout of any given Show Playlist, evidence of such playout requires a set of security log records that includes logs from all participating Media Blocks (MB). Over time, the movement, replacement, etc., of IMBs, IMBOs and OMBs may make the recovery of full sets of security log records difficult for stakeholders. For example, an IMB and OMB in a Multiple Media Block (MMB) architecture may become disassociated should devices be changed out for maintenance or the projection booth configuration changed.

This specification requires that a specific subset of records shall be collected and stored by the SMS on a daily basis, assuring such logs will be readily available. To avoid confusion and harmonize SMS and MB Security Manager (SM) responsibilities, the collection requirements shall apply to both MMB and non-MMB projection booth configurations.

Detailed requirements of this log collection process, including definitions of the specific subset of security log records, are provided in Section 9.4.2.5.2. (for the SMS) and Section 9.4.3.5.1. (for MB SMs). Requirements of log collection generally are provided in Section 9.4.6.3..

9.4.2. Theater System Security Devices🔗

Although SEs are not distinctly visible outside of the SPB that contains them, SEs exist logically, and their normative behavior is specified in conjunction with the requirements defined below for SPB systems (see Section 9.4.3.5. and Section 9.4.3.6.). This is accomplished using a traditional Applications Programming Interface (API) approach, where the focus of the interoperability point is the SPB (logical) interface, and associated messaging and operational behavior at the interface.

9.4.2.1. Equipment Suites and Remote SPBs 🔗

The term Equipment Suite was used in connection with authentication of remote SPBs by the SM. With the elimination of link encryption there are no remote SPBs and associated equipment suite, so neither term is used in this specification.

9.4.2.2. The Secure Processing Block (SPB) 🔗

The SPB is defined as a container that has a specified physical perimeter, within which one or more SE and/or other plaintext processing functions are placed (e.g., decryptor, decoder, Forensic Marker). The SPB exists to enclose SEs and other devices in the content path, impede attacks on those SEs, and to protect signal paths between the SEs.

There are two normatively defined SPB types:

  • Secure Processing Block type 1 – An SPB type 1 provides the highest level of physical and logical protection. All Media Blocks (as defined below) shall be contained within a type 1 SPB.
  • Secure Processing Block type 2 – An SPB type 2 provides a lesser perimeter of protection, for content or security information that does not require the full SPB type 1 protection. SPB type 2 protection shall be provided by projectors.

Secure Processing Blocks (SPBs) shall provide a hard, opaque physical security perimeter that meets minimum security requirements as defined in 9.5.2 Robustness and Physical Implementations. Both SPB types are considered a Security Entity (SE), and shall be assigned a digital certificate per Section 9.5.1..

9.4.2.3. Media Blocks (MBs) 🔗

The term Media Block[11] (MB) has been used by the Digital Cinema industry in a number of ways. In this Section 9., it has a very narrow scope: An MB is an SPB that contains a Security Manager (SM) and performs essence decryption, i.e., it contains at least one MD. Other SE functions may also be present within a MB SPB, as described below:

  • Image Media Block (IMB)The Image Media Block (IMB) is a type 1 Secure Processing Block (SPB) that shall contain a Security Manager (SM), Image, Audio and Subtitle Media Decryptors (MD), image decoder, Image and Audio Forensic Markers (FM).
  • Image Media Block with OMB Functions (IMBO) – It is encouraged that the IMB perform the content essence processing functions of the Outboard Media Block (OMB) as given in Section 9.4.3.6.4.. An IMBO is an IMB that implements this functionality.
  • Outboard Media Block (OMB)The OMB is a type 1 SPB that shall contain a Security Manager (SM) and one or more Media Decryptors (MD) and associated Forensic Markers (FM) to process (only) those content essence types explicitly designated in Section 9.4.3.6.4..
9.4.2.4. Security Manager (SM)🔗

The SM controls Security Data and content access in a manner consistent with the policies agreed upon by the Stakeholders who rely upon it. There is one SM for each Media Block, and Rights Owners (Distribution) shall share the SM(s) for their security needs.

Security Manager functions shall conform to the requirements as given in Section 9.4.3.5. and Section 9.6.1.. The Security Manager is a self-contained system with an embedded processor and real-time operating system. SM functions shall not be implemented outside of the secure environment of a type 1 SPB.

Security Manager software changes and upgrade requirements are given in Section 9.5.2.7..

9.4.2.5. Screen Management System (SMS) 🔗

Theater management controls auditorium security operations through the Screen Management System (SMS). Because the SMS interacts and communicates directly with the security system, per Section 9.3.3.2. item 1, it is also considered to be a Security Entity (SE). The SM responds to the directives that Theater Management System (TMS) issues via the SMS. For purposes of simplicity, and subject to the TMS constraint below, this specification uses the term SMS to mean either/both Theater Management System (TMS) or Screen Management System (SMS).

SMS functions are supported by the Operational Message communications of Section 9.4.5.. The SMS shall support Operational Message communications with Media Blocks as follows:

  • IMB or IMBO – Except as provided for below in Section 9.4.2.5.2., the command protocol is not normatively specified, but is encouraged to support messaging as defined by SMPTE 430-17 SMS-OMB Communications Protocol Specification.
  • OMB – The command protocol shall be compliant with and support all messaging as defined by SMPTE 430-17 SMS-OMB Communications Protocol Specification.

SMS Requirements:

  • The SMS shall carry a DCI compliant digital certificate (see Section 9.5.1.) to identify the SMS entity to the SM. The SMS certificate shall indicate only the SMS role unless the SMS is contained within a SPB meeting the protection requirements for any other designated roles. In the latter case the SMS shall be considered permanently integrated within said SPB, and the SPB and contained SMS shall be identified by a single certificate that is permanent to both.
  • Communications between the SMS and Media Block SMs shall be protected using Transport Layer Security (TLS), except in the case of a permanently integrated SMS. (In the latter case the SMS and SM are collocated within the same MB, and the communications are protected within the MB's type 1 SPB.)
  • The SMS digital certificate may be permanent to the SMS, or “operator certificates” may be assigned to designated personnel (e.g., using a dongle, smart card, etc.) for association with the SMS.
  • For each KDM to be used in the playout of a CPL, the SMS shall confirm that all the content essence keys referenced by the KeyId elements within the AuthenticatedPublic section of the associated KDM are reflected (i.e., must exactly match those listed) in the CPL.
  • In the event that Exhibition command and control designs include the TMS as a device that interfaces with the SMs, such a TMS shall be viewed by the security system as an SMS, and it shall carry a digital certificate and follow all other SMS behavior, Transport Layer Security (TLS) and Operational Message communications requirements.
  • Identification of the SMS operator for purposes of the “AuthorityID” field (see Section 9.4.6.3.8.) shall be by:
    • Certificate thumbprint, where “operator certificates” are used, or
    • Username/password or the like, as specified by exhibition management.

SM interaction with the SMS is normatively defined (see Section 9.4.3.5.)[12]. These include the requirements that:

  • The SM provides log records identifying the SMS for which it operates, as well as the AuthorityID field. In the case where “operator certificates” are used, this information is the same (i.e., the digital certificate thumbprint).
  • If multiple SMSs are present, exhibition shall designate one to TLS connect with, and be used for identity logging by, all SMs participating in any given showing. Upon request, this SMS shall be responsible for collecting and aggregating all post-show log data from all participating SMs.
9.4.2.5.1. Multiple Media Block Operation🔗

For multiple media block (MMB) implementations, the MMB-Capable SMS shall operate as the central projection booth automated authority to assure all pre-show requirements have been confirmed. The following additional requirements shall apply to an MMB-Capable SMS:

  • Being aware of the complement of Media Blocks (IMB, OMB or IMBO) present in the projection booth, and the essence processing capabilities of each.
  • Analyzing composition playlists (CPLs) and show playlists (SPLs) to determine which Media Blocks (MB) will be expected to play/render each essence component of the composition(s) of a show, and confirm the complement of MBs is so capable.
  • Delivering all SPL KDMs and CPLs to the complement of MBs and obtaining confirmation from each participating SM that the prerequisites of Section 9.4.3. and 9.4.3.5 Functions of the Security Manager (SM) are satisfied.

Where applicable, the use of SMPTE standards in support of the above is normatively defined in this specification. The use of other SMPTE standards is encouraged but is implementation-specific.

In sum, MMB operation places important responsibilities and additional operational expectations onto the SMS to assure security requirements are satisfied so that each show playout is successful. The pre-show, show playout and post-show operation of MMB architectures mandates the implementation of additional SMS functionality and automated processes.

9.4.2.5.2. Playout Log Record Collection🔗

Per Section 9.4.1.2., within 24 hours of the playout of any encrypted composition the SMS shall collect security log report(s) identifying the composition(s) and each Media Block (MB) participating in the playout.

Log data extraction from each MB shall be compliant to and implemented using the following commands as defined in SMPTE 430-17 SMS-OMB Communications Protocol Specification:

  • getStatus
  • generateCplProcessedLogReport
  • getCplProcessedLogReport
  • cancelCplProcessedLogReport

A permanently integrated SMS (see Section 9.4.2.5. at "SMS Requirements") shall direct the generation of CPLProcessed log reports equivalent to those obtained via the getCplProcessedLogReport command for the MB within which it is contained.

The collected post playout log reports shall be available for a period of at least one year. For Multiple Media Block (MMB) situations the reports from each participating MB shall be stored together in a collocated fashion. Exhibition is free to use a storage location of their choice (i.e., the SMS may pass the collected reports to external storage).

The SMS may perform the above log record collection at any convenient time but shall not allow any such records to age more than 24 hours from the creation of said record before collection.

See Section 9.4.3.5.1. and Section 9.4.6.3.10. for associated information regarding MB Security Manager (SM) behavior.

This requirement does not impact the collection of log information from MBs generally, and exhibition is free to extract these or any other log event records at any time using general log extraction methods.

9.4.2.6. Projection Systems and Marriage 🔗

From the security perspective, a projection system consists of the projector type 2 Secure Processing Block (SPB) and its “companion” SPB, which will be either the Image Media Block (IMB) or IMB with OMB functions (IMBO). A critical security issue is assuring that the clear text image output of the companion MB goes to a legitimate projection device.

Therefore Section 9.4.3.6.1., defines a “marriage” process with the companion MB.

The purpose of the marriage is to have a human authority figure supervise the installation of a projection system to assure the physical connection of the two SPBs. At the time of installation the authority figure can provide visual inspection of the projector to assure it has not been tampered with.

Once a projector is installed, the state of marriage is permanent (and electrically monitored) until the authority figure decides to separate the two SPBs (for whatever reason). In addition, this specification establishes logging requirements surrounding projector installation and maintenance functions that record security-critical event information.

It is mandatory that a projection system installation includes the marriage function per Section 9.4.3.6. (noting the permanently married exception provided for in that section). The marriage process shall require the supervision of a human authority figure, who shall examine projectors as part of the marriage process to assure the associated SPB has not been tampered with.

9.4.2.7. Auxiliary Data Processing🔗

Aux Data (AD) shall be considered essence defined under [SMPTE ST429-14: D-Cinema Packaging -- Aux Data File], subject to the exceptions specified herein. Aux Data is treated as a generic essence type. This means the specific functional requirements for AD decryption and post-decryption processing (e.g., decoding, forensic marking, etc.) must be known for a given implementation, but are out of scope of this specification except as provided for in Section 9.4.3.6.4..

By way of example, image essence and audio essence (sometimes referred to as main image and main audio to avoid confusion with emerging types of AD), subtitle essence and Object-Based Audio Essence (OBAE) processing requirements are expressly addressed by this specification, and are thus distinguished from generic Aux Data essence types.

Encrypted Aux Data (AD) shall be decrypted only within a Media Block (MB) using the "MDX1" AD essence KeyType delivered by a KDM. (See [SMPTE ST430-1: D-Cinema Operations - Key Delivery Message].) The MDX2 KeyType shall be reserved for future use.

Aux Data that is not encrypted is not subject to the security constraints of this specification.

9.4.3. Theater Security Operations🔗

This section describes how equipment conforming to the security system is used in normal theater operations. The show, expressed in a Show Playlist, consists of exhibition-arranged sequences of compositions, each of which is expressed by a Composition Playlist (CPL), any of which may be encrypted. One or more Rights Owners may supply Key Delivery Message(s) (KDMs) to provide all the content keys required for the Show Playlist.

With respect to security, theater operations break down into three categories:

  1. Pre-show preparations
  2. Playback
  3. Post playback

The three scenarios are described and flow charted below for the single SM (one IMB and projector) and Multiple Media Block (MMB) configurations. For MMB situations multiple SMs are present, requiring the SMS to perform the described functions with each SM independently.

MMB operation provides for expanded auditorium configuration flexibility. It supports:

  1. Multiple projectors – Multiple IMBs or IMBOs may be used, one for each projector.
  2. Outboard Media Blocks (OMB) – One or more OMBs may be present to enable processing of DCP essence types beyond those processed by the IMB or IMBO.

MMB is operationally supported as follows:

  • Each participating MB/SM shall be provided with the CPL and a KDM for each composition of the Show Playlist (SPL). Each KDM shall be created (encrypted) uniquely for the MB/SM it is targeted for, and each KDM shall carry all the CPL identified essence keys required for the composition.
  • Each MB/SM shall be provided with the appropriate DCP track files for the media essence to be processed by the respective MB. (This could be the entire DCP or portions of it according to where DCP track file parsing takes place.)
  • The collective functionality of the Media Blocks within the projection booth to be used for any given DCP will be driven by the essence types in the DCP (for example, some DCPs won’t use an OMB).

MMB functionality requires the collection of MBs to playback the image, audio and other time- dependent content in a manner that presents a synchronized performance to the audience. The requirements for synchronization are defined in Section 7.5.4.2.1..

The above summaries are driven generally by a) the decisions of exhibition as to what the mixture of equipment is for their projection booths, b) the intentions of content creators with respect to DCP playout, and c) the engagement agreements between these parties.

9.4.3.1. [This Item Left Blank Intentionally]🔗
Figure 16: [This Figure Left Blank Intentionally]🔗
9.4.3.2. Pre-show Preparations 🔗

Pre-show preparations include tasks to be performed (well) in advance of show time to ensure adequate lead-time to resolve any issues that might impact the composition showing. These preparations do not prepare an auditorium for a showing, but are designed to provide assurance that all prerequisites for a specific showing have been satisfied.

  • Composition Playlist (CPL) and Key Delivery Message (KDM) check(s)Composition Playlists (CPL) and Key Delivery Messages (KDM) shall be validated by the Security Manager(s) participating in the respective composition playback.
  • Composition decryption preparations – Each encrypted composition will have associated with it one or more Key Delivery Messages (KDM), carrying time window constraints, decryption keys, and the projector's authentication data (certificate thumbprint). The SMS, working with the security infrastructure, shall verify that all the KDMs and contained content keys required for playback are available and valid for scheduled exhibitions.
  • Show playback preparations – Exhibitors will assemble Show Playlists specific to each exhibition event, containing various compositions (including advertising, trailers, movies, etc.). Because the final Show Playlists may involve many content keys and/or consist of content from different Rights Owners, it is the responsibility of the SMS to confirm that show preparations ensure the auditorium SM(s) confirm possession of all necessary Key Delivery Message(s) (KDMs) for each composition of the Show Playlist.

The flow chart in Figure 17 is an example of how a system may prepare to execute a Show Playlist. This flow chart is informative. There are other designs that may have different steps or different sequences that will accomplish the same result and meet the requirements of this specification.

Flowchart illustrating a
                     pre-show sequence with multiple states, including the
                     steps: 'Validate Composition Playlists', 'Validate Key
                     Delivery Message' and 'Validate Ready to Play'.
Figure 17: Pre-Show Overview🔗
9.4.3.3. Show Playback 🔗

Show playback processes include auditorium preparations for the playback of a specific Show Playlist, and the actual run-time security functions that include content decryption, forensic marking, and recording of log data.

  • Equipment preparationsThe SMS and SM(s) shall prepare for playback prior to each Show Playlist (SPL) showing. This shall include validation of the authenticity and trust status of the projector, and delivery of all necessary KDMs/keys per Section 9.4.3.5..
  • Streaming media decryption – Playback of a show consists of a concatenation of compositions that require serial or (separately) parallel decryption. One or more Media Blocks (i.e., for single IMB or Multiple Media Block (MMB) operation) will be involved.
  • Forensic Marking - Each MB shall apply Forensic Marking to image and audio essence and Aux Data (as applicable) during playback.
  • Log data recording - Media Blocks shall capture log records as specified in Section 9.4.6.3..

The flow chart in Figure 18, is an example of how a system may execute a Show Playlist. This flow chart is informative. There are other designs that may have different steps or different sequences that will accomplish the same result and meet the requirements of this specification.

Flowchart illustrating a
                     show playback sequence with multiple states, starting with
                     the Screen Management System initiating playback
                     preparations and ending with essence playback and the
                     logging of security activity.
Figure 18: Show Playback Overview🔗
9.4.3.4. Post Playback🔗

Post playback activity primarily includes collection of playback event log data.

  • Collection of log data: SMEach IMB and/or IMBO SM shall be responsible for collection of all playback event log data from the projector it supports per Section 9.4.6.3..
  • Collection of log data: SMSThe SMS shall be responsible for post playout log collection per Section 9.4.2.5.2..

There are no end of engagement requirements placed on the security system. Exhibition may cleanse Screen Management System (SMS) or Theater Management System (TMS) devices, content storage devices, Key Delivery Message(s) (KDMs), etc. according to their own operational needs. Defined security system behavior places controls on Security Data, keys, etc. such that security interests are maintained.

The flow chart in Figure 19, is an example of those items a system performs following a completed Show Playlist. This flow chart is informative. There are other designs that may have different steps or different sequences that will accomplish the same result and meet the requirements of the specification.

Flowchart illustrating a
                     post playback sequence that starts when the Show finishing
                     and ends with the Security Manager waiting for the next
                     Show.
Figure 19: Post Playback Overview🔗
9.4.3.5. Functions of the Security Manager (SM)🔗

Auditorium Security Managers (SMs) are responsible for overseeing the security aspects of the auditorium they are assigned to (installed in), inclusive of the Secure Processing Blocks they are responsible for and according to the content essence types they are provided to process. For Multiple Media Block (MMB) situations multiple SMs will be present within an auditorium, and each SM operates independently from other SMs in responding to the auditorium’s Screen Management System (SMS) to enable playback of content. The required SM functions are described below, from the perspective of each SM (i.e., not from the perspective of the auditorium). Depending upon the requirements for any given DCP, it will be recognized that for Multiple Media Block (MMB) auditorium situations the services of any single MB may not completely support playout of the DCP. However, individual compliance to these SM functions will assure playout is securely accomplished by the collective services of the auditorium MBs/SMs.

In listing these functions the approach is that of a reference model for SM behavior, meaning that these specifications do not define required implementation methods. A standards-compliant implementation must, however, have the same input/output behavior as the reference model.

Security Manager (SM) Functions:

  1. Validate Key Delivery Messages per:
    1. The three validity checks of Section 6.1.2. of the KDM specification [SMPTE 430-1 D-Cinema Operations -- Key Delivery Message], and
    2. Confirming the KDM's CipherData element matches the contents and format of the table of said Section 6.1.2. of the KDM specification.

    Constrain use of KDM content keys per items 4 and 9 below to the SM's confirmation that one of the certificates in the signer chain of the associated Composition Play List (CPL) has a thumbprint that matches the ContentAuthenticator element of the KDM, per Section 5.2.4. of said KDM specification.

  2. Security Manager (SM) KDM usage policy is specified as follows:
    1. For any given SM, playout within the associated Media Block (MB) shall be supported by a single KDM (i.e., a playout shall not occur that requires the combination of two or more KDMs). (Note that Multiple Media Block (MMB) operation will require multiple KDMs to support playout across multiple SMs/MBs. Since all KDMs for a given CPL must contain all the content keys for the composition (see Section 9.4.3.), depending upon its MB configuration the SM may find more essence keys in the KDM and identified in the CPL than it will use.)
    2. For any given composition, playout shall be enabled for any start time that is within the KDM's time window.
    3. To avoid end of engagement issues, a show time’s playout may extend beyond the end of the KDM's playout time window, if started within the KDM playout time window, by a maximum of six (6) hours.
    4. Excepting the requirements of item 2c above, the SM shall delete any KDM and associated keys for which the playback time window has expired (passed).
  3. Reject ETM messages that are not recognized as DCI compliant standardized messages.
  4. Validate Composition Playlists (CPL), and log results as a prerequisite to the associated composition playback. For encrypted content, validation shall confirm that:
    1. The associated KDM's ContentAuthenticator element matches a certificate thumbprint of one of the certificates in the CPL's signer chain (see item 1 above), and that such certificate indicate only a "Content Signer" (CS) role per Section 5.3.4. "Naming and Roles" of the certificate specification [SMPTE 430-2 D-Cinema Operation - Digital Certificate].
    2. [This item left blank intentionally. The KDM-CPL content essence keys match test has been reassigned to the SMS.]
    3. The CPL meets the two validation requirements defined in Section 5.2.1. of SMPTE 430-5 "D-Cinema Operations – Security Log Event Class and Constraints for D-Cinema" with the following caveat: When performing Step 9 of Section 6.2 in SMPTE ST 430-2, the desired time of the validation context shall be equal to the IssueDate field of the target CPL (and not the current time). This behavior permits the continued playback of a CPL after the expiration of its signing certificate, but ensures that the signing took place during the certificate's validity period.
  5. Process essence (i.e., Track File frame) integrity pack metadata for image and sound during show runtime. Integrity pack deviations (including HMAC, as applicable) detected during playback shall be logged; however, per Section 9.6.1.2. Table 21, playback should not be prevented or interrupted. For clarity purposes, integrity pack metadata is defined as Track File ID, Frame Sequence and calculated Message Integrity Code (MIC) information to be compared against the reference data contained in the associated CPL. Log information necessary to detect deviations (including restarts) from the actual playback sequence from the Track File ID and reel sequence specified in the CPL as follows:
    1. Image – Process integrity pack information, with the exception that the frame hash (HMAC) check is encouraged but optional.
    2. Audio – Process integrity pack information, including the hash (HMAC).
    3. OBAE – Process integrity pack information, including the hash (HMAC).

    The SM shall disallow or, within 61 seconds, terminate playout of encrypted content when any of the image and sound integrity pack metadata is not present per the requirements of Section 5.3.2.1.- Introduction.

    For purposes of clarity, while detected deviations in integrity pack metadata does not impact playout, the SM shall disallow or terminate playout should it detect any missing integrity pack metadata for the encrypted frame currently being processed. The SMS may direct the SM to resume playout from a subsequent track file frame location. However, playout shall be subject to the same requirement.

  6. As of January 1, 2016, Federal Information Processing Standards (FIPS) compliance requirements disallow use of the random number generator (RNG) as specified in [SMPTE ST429-6 D-Cinema Packaging - MXF Track File Essence Encryption]. Additionally, a KDM key type is needed to support encryption of generic Auxiliary Data (AD) essence per [SMPTE ST429-14 D-Cinema Packaging - Aux Data File]. These are addressed by the following requirements for support of KDMs carrying "MIC" and "Aux Data" key types:
    1. Media Block (MB) SMs shall support the receipt and processing of KDMs carrying the MIC and Aux Data (AD) key types. (See [SMPTE ST430-1 D-Cinema Operations - Key Delivery Message].)
    2. MB SMs shall perform the content hash (HMAC) integrity check of above item 5 using the KDM-borne MIC keys if present (and shall not derive the MIC key from KDM content keys).
    3. MB SMs capable of processing KDM-borne MIC keys shall indicate so by including "MIC" in their digital certificate roles (see role definitions of Section 9.5.1.1.).
    4. MB SMs shall not implement the Random Number Generator (RNG) defined (for the purpose of MIC key derivation) in [SMPTE ST429-6: D-Cinema Packaging - MXF Track File Essence Encryption].
    5. When receiving a KDM type that does not contain a MIC key, MB SMs shall perform all the content integrity checks specified in above item 5 except the hash (HMAC) check.
  7. Authenticate the projector by confirming the projector certificate thumbprint carried in the KDM matches that received from the projector via the marriage connection. Content owners may optionally allow the SM to automatically assume trust in the projector that it's married to. To support this feature, a unique "assume trust" certificate thumbprint is specified as the "SHA-1 of the empty string". The Base64 value of this string shall be "2jmj7l5rSw0yVb/vlWAYkK/YBwk=" for this exclusive use.
  8. [This Item Left Blank Intentionally]
  9. The SM shall constrain playout of encrypted content to:
    1. Media Decryptors (MD) within the SM’s SPB (i.e., under no circumstances shall an SM export any KDM-borne essence key from the SM’s SPB).
    2. Specific MDs matching the KeyType IDs as designated by the KDM, per Section 5.2.8. of the KDM specification [SMPTE430-1 D-Cinema Operations - Key Delivery Message].
    3. Receipt by the SM of a valid KDM and CPL for the composition being prepared for playback per items 1 and 4 above.
  10. [This Item Left Blank Intentionally]
  11. [This Item Left Blank Intentionally]
  12. Maintain secure time per Section 9.4.3.7..
  13. Execute log duties per Section 9.4.6.3..
  14. Execute Forensic Marking (FM) control operations per Section 9.4.6.2..
  15. [This Item Left Blank Intentionally]
  16. [This Item Left Blank Intentionally]
  17. [This Item Left Blank Intentionally]
  18. Perform and log all the above functions under the operational (not security) control of the particular SMS designated by the exhibition operator per Section 9.4.2.5..
9.4.3.5.1. Playout Log Record Generation and Delivery🔗

Per Section 9.4.1.2., MB SMs shall cooperate with the SMS in the collection of post playout security log information that identifies each decrypted composition played, by generating a CPLProcessed security log report as defined below when requested by the SMS.

The log playout report generation and delivery method shall be compliant to and implemented using the getStatus, generateCplProcessedLogReport, getCplProcessedLogReport, and cancelCplProcessedLogReport commands as defined in SMPTE 430-17 SMS-OMB Communications Protocol Specification, detailed as follows:

  1. Upon the playout of an encrypted composition, each participating MB SM shall track each resulting CPLStart and CPLEnd log record (hereinafter “CPLProcessed event record”), and disallow or terminate playout of any encrypted composition if any such record has not been collected by the SMS within 24 hours of its timestamp. (See Section 9.4.6.3.8. for CPLStart and CPLEnd event triggers.)
  2. Post playout log reports shall be comprised of only CPLProcessed event records, and only previously unreported CPLProcessed event records shall be subsequently reported.
  3. For permanently integrated SMS requirements (see Section 9.4.2.5. at "SMS Requirements") the MB shall generate CPLProcessed security log report(s) within 24 hours of any given playout.
  4. The reporting of CPLProcessed event records via general log collection processes may take place at any time, but shall not affect the requirements of this section.

In sum, the SM informs the SMS that playout records are available for extraction from the MB, and the requirement to report outstanding CPLProcessed event records can be satisfied in a single log report generation and collection process. See Section 9.4.2.5.2. for SMS playout log collection requirements.

9.4.3.6. Functional Requirements for Secure Processing Block Systems 🔗

Each type 1 Secure Processing Block (SPB) can be considered an SPB system, since it operates as a collection of SEs. Similarly, the projector also has its associated type 2 SPB, which does not contain SEs, but fulfills security functions as described below. (Secure Processing Block types are defined in Section 9.4.2.2.).

This section defines the functions and operational requirements for the following SPB systems:

  • Projector Secure Processing Block (SPB)
  • Image Media Block (IMB) and IMB with OMB functions (IMBO) Secure Processing Block (SPB)
  • Outboard Media Block (OMB)

In addition to the specific requirements given for SPB systems in this section, all SPB systems shall meet the behavior requirements of Section 9.6.1.Digital Rights Management.

9.4.3.6.1. Normative Requirements: Projector Secure Processing Block 🔗

From a security perspective, a projection system consists of the projector Secure Processing Block (SPB) type 2 and its companion SPB, which will be either an Image Media Block (IMB) or IMB with OMB functions (IMBO).

The following are the normative requirements for the projector Secure Processing Block (SPB):

  1. The projector’s companion SPB (IMB or IMBO) shall be physically inside of, or otherwise mechanically connected to, the projector Secure Processing Block (SPB).
  2. The integrity of the above projector/companion MB connection shall be assurred via an electronic marriage that shall take place upon installation of the companion MB and projector pair. This physical/electrical connection shall be battery-backed and monitored 24/7 by the companion MB and, if broken, shall require a re-installation (re-marriage) process.
    Breaking the marriage shall not zero the projector SPB long term identity keys (RSA private), see item 7 below.
  3. Projector maintenance may involve a marriage (or re-marriage) event, or access to the projector SPB or both. To support projector maintenance, the projector SPB may be serviceable, but access is security-sensitive because of the possibility of tampering during service access.
    A security access opening event shall be electronically detected, and projector SPB designs shall prevent playout unless the detector(s) indicate all security access openings are closed. (Projector SPB "maintenance" and "security" servicing is defined in Section 9.5.2.4..)
    Once a projector is installed, projector SPB access door “open”, access door “close”, “marriage” and “marriage break” events shall be logged, and the “AuthID” token (see Section 9.4.6.3.8.) shall indicate the responsible exhibition party that executed (or supervised) the event(s). Once a projector is installed, all relevant projector SPB events of Section 9.4.6.3.. shall be logged 24/7 under both powered and un-powered conditions.
    To avoid the complexity of retaining its own log records (and the associated need for a clock and battery-backed persistence), the projector SPB shall send projector SBP log event data (i.e., SPBOpen and SPBClose signals per
    Table 19) across the marriage electrical interface for retention by the companion MB.
  4. Projector SPB designs shall not allow physical access to signals running between the companion MB and the projector SPB without breaking the marriage, in which case a re-installation shall be required and tampering will be observed by the authorized installer (see Section 9.5.2.4.).
  5. The projector SPB shall accept the decrypted streaming image signal from the IMB or IMBO and process accordingly.
  6. The projector SPB shall provide at least a type 2 image signal path and tamper/access protection container. The physical requirements for a type 2 SPB are given in Section 9.5.2.4..
  7. The projector SPB shall include a Secure Silicon host device (see Section 9.5.2.), which shall contain the SPB's digital certificate.
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9.4.3.6.3. Normative Requirements: Image Media Block (IMB) and Image Media Block with OMB Functions (IMBO)🔗

The following are normative requirements for the IMB, and per item #5 of this section, the IMBO:

For clarity, all references to an IMB and the associated requirements of this section also apply to the IMBO.

  1. Perform all SM functions as defined under Section 9.4.3.5..
  2. Monitor IMB SPB physical security protection integrity 24/7. In the event of intrusion or other tamper detection, terminate all activity and zero all Critical Security Parameters (see Section 9.5.2.6.). If communication with the SMS is available, issue an alert message. Do not purge log records.
  3. At the time of installation (mechanical connection to the projector and electrical initiation) the IMB shall perform and thereafter support electrical and logical marriage with the projector SPB per Section 9.4.3.6.1.. Electrical connection integrity shall be monitored 24/7, and should the integrity of the connection be broken the IMB shall log the event and require a re-installation process before becoming active again. Breaking of the IMB/projector SPB marriage shall not zero the IMBs long-term identity keys (RSA private keys).
  4. An IMB shall be designed such that it does not perform any composition decryption functions until integrated and married to a projector SPB.
  5. Perform media decryption for image, audio and subtitle essence. Perform forensic marking for image and audio essence. The IMB may optionally perform the functions required to process one or more of the essence types defined in Section 9.4.3.6.4., item 4. In such case the IMB shall implement all requirements of the OMB section for each such essence type (in addition to the IMB requirements of this section). Per Section 9.4.2.3., such an IMB is referred to as an Image Media Block with OMB Functions (IMBO).
  6. After image decryption and Forensic Marking (and other non-security plain text functions as appropriate by design), pass the image signal to the projector SPB.
  7. Record security event data for logging under both powered and un-powered conditions. Sign and assemble logged information into standardized log reports per Section 9.4.6.3.. Once integrated within a projector as the projector's companion SPB, the IMB shall provide 24/7 log recording support and storage of all log records associated with the projector SPB.
  8. An IMB intended for operation in Multiple Media Block (MMB) installations shall be capable of operating as either a "source" or "sink" of synchronization information per the requirements of Section 7.5.4.2.1.. Such an IMB is defined as "MMB-Capable," per Glossary Of Terms
9.4.3.6.4. Normative Requirements: Outboard Media Block (OMB)🔗

The following are the normative requirements for the Outboard Media Block:

  1. Perform the following itemized SM functions as defined under Section 9.4.3.5.: #1, #2, #3, #4, #5, #6, #8 sub-item a. (only), #9 (except for sub-items a., b. and c.), #11, #12, #13, #14, #18.
  2. Monitor OMB SPB physical security protection integrity 24/7. In the event of intrusion or other tamper detection, terminate all activity and zero all Critical Security Parameters (see Section 9.5.2.6.). If communication with the SMS is available, issue an alert message. Do not purge log records.
  3. Perform media decryption on encrypted essence, and forensic marking as applicable on essence prior to outputting clear text content from the SPB.
  4. Content essence type(s) are limited to those explicitly listed as follows:
    • Object-Based Audio Essence (OBAE) per Section Section 3.3.1..
    • Auxiliary Data (AD) essence per [SMPTE ST429-14: D-Cinema Packaging - Aux Data Track File], subject to the constraints of Section 9.4.2.7..
  5. Record security event data for logging under both powered and un-powered conditions. Sign and assemble logged information into standardized log reports per Section 9.4.6.3..
  6. Operate as a “sink” of synchronization information per the requirements of Section 7.5.4.2.1..
  7. Communications with the SMS shall be compliant with and support all SMPTE 430-17 SMS-OMB Communications Protocol Specification commands. Additional commands beyond those defined in said SMPTE standard are permitted.
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9.4.3.6.6. Permanently Married Implementations 🔗

This section assumes that the projector's companion IMB or IMBO are implemented as field replaceable SPB modules. It is not mandatory, however, that they be implemented in this fashion. It is allowed for either MB type to be permanently married to a projector, and not field replaceable. In such a case where the projector and its companion MB are not field separable, there is no marriage event, and thus no reason to monitor whether the marriage connection is broken. This relieves the companion MB from marriage monitoring duties, but does not change the requirement for the MB and the projector SPB to meet the respective SPB type 1 and type 2 physical and logical protection requirements of Section 9.5., and the normative requirements as specified above (except as the latter requirements relate to marriage event and connection monitoring).

In the case where the Projector and companion MB are inseparable, a single Digital Cinema Certificate shall represent both the Projector and its companion MB. For dual certificate implementations this shall be the Security Manager Certificate (see Section 9.5.1.).

Implementations that do not meet the marriage functions, per the normative requirements of this section, shall not permit field replacement of the IMB or IMBO, and shall require the projector and companion MB system to be replaced in the event of failure.

Note: For permanently married implementations the KDM need not carry the projector's authentication information (certificate thumbprint). The KDM syntax requirement that the associated “DeviceList” element not be empty can be satisfied by placing any Digital Cinema certificate thumbprint in this field.

9.4.3.7. Theater System Clocks and Trustable Date-Time🔗

Note: Nothing in this section shall require that the user interfaces of the SMS or TMS use UTC. It is envisioned that these will use local time.

To ensure playback times and event log time stamps are time-accurate, means must exist to maintain proper security system time. Time shall mean UTC (Coordinated Universal Time). See ASN.1 standard syntax for transferring time and date data “GeneralizedTime” and “UTCTime”.

  • All security transactions conferring date-time information (e.g., KDM time window) shall be UTC.

Image Media Block (IMB), IMB with OMB funcitions (IMBO) and Outboard Media Block (OMB) Security Managers shall each be responsible for maintaining secure and trusted time for their respective MBs. Additional security system clock requirements are:

  • Each IMB, IMBO and OMB clock shall be set by the MB vendor to within one second of UTC using a reference time standard (such as WWV). The clock shall be tamper-proof and thereafter may not be offset from UTC or otherwise reset[14].
  • In order to maintain synchronism between auditoriums, Exhibition shall be able to adjust a Security Manager’s time a maximum of +/- six minutes within any calendar year. Time adjustments shall be logged events.
  • The IMB, IMBO and OMB Security Manager (SM) clocks shall have the following capabilities:
    • Resolution to one second
    • Stability to be accurate +/- 30 seconds/month
    • Date-Time range at least 20 years
    • Battery life of at least 5 years
    • Battery can be changed without losing track of proper time
    • Proper time stamping of log events shall not be interrupted during a clock battery change process.

9.4.4. Link Encryption 🔗

This specification no longer includes requirements that enable Link Encryption (LE) and related functions.

9.4.4.1. Special Auditorium Situations 🔗

“Special Auditorium Situations” (which supported multiple projector operation) were enabled in conjunction with Link Encryption (LE) functionality, which is no longer supported by this specification. Use of more than one projector in an auditorium is enabled via Multiple Media Block (MMB) operation.

9.4.5. Intra-Theater Message (ITM) Communications🔗

This specification originally defined two categories of Intra-Theater Messages (ITM): Category 1 operational messages (for SMS to MB communications) and category 2 standardized security messages (for communicating Auditorium Security Messages between the IMB and remote SPBs). With the elimination of Link Encryption (LE) and related functionality from this specification only category 1 operational messages are used. For simplicity, category 1 operational messages are normatively referred to as Operational Messages in this specification.

Except where stated otherwise, Operational Messages and message requirements shall be as defined in SMPTE 430-17, SMS-OMB Communications Protocol Specification.

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9.4.6. Forensics 🔗

Forensics do not prevent content theft or other compromises, but rather, it provides methods for their detection and investigation. Forensic features deter attackers who are aware that their actions would be logged and/or reported in considerable detail.

Forensic features fall into two classes: Forensic Marking (FM) and logging. Forensic Marking embeds tracking information into content itself, to be carried into subsequent legitimate or stolen copies. Logging creates records of both normal and abnormal events in the Distribution and Exhibition process. During a content theft investigation, both FM and logging information may be combined to establish the details of the security compromise.

Industry terminology for watermarking and Forensic Marking is not consistent. For these security specification purposes, stakeholders have agreed to use the term Forensic Marking for all content marks.

9.4.6.1. Forensic Marking 🔗

These specifications require that image, audio and Aux Data Forensic Marking (FM) capability be included (as applicable) in each Media Block. The security system identifies content marking devices (e.g., Forensic Marking embedders) as the “FM” Security Entity (SE) type.

Multiple solutions may be qualified and will allow Media Block solutions providers to select the solution of their choice. Candidate providers should meet with individual studios to discuss RAND and technical suitability of their approach.

Note: DCI reserves the right, at some future time, to require a specific Forensic Marking insertion solution for Digital Cinema systems.

At a minimum, Forensic Marking systems are required to meet the following:

9.4.6.1.1. General Requirements 🔗
  • The Forensic Marking data payload is required to carry time stamp and location information as follows:
    • Time stamp every 15 minutes (four per hour), 24 hours per day, 366 days/year the stamp will repeat annually. There are 35,136 time stamps needed, therefore allocate a 16 bit unsigned number (65,536).
    • Location (serial number) information, allocated 19 bits (524,000 possible locations/serial numbers) or 20 bits (1,048,576 possible locations/serial numbers).
  • All payload bits are required to be included in each five minute segment.
  • Forensic Marking insertion is required to be a real-time (i.e., show playback time), in- line process performed in the associated media block, and is required to have a reasonable computational process.
  • Recovery can take up to a 30-minute content sample for positive identification.
  • Support of a single distribution inventory is required.
  • Terms and conditions of use are required to be reasonable and non-discriminatory(RAND).
  • Detection can be performed by the vendor or the Rights Owner at the Rights Owner’s premises.
  • DCI will entertain development of a generic Forensic Mark inserter architecture. Any FM technology utilizing pre-processing is required to use a generic inserter architecture that meets the criteria outlined below. Additionally, a full understanding of the intellectual property terms and conditions will need to be reached.
    • Standardized Metadata Format – Any pre-processing solution is required to be able to utilize a single, industry standardized metadata transport format and a generic inserter solution.
    • Title (Composition) Single Inventory – For each composition, the system is required to support the use of a single image or audio FM technology that generates one set of metadata. This metadata is required to be compatible with all deployed compliant generic inserters. At the distributor’s discretion, multiple sets of metadata can be used to mark the same composition.
    • Generic Inserter Compatibility – For the initial generic inserter deployment, the generic inserter in final product form is required to be openly demonstrated and independently tested to demonstrate compatibility with a minimum of three independent metadata-based forensic marking solutions.
    • Forensic Mark and Generic Inserter Backwards Compatibility – After initial deployment, any subsequent metadata-based FM solutions or generic inserters are required to function correctly with all deployed compliant systems.
    • Forensic Mark Pre-Processing Speed – The Forensic Mark processing steps needed to generate and insert metadata are required to be real time or faster and are required to occur in a single pass.
  • As a matter of implementation, recognizing business and post-production constraints, it is encouraged that a generic inserter implementation minimizes the metadata payload needed to provide forensic mark data to the generic inserter. A reasonable target would be less than two percent of the compressed image and sound data payload.
  • Each instance of a Forensic Marking application shall include the unique location Forensic Marking Identification (FMID), specified above and derived as follows:
    1. The FMID value shall be derived from an integrated unique parameter permanently associated with the Forensic Marking application. The FMID shall meet the following requirements:
      • It shall be manufactured such that it cannot be changed or reprogrammed by any means whatsoever without violation of the SPB's type-1 perimeter.
      • Manufacturers of SPBs containing Forensic Markers shall maintain and make available an accurate, timely database associating each integrated FMID with its associated SPB serial number and digital certificate.
      • Forensic Marking licensors shall ensure the uniqueness of FMIDs.
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  • In multiple projection situations the optically combined Forensic Marks as projected shall meet the same "general" and "survivability" requirements as defined herein for single projector applications.
9.4.6.1.2. Image/Picture Survivability Requirements 🔗
  • Image Forensic Marking is required to be visually transparent to the critical viewer in butterfly tests for motion image content.
  • Is required to survive video processing attacks, such as digital-to-analog-digital conversions (including multiple D-A/A-D conversions), re-sampling and re- quantization (including dithering and recompression) and common signal enhancements to image contrast and color.
  • Is required to survive attacks, including resizing, letterboxing, aperture control, low- pass filtering and anti-aliasing, brick wall filtering, digital video noise reduction filtering, frame-swapping, compression, scaling, cropping, overwriting, the addition of noise and other transformations.
  • Is required to survive collusion, the combining of multiple videos in the attempt to make a different fingerprint or to remove it.
  • Is required to survive format conversion, the changing of frequencies and spatial resolution among, for example, NTSC, PAL and SECAM, into another and vice versa.
  • Is required to survive horizontal and vertical shifting.
  • Is required to survive arbitrary scaling (aspect ratio is not necessarily constant).
9.4.6.1.3. Audio Survivability Requirements 🔗
  • Audio Forensic Mark is required be inaudible in critical listening A/B tests.
  • The embedded signal is required to survive multiple Digital/Analog and
  • Analog/Digital conversions.
  • Is required to survive radio frequency or infrared transmissions within the theater.
  • Is required to survive any combination of captured channels.
  • Is required to survive resampling and down conversion of channels.
  • Is required to survive time compression/expansion with pitch shift and pitch preserved.
  • Is required to survive linear speed changes within 10% and pitch-invariant time scaling within 4%.
  • Is required to survive data reduction coding.
  • Is required to survive nonlinear amplitude compression.
  • Is required to survive additive or multiplicative noise.
  • Is required to survive frequency response distortion such as equalization.
  • Is required to survive addition of echo.
  • Is required to survive band-pass filtering.
  • Is required to survive flutter and wow.
  • Is required to survive overdubbing.
9.4.6.2. Forensic Marking Operations 🔗

There may be differing circumstances surrounding the desire by a Rights Owner to forensically mark content. To accommodate these variations, it is necessary to be able to independently control the activation of both the audio and the image Forensic Marking (FM). The following rules shall be normative for Forensic Marking operations:

  1. The SM shall be solely responsible for control of FM marking processes (i.e., “on/off”), and, subject to item 2 below, command and control of this function shall be only via the KDM per item 3 below.
  2. Forensic Marking shall not be applied to non-encrypted audio or image content. If portions of a composition are encrypted and other portions are not, FM shall not be applied to those Track Files that are not encrypted.
  3. Forensic Marking shall otherwise be applied to all encrypted picture and audio content, except as follows:
    1. The "no FM mark" and "selective audio FM mark" state shall be commanded by the 'ForensicMarkFlagList' element of the KDM.
    2. When the KDM 'ForensicMarkFlagList' indicates the "no FM mark" command, the FM device(s) shall enter a full bypass mode, and shall not alter the content essence for the associated encrypted DCP.
    3. When the KDM 'ForensicMarkFlagList' indicates the "selective audio FM mark" command, the audio FM device(s) shall not impose, in the associated encrypted DCP, any mark onto audio channels above the channel indicated in the command, per (d) below. This paragraph shall override (b) above if both the "no FM mark" and "selective audio FM mark" commands are present.
    4. The "selective audio FM mark" command shall be indicated by the presence of a ForensicMarkFlag element containing a URI of the form:
      http://www.dcimovies.com/430-1/2006/KDM#mrkflg-audio-disable-above-channel-XX
      where XX is a value in the set {01, 02, 03, 04, 05, 06, 07, 08, 09, 10, 11, 12, 13, 14, 15, 16 . 99} and corresponds to a channel identifier within the track, per 382M-2007 table E.1, as wrapped in a Sound Track file of the associated encrypted DCP. URIs of this form shall be used in conjunction with keys of KeyType "MDAK". A KDM shall carry only one such ForensicMarkFlag element.
    5. Forensic Marking for OBAE shall not be “selective,” it is applied (or not) to all channels and objects. When applied, the forensic mark shall be recoverable from any Media Block rendered audio output.
  4. “No FM mark” states shall be capable of being independently commanded for audio or image compositions.
  5. When commanded, the “no FM mark” state shall apply to the entire encrypted DCP. The “no FM mark” state shall not apply to any other DCP, even if the other DCP is part of the same showing (i.e., same Show Playlist).
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  8. The SM and FM Security Entities shall log the presence or absence of image, audio and Aux Data (AD) Forensic Marking for each encrypted DCP.
  9. Notwithstanding the exceptions defined in Section 9.4.6.2., all decrypted audio shall be forensically-marked. A Forensic Mark is required to be inserted in real time into the audio content at the earliest point after decryption and prior to the audio content data being present on any data bus outside the Media Block (see Section 9.4.6.1.).

9.4.6.3. Logging Subsystem 🔗

In the Exhibition environment, the preparations for and execution of a movie showing creates information that has security and forensic implications. The capturing and storage of such information is the responsibility of the logging subsystem, which is executed by Media Block (MB) Security Managers (SM). In order to realize a “control lightly/audit tightly” end-to-end security environment, the security system includes a secure logging subsystem.

Cryptographic technology as applied to essence and key delivery, together with agreed upon usage rules provides the “control lightly” characteristics. The function of a logging subsystem is to respond to the “audit tightly” requirement. Logging is therefore observed as a critical component of security, and secure logging information and surrounding processes are subject to the same fundamental cryptographic requirements as the front end control components: cryptographic protection of critical functions and data components related to integrity, data loss, confidentiality and movement.

This section sets the logging subsystem requirements for security log data recording and reporting. All requirements shall apply equally to the IMB, IMBO and OMB, which are referred to in this section as Media Blocks (MB). References to Secure Processing Devices (SPB) are inclusive of MBs and display devices. The log information data formats and structures to be used in conjunction with these requirements are defined in two SMPTE standards:

  • SMPTE 430-4 D-Cinema Operations - Log Record Format Specification for D-Cinema
  • SMPTE 430-5 D-Cinema Operations - Security Log Event Class and Constraints for
    D-Cinema

SMPTE 430-4 defines the general format for log classes for digital cinema. SMPTE 430-5 defines the specific requirements for the security log class. All log requirements and terminology of this section are with respect to the SMPTE 430-5 security events class constraints specification.

Definitions related to logging:

  • Log Event – Any event that has security implications or forensic value. Such an event results in the recording of log data.
  • Log Data – Security event information that is recorded and stored within the Media Block (MB), where such an event took place or was observed.
  • Log Record – Standardized XML structure representing a discrete logged event.
  • Log Report – Standardized XML structure containing one or more log records spanning a continuous sequence in time. The log record content in a report is intended to be organized by class, and may be filtered prior to delivery according to specified criteria (Rights Owner, CPL, etc.).

Following the above definitions, a basic logging process is described:

  • Surrounding a showing will be a number of security events that result in logged data. Discrete logged event data shall be placed in an XML structure called a record.
  • A number of records are collected in sequence and by class to make up log reports.
  • A complete (unfiltered) report is useful for transferring entire sets of log data for archiving or post-processing outside of the security system.
  • A “filtered” report is useful for responding to a request for log data according to specified bounds (e.g., report the MB key usage records for CPL(id) for specific date(s) and time(s)).
9.4.6.3.1. Logging Requirements 🔗
  1. Logging subsystem implementations shall not affect the ability of Exhibition to operate their projection systems in a standalone fashion.
  2. MBs shall have normative requirements for the specific log data to be recorded for each record (see Section 9.4.6.3.7. and Section 9.4.6.3.8.).
  3. Log records and reports shall be protected from undetected alteration (integrity and authentication) or deletion (continuity).
  4. Log records and reports shall be non-repudiable and traceable back to the source MB device (i.e., where the logged event took place).
  5. Log records and reports shall carry proof of authenticity, which does not rely on the trustworthiness of the systems and channels they pass through. Systems or devices which communicate, handle or store log messages (or records) need not be trusted or secure.
  6. The content of log reports shall be protected from exposure to parties other than the intended recipient (see Section 9.4.6.3.6.).
  7. Each Rights Owner shall be able to cryptographically confirm the integrity and continuity of log reports and their log data independently of other Rights Owners (see Section 9.4.6.3.6.).
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  9. MBs shall internally store at least twelve (12) months of typical log data accumulation.
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  11. Log records shall be stored in non-volatile memory and not be purgeable. Data shall be over-written beginning with the oldest data as new log data is accumulated.
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  13. MBs shall have an asymmetric identity key pair and Digital Cinema certificate for signing log records. Log records shall be signed only by the Security Manager (SM) providing the log report(s).
  14. MBs shall time stamp log records, with date/time synchronized with the SM’s secure clock. The accuracy of the time stamp relative to the actual event shall not exceed one (1) second. Accuracy shall mean the latency between the occurrence of the event and the indicated time stamp.
  15. MBs shall sequence log records with a secure and persistent counter.
  16. MB Security Managers (SM) shall each associate (identify) all log records with the SMS under which each operates.
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9.4.6.3.2. Log Record and Report Format🔗

Log record and report formats shall be compliant with SMPTE 430-5 D-Cinema Operations – Security Log Event Class and Constraints for D-Cinema.

9.4.6.3.3. Log Signatures and Integrity Controls🔗

Log signatures and integrity controls shall be compliant with SMPTE 430-5 D-Cinema Operations - Security Log Event Class and Constraints for D-Cinema.

For dual certificate implementations (see Section 9.5.1.2.), the following requirements are in addition to those in SMPTE 430-5:

  • The LogReport element shall contain the reportingDevice child element as defined in SMPTE 430-4 "D-Cinema Operations - Log Record Format Specification". The reportingDevice element shall be completed as follows (see SMPTE 433 "D-Cinema - XML Data Types"): In the case that the DeviceIdentifier element contains a UUID, the DeviceCertID element shall also be present and shall contain the certificate thumbprint of the SM Certificate. In the case that the DeviceIdentifier element is a certificate thumbprint, it shall contain the certificate thumbprint of the SM Certificate. In either case the certificate thumbprint of the Log Signer Certificate shall be present in the AdditionalID element, encoded as an XML Schema ds:DigestValueType type.
  • Log records shall be signed per the requirements of SMPTE 430-5 Section 6.2. using the device's Log Signer Certificate.
9.4.6.3.4. Security of Log Record Sequencing🔗

Log record and report sequencing shall be compliant with SMPTE 430-5 D-Cinema Operations – Security Log Event Class and Constraints for D-Cinema.

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9.4.6.3.6. Log Filtering🔗

Log record and/or report filtering processes shall be compliant with SMPTE 430-5 D-Cinema Operations - Security Log Event Class and Constraints for D-Cinema.

For distribution of log information, it may be necessary to filter log content so that log reports can be generated that supply log record content selectively to the appropriate recipients. The location(s) where log data filtering takes place (e.g., in a MB or in external theater-controlled devices or processes) is an implementation decision.

9.4.6.3.7. Security Log Reports🔗

Media Block (MB) Security Managers shall provide (export) log event information in the form of log reports (not log records) as defined in SMPTE 430-5 D-Cinema Operation - Security Log Event Class and Constraints for D-Cinema.

The EventID (see SMPTE 430-4 D-Cinema Operations - Log Record Format Specifications) shall be a single, invariant value that uniquely identifies each logged event. For avoidance of doubt, for a given event the EventID shall be the same value each time it appears in a log report.

9.4.6.3.8. Log Record Information 🔗

The logging subsystem shall follow the requirements for specific log data to be recorded as defined in SMPTE 430-5 D-Cinema Operations - Security Log Event Class and Constraints for D-Cinema. SMPTE 430-5 defines the following data types for the "Security Class" category of log information:

EventType - Identifies a log record as being associated with one of a Playout, Validation, Key, ASM or Operations event.

EventSubType - Specifies what information is to be logged for each Event Sub Type record.

Each Secure Processing Block (SPB) type shall log the Event Sub Type records as shown in Table 19.

Table 19: Security Log Event Types and Subtypes🔗
IMB or IMBO OMB Proj. SPB
Playout Event Sub Types
FrameSequencePlayed X X
CPLStart X X
CPLEnd X X
PlayoutComplete X X
Validation Event Sub Types
CPLCheck X X
Key Event Sub Types
KDMKeysReceived X X
KDMDeleted X X
Operations Event Sub Types
SPBOpen X
SPBClose X
SPBMarriage X
SPBDivorce X
SPBShutdown X X
SPBStartup X X
SPBClockAdjust X X
SPBSoftware X X
SPBSecurityAlert X X

In addition to the requirements specified in SMPTE 430-5, the following shall be normative for DCI compliance:

  • Media Blocks (MB) shall log each of the "Exception" events identified in the EventSubType Record descriptions for the applicable Event Sub Type records per Table 19. The MB shall record the appropriate Exception record(s) as specified in the SMPTE 430-5 EventSubType definitions.
    • Recorded Exception token(s) shall include those that prevent an EventSubType from occurring. (For example, FrameSequencePlayed EventSubTypes define Exceptions that prevent playout from occurring.)
    • For the CPLCheck and KDMKeysReceived EventSubTypes, SMPTE 430-5 requires certain values from the input document to be recorded as parameters of the log record. In the case that an exception is recorded for these EventSubTypes, syntactically recognizable data items in the input document shall be recorded. (For example, when a KDMFormatError is recorded because the KDM's signing certificate has expired but the document is otherwise valid, the KDM's MessageId shall be present in the log record.)
  • The SPBSecurityAlert Operations EventSubType shall be recorded for conditions that require replacement of an SPB (i.e., equipment tampering or failure) per Section 9.6.1.3..
  • The AuthID token for the Playout Event Sub Type events shall carry the value indicated by the SMS AuthorityID per Section 9.4.2.5.. Per Section 9.4.2.6., the AuthID token for the Operations Event Sub Type events shall indicate the identity of the authority figure responsible for the event.
  • For the FrameSequencePlayed Record (SMPTE ST 430-5 section 7.3.1.1), if the track file is an OBAE track file, the Parameters list shall contain a name/value pair whose name element shall contain the token IABMark, and whose Value element shall contain one of two tokens, either "true" or "false", indicating that a forensic mark was or was not inserted during playout.
  • The recording of CPLStart and CPLEnd security log events shall be triggered by the first and last edit unit of the CPL representing the media reproduced by a given Media Block. (For an OMB the first and last edit units of the CPL are ones representing OBAE media edit units, since picture edit units are not reproduced despite Main Picture assets being present in the CPL.)
9.4.6.3.9. [This Item Left Blank Intentionally]🔗
9.4.6.3.10. Logging Failures🔗

The secure logging requirements of this Section 9.4.6.3. are required to be functionally executed and fully operable as a prerequisite to playback. Security Managers (SM) shall prevent the playout of encrypted content if:

  • The SMS has not collected post-show playout log reports per Section 9.4.2.5.2.,
  • There is any indication that the next playback will not record and report log records as required.

Behavior of SPBs shall be specified and designed to terminate operation and require replacement upon any failure of its secure logging operation. Resident log records in failed SPBs shall not be purgeable except by authorized repair centers, which shall be capable of securely recovering such log records.

9.5. Implementation Requirements 🔗

9.5.1. Digital Certificates 🔗

A Digital Cinema Certificate is a declaration by a trusted organization, such as a manufacturer, that the security device is a particular make, model and serial number, and is certified (i.e., found to be compliant to this specification) to perform identified D-Cinema roles. Digital certificates are also the means by which the Security Manager (SM) identifies and authenticates the projector it supports, and they are additionally used to sign security log records and in establishing Transport Layer Security (TLS) connections.

RSA private keys in a Type 1 SPB, which constitute the subject of any certificate having an SM or LS role, shall be generated within that device and shall not be accessible to any process external to the device. (See Section 9.5.2.2. for related Secure Silicon SPB private key requirements.)

FIPS requirements specify methods of RSA key pair generation, and such methods require an entropy source (i.e., seed). It is encouraged (but not required) that the entropy source be contained within the Secure Silicon IC. In any event, the entropy source:

  • Shall be fully contained within the Media Block's Type 1 SPB, and shall not be dependent on or influenced by any parameter or value external to the SPB
  • Shall not enable the export of any information about the seed from the SPB

This specification originally required each Secure Processing Block (SPB) to carry a single digital certificate to support each of these requirements. However, in some circumstances (e.g., new equipment designs and/or upgrades) evolving Federal Information Processing Standards (FIPS) have imposed the need for use of a second digital certificate within Media Blocks. (FIPS requirements are addressed in Section 9.5.2. and Section 9.8. Requirements.)

To maintain compliance with FIPS requirements, this specification now includes requirements for both single and dual IMB certificate use. Equipment vendors shall solicit FIPS expertise for guidance as to which approach is required for their implementation.

All Digital Cinema digital certificates shall use the X.509, Version 3 ITU standard (see [ITU-T Recommendation X.509 (1997 E): Information Technology – Open Systems Interconnection – The Directory: Authentication Framework, June 1997, and RFC3280]). Detailed specifications for Digital Cinema digital certificates shall be as given in Section 9.8. Requirements. Except as otherwise specified below, the requirements for all digital certificates (i.e. both single and dual use implementations) shall be the same.

9.5.1.1. Single Certificate Implementations 🔗

Single certificate implementations shall employ one Digital Cinema certificate in each Secure Processing Block (SPB). The requirements for use of a single SPB certificate are provided in the appropriate sections of this specification.

The identity of a device shall be represented by its certificate. The make and model of each certificated device shall be carried in the assigned certificate, and the serial number and device role(s) (see below) shall in particular be carried in the Common Name (CN) field of the assigned certificate. The make, model and serial number of each certificated device shall be placed on the exterior of said device in a manner that is easily read by a human, and this information shall at all times match that in the device's digital certificate.

Each SPB shall enumerate the security functions of the SPB according to SMPTE 430-2 D- Cinema Operations – Digital Certificate, Section 5.3.4.. For purposes of efficiency, SE types shall be minimally designated according the following roles:

  • IMB, IMBO or OMB - SM
  • Projector to be married - PR
  • Projector permanently married to an IMB or IMBO - PR SM

The following role(s) shall be included for the IMB, IMBO and OMB, as applicable:

  • KDM-borne Message Integrity Code key capable MB – MIC
  • "Reserved" identity certificate (see Section 9.5.1.3.) – RES

Note:

  • The designation of other roles is optional.
9.5.1.2. Dual Certificate Implementations 🔗

Dual (two) certificates are used only with the Image Media Block (IMB), IMB with OMB functions (IMBO) and Outboard Media Block (OMB), and no other SPB types are affected. Dual certificate implementations split the utility of digital certificates between the two certificates. Dual certificate utility shall be as follows:

  • Security Manager Certificate (SM Cert) – The SM Cert shall be used according to the same requirements as those for the above Section 9.5.1.1., except for those functions specified for the below Log Signer Certificate. The SM Cert shall be the certificate associated with the identity of the Media Block and shall be the target of Key Delivery Messages (KDM).
  • Log Signer Certificate (LS Cert) – The LS Cert shall be used to sign security log records per the requirements of Section 9.4.6.3.3.

The Log Signer Certificate shall enumerate the LS (Log Signer) role.

In addition to the above, dual certificate implementations require Digital Cinema certificate validation rules that may not be reflected in the current SMPTE digital cinema specification (see DCSS Section 9.8., SMPTE 430-2: “D-Cinema Operations – Digital Certificate”). The affected validation rule is driven by the “Key Usage” constraints as given in Table 2 of SMPTE 430-2 (“Field Constraints for Digital Cinema Certificates”), which is then reflected in validation rule # 6 of Section 6.2.. For dual certificate implementations validation rule # 6 shall be as stated in SMPTE 430-2 for single certificate implementations, except as follows:

  • SM Cert – The DigitalSignature flag shall not be set.
  • LS Cert – The KeyEncipherment flag shall not be set.
9.5.1.3. Media Block Identity Certificates🔗

Media Blocks shall contain a minimum of two RSA key pairs associated with the SM role, either pair of which can be used with an identity certificate(SM Certificate). In other words, the MB shall have a minimum of two identity certificates, and shall respond as normal to the receipt of a KDM targeted to either identity (as distinguished by the respective RSA key pairs).

One identity certificate shall be published, and the other shall not be published and be reserved for future use as designated by DCI. The reserved certificate shall carry the “RES” role in addition to the roles enumerated by the published certificate.

9.5.2. Robustness and Physical Implementations 🔗

This security system protects Digital Cinema content during transport and storage through the use of secret keys. Key secrecy is maintained in normal operations by cryptographic techniques dependent upon other secret keys. The physical protection afforded secret keys, and the content itself once decrypted, determine the robustness of the security implementation.

Robustness is required for all modes of operation, both normal and abnormal. Robustness is a function of the quality of the implementation of security devices, Exhibition operational procedures, and the security system itself.

9.5.2.1. Device Perimeter Definitions 🔗

Security equipment designs must provide physical perimeters around secrets not cryptographically protected. The following definitions explain terminology used for tamper protection of physical perimeters. Specific tamper requirements for SPB types 1 and 2 are given in subsequent Sections of Section 9.5.2..

  • Tamper evident – Penetration of the security perimeter results in permanent alterations to the equipment that are apparent upon inspection. This is the least robust perimeter, since it only reveals an attack after-the-fact, and depends on a specific inspection activity.
  • Tamper resistant – The security perimeter is difficult to penetrate successfully.
    Compromise of effective tamper resistant designs requires the attacker to use extreme care and/or expensive tooling to expose secrets without physically destroying them and the surrounding perimeter(s).
  • Tamper detecting and responsive – The security perimeter and/or access openings are actively monitored. Penetration of the security perimeter triggers erasure of the protected secrets.
9.5.2.2. Physical Security of Sensitive Data 🔗

Sensitive data critical to the security of the Secure Processing Block (SPB) (e.g., private keys or content keys) is generically referred to as a Critical Security Parameter (see Section 9.5.2.6.). CSPs and plain text content essence shall be physically protected by Secure Silicon and/or Secure Processing Blocks as described below:

  • Secure Silicon – Sensitive data contained within a Secure Silicon integrated circuit (IC) can only be compromised by a physical attack on the IC. All type 1 and type 2 Secure Processing Blocks (SPB) shall contain a Secure Silicon IC compliant to the following requirements:
    1. Secure integrated circuits used for Digital Cinema security applications shall meet FIPS 140-2 or 140-3 level 3 “Physical Security” area requirements as defined for “single-chip cryptographic modules”. (No other FIPS area requirements are mandated.)
    2. SPB private keys used for device identity (see Section 9.5.1.) shall not exist outside of the Secure Silicon IC. For purposes of clarity, this means that (1) private keys (whether encrypted or not) shall not be moved or copied from Secure Silicon, and (2) the CipherValue element(s) of the KDM’s AuthenticatedPrivate element shall be decrypted by and within the Secure Silicon IC.
    3. Decrypted (plain text) content keys may be moved from the Secure Silicon IC for purposes of decrypting essence during playout only. They shall at all other times be contained within the Secure Silicon IC, or be stored off-chip in an encrypted fashion per the requirements of Section 9.7.4..
  • Secure Processing Block (SPB) Hardware Module – Sensitive data will only be exposed by penetration of a physical barrier, which surrounds the electronics.
    1. All Secure Processing Block (SPB) module designs shall implement hardware module perimeter protection that prevents access to internal circuitry and detects opening of the module perimeter. Further protection of keys and clear text content should use techniques such as burying sensitive traces, applying tamper resistant integrated circuit coverings, and tamper responsive circuitry. Detailed SPB type 1 and SPB type 2 physical protection requirements are defined below in Section 9.5.2.4. and Section 9.5.2.5..
  • Software – Protection implemented in software can be compromised through modifications to the software, inspection of memory, or monitoring of bus signals.
    1. Software protection methods shall not be used to protect Critical Security Parameter or content essence.
9.5.2.3. Repair and Renewal🔗

The following address restrictions on repair and renewal of Secure Processing Blocks (SPBs) and associated cryptographic parameters:

  • Type 1 SPBs may be field replaceable (as an entire SPB module) by Exhibition, but shall not be field serviceable (e.g., SPB type 1 maintenance access doors shall not be open-able in the field).
  • The secure silicon device, contained within a SPB type 2, shall not be field serviceable, but may be field replaceable. It shall not be accessible during normal SPB type 2 operation or non-security-related servicing.
  • Repair and renewal processes for an SPB type 1 and SPB type 2 shall be performed under the supervision of the security equipment vendor. Maintenance of the SPB type 2 (projector) is permitted for non-security components accessible via maintenance openings.
  • All type 1 SPBs shall be issued a new private/public key pair and certificate upon any repair or renewal process that requires opening of the SPB perimeter. (Note that Section 9.7.6. precludes maintaining records of private key information.)

Repair and renewal is limited to failed devices, or devices which have lost or zeroed their secrets (e.g., private keys or digital certificates). Such maintenance does not effect the device’s FIPS 140-2 certification or compliance, as long as Section 9.5.2.5. requirements are met. Requirements for firmware changes to SPBs are given in Section 9.5.2.7..

9.5.2.4. Specific Requirements for Type 2 Secure Processing Blocks 🔗

The SPB type 2 container has been defined specifically for protection of image essence exiting either an Image Media Block (IMB) or IMB with OMB functions (IMBO) (companion SPB to the projector SPB) and entering the projector. The purpose of this SPB is to protect the image essence signal as far as practical, recognizing that "all the way to light" production is not possible. It is also preferable not to impose formal FIPS 140-2 requirements on this SPB, as the security and signal flow functions are relatively simple.

General requirements for SPBs are defined in Section 9.4.2.2. and Section 9.5.2.2.. Specific requirements for projection systems are defined in Section 9.4.3.6.1.. As explained there, the type 2 SPB – also referred to as a projector SPB - is permitted to be opened for maintenance. To assure adequate protection of signals and circuits within the projector SPB, the following address physical requirements, and are in addition to those of the above noted sections:

  • The projector SPB shall be designed for two types of access: "security servicing" and "non-security servicing." Security servicing is defined as having access to Security-Sensitive Signals, which are the companion SPB's output image essence signals or image signals derived from said output signals, or the projector SPB security access opening/detection circuits and associated signals.
  • For non-security servicing (i.e., maintenance), Security-Sensitive Signals shall not be accessible via the SPB's maintenance door opening(s). In other words, there shall be a partition that separates security-related signals/circuits from non-security related maintenance accessible areas, which shall serve as the boundary of the type 2 SPB and deny access to Security-Sensitive Signals, without causing permanent and easily visible damage.
  • Security servicing shall trigger a security access opening event per Section 9.4.3.6.1., and be performed only under the supervision of the projector manufacturer per Section 9.5.2.3.. The triggering and clearing (i.e., reset) of a security access opening event shall be respectively logged as an "SPBOpen" and "SPBClose" security log, per Section 9.4.6.3.8..
  • Projector SPB access doors or panels shall be lockable using mechanical locks employing physical or logical keys, and shall be protected with tamper-evident seals (e.g., evidence tape or holographic seals). Alternatively, projector SPB access doors or panels shall be lockable using pick resistant locks employing physical or logical keys.
  • Protection from external probing of Security-Sensitive Signals shall be provided by assuring barriers exist to prevent access to such signals via ventilation holes or other openings.

In summary, the projector SPB physical perimeter provides for unencumbered maintenance access, and security-critical signals are protected via security access opening door locks and opening detection. Exhibition visual inspection is relied upon to detect physical abuse that might allow compromise of, or access to, decrypted image essence.

9.5.2.4.1. Direct View Display Systems🔗

A direct view display system is defined as a light emission display comprised of a combination of individual display cabinets conjoined so as to form a single large display. LED-based panels are typical, but the requirements herein shall apply to any image-forming display technology so comprised.

Industry design approaches and terminology varies. This specification defines the component parts as follows:

  1. Screen: The complete direct view cinema display system including all Pixels sufficient to display the entire image, and typically comprised of a plurality of Cabinets with a supporting structure, associated electronics and cabling.
  2. Cabinet: The physical structure and associated electronics which contains a portion of the image area of a Screen. The emissive surface area of a Cabinet is typically comprised of a plurality of Modules.
  3. Module: A component including an array of Pixels physically positioned so as to form a portion of the front display surface of a Cabinet. The Module is typically the smallest field-serviceable light-emitting component of a Screen.
  4. Display Pixel: The smallest grouping of light emitting elements within a Module, and capable of broad-spectrum (not monochromatic) light emissions. A Display Pixel (or Pixel herein) is often comprised of a triplet of red, green and blue light emitting diodes.

The physical characteristics of a direct view display require that the front Screen area comprise part of the display's type 2 SPB physical perimeter. This may prevent it from meeting the "hard, opaque physical security perimeter" requirements of Section 9.4.2.2., and/or the "SPB hardware module" requirements of Section 9.5.2.2.. The following defines type 2 SPB accommodations for direct view displays.

Security servicing and non-security servicing definitions for direct view display systems apply as follows:

Security servicing - Opening or removal of a Cabinet or Module that compromises the type 2 SPB security perimeter and exposes Security-Sensitive Signals. Such opening or removal shall trigger a security access opening event. (It is permitted for one security access opening event to reflect the occurrence of simultaneous opening or removal of a plurality of Cabinets and/or Modules as part of a single servicing event.)

Non-security servicing - The opening of a Cabinet or Module that does not expose Security-Sensitive Signals.

For Cabinets having front removable Modules:

  • The removal of a Module shall expose only those Pixel signals accessible via the electrical connection(s) associated with the Module removed, but shall not otherwise expose Security-Sensitive Signals or compromise the type 2 SPB perimeter.
  • The removal of any Module shall be detected and prevent playout of an encrypted composition.
  • The removal of more than fifteen (15) Modules, or a Module quantity that exposes Pixel signals constituting more than 5% of the screen area, whichever is less, within any eight hour period, shall trigger a security access opening event.

Once triggered, to clear (i.e., reset) a security access opening event shall require:

  1. Remedy of the cause of the event (i.e., closure of the security access door or panel, replacement/ reassembly of the Cabinet(s) and/or Module(s), etc.), and
  2. The supervision of the manufacturer in the use of a physical key and/or logical code.

For purposes of clarity, a security access opening event shall remain active pending the above closure requirements, and such event shall be bookended by SPBOpen and SPBClose security log records.

The following requirements apply to a fully assembled direct view display system:

  1. The physical intrusion barrier presented by the light emitting front surface of Cabinets or Modules shall not be able to be penetrated without permanently destroying the proper operation of a Cabinet and/or Module so penetrated, and leaving permanent and easily visible damage.
  2. Cabinets and/or Modules shall be mechanically interlocked to each other directly and/or via the supporting frame structure such that any separation that would enable access to internal signals will cause permanent and easily visible damage.
  3. Any access to light emitting (Pixel generating) component electrical signals from the surface of the Screen shall be limited to individual component pins, and there shall be no access to signals that would constitute a portion of the picture image beyond the Pixel by Pixel level.

All other projector and projector SPB requirements of this specification shall remain in place.

In summary, security objectives for a direct view display Secure Processing Block (SPB) are fundamentally the same as for projectors. To avoid influencing electro-mechanical designs, the requirements of this specification are focused on access to Security-Sensitive Signals for direct view display systems, rather than specific requirements for the type 2 SPB physical boundary itself.

9.5.2.5. FIPS 140 Requirements for Type 1 Secure Processing Blocks🔗

Robustness requirements for type 1 Digital Cinema Secure Processing Blocks (SPBs) shall meet the requirements of Federal Information Processing Standards 140 (FIPS 140), which specifies the security requirements for a cryptographic module utilized within a security system protecting sensitive information in computer and telecommunications systems. There have been several iterations of FIPS 140, referred to as FIPS 140-1, FIPS 140-2 and FIPS 140-3 respectively. To become FIPS certified, type 1 SPB cryptographic modules shall be evaluated by a FIPS accredited laboratory against a then-active FIPS 140 version.[18]

Once an SPB has received FIPS 140 certification, this specification considers its certificate valid for subsequent production of that model, independently of whether or not FIPS 140 certification processes have changed. However, FIPS guidelines mandate that design changes made to an SPB may require recertification of the device. In such event the then-active FIPS 140 certification requirements shall be used in obtaining a valid FIPS certificate to meet the requirements of this specification.

Suppliers are advised that a FIPS certified cryptographic module that has not been reviewed by an accredited FIPS laboratory within five years of its certification date will be automatically moved from the FIPS 140 “active” module status list to the “historical” list until such time as it is reviewed. Though a historical listing does not impact a module’s status with respect to its approval for Digital Cinema applications, suppliers are encouraged to maintain their SPB type 1 devices on the FIPS 140 active list.

General FIPS 140 requirements:

  • Type 1 SPBs shall be FIPS 140 certified to a security “Level 3,” subject to the additional requirements or exceptions as noted for FIPS 140-3 and FIPS 140-2 in Section 9.5.2.5.1. and Section 9.5.2.5.2. below.
  • Type 1 SPBs shall provide physical and logical protection of their security parameters and functions 24/7 and shall be able to respond to attacks under both powered and un-powered conditions. By way of example, if a type 1 SPB is in storage and relying upon a battery for tamper detection and response, it shall zeroize its Critical Security Parameters (CSPs) prior to a battery depletion condition which would not support proper tamper detection and/or response.
  • Type 1 SPB suppliers shall at all times ensure that their published FIPS Security Policy document(s) accurately reflect the current state of the SPB design and functionality.
9.5.2.5.1. SPBs Meeting FIPS 140-3 Requirements🔗

Specific requirements for type 1 SPBs certified to FIPS 140-3 are provided in Table 20.

Table 20 references “areas” related to the design and implementation of a cryptographic module as specified in FIPS 140-3 and ISO/IEC 19790:2012(E) “Information technology – Security techniques – Security requirements for cryptographic modules,” and references “sections” found therein.

Table 20: FIPS 140-3 Area Requirements🔗
Area ISO 19790 Section DCI requirements are per FIPS 140-3 Level 3 unless otherwise noted, inclusive of the following specific requirements:
Cryptographic module specification 7.2.3 The “cryptographic boundary” shall be the SPB-1 physical perimeter.
7.2.4.3 Degraded mode(s) of operation shall not be permitted.
Cryptographic module interfaces 7.3.3 An SPB-1 shall inhibit its control output interface during each error state.
Roles, services and authentication 7.4.2 A Maintenance Role shall not be permitted.
7.4.3.3 An SPB-1 may support “self-initiated cryptographic output capability” provided that a User Role and/or Crypto Officer Role shall be required to support the AuthorityID per Section 9.4.2.5..
Software / Firmware 7.5 No DCI specific requirements.
Operational environment 7.6.1 The operational environment shall be constrained to the limited or non-modifiable operational environment.
Physical security 7.7.1 Environmental Failure Protection (EFP) and Environmental Failure Testing (EFT) requirements are recommended but not required.
7.7.2 The strength and hardness of SPB-1 physical security enclosure material(s) over the SPB-1’s range of operation, storage, and distribution shall be verified by review of design documentation. Additionally, destructive physical attacks shall be performed on SPB-1 at nominal temperature(s) to verify the strength and hardness of SPB-1 physical security enclosure material(s). Destructive physical attacks on SPB-1 at additional temperatures is recommended but not required.
If tamper-evident seals are employed, it is recommended but not required that they be uniquely numbered or independently identifiable.
EFP/EFT requirements are recommended but not required.
Non-invasive security 7.8 No DCI specific requirements.
SSP management 7.9 No DCI specific requirements.
Self-tests 7.10.3.8 The specified Security Policy maximum time between periodic self-tests shall not be more than one week. SPB-1 designs should ensure that automatic periodic self-tests do not occur during playback of a DCP.
Life-cycle assurance 7.11.8 End of life procedures for the secure destruction of SPB-1 are deferred to the equipment owner and/or equipment manufacturer.
Mitigation of other attacks 7.12 No DCI specific requirements.
9.5.2.5.2. SPBs Meeting FIPS 140-2 Requirements🔗

Type 1 SPBs certified to FIPS 140-2 shall meet the requirements of FIPS 140-2 Level 3 in all areas, subject to the following exceptions or additional notes:

  • Area 1 – Cryptographic Module Specification shall only be required to meet Security Level 2 requirements.
  • Area 6 – The software/firmware operating environment of Secure Processing Blocks (SPBs) shall be restricted to the Limited or Non-Modifiable Operational Environment.
  • Area 8 – Secure Processing Blocks (SPBs) shall only be required to meet Security Level 2 business use A FCC class requirements.
  • Area 10 – Design Assurance requirements may meet Security Level 2 requirements.
  • Area 1 and Area 11 – Vendor-specified Security Policy specifications shall be in alignment with and fully support the requirements of this Digital Cinema specification, in addition to vendor-specific policies.
9.5.2.6. Critical Security Parameters and D-Cinema Security Parameters🔗

A requirement of FIPS-140-2 is to list the Critical Security Parameters (CSP) that are important for the security of Digital Cinema cryptographic module(s) (Secure Processing Block) and its functions. The following CSPs shall receive Secure Processing Block (SPB) type 1 protection, whenever they exist outside of their originally encrypted state.

  1. Device Private Keys – RSA private key that devices use to prove their identity and facilitate secure Transport Layer Security (TLS) communications.
  2. Content Encryption Keys – KDM AES keys that protect content.
  3. Content Integrity Keys – HMAC-SHA-1 keys that protect the integrity of compressed content (integrity pack check parameters).
  4. [This Item Left Blank Intentionally]
  5. [This Item Left Blank Intentionally]
  6. [This Item Left Blank Intentionally]

The following items are not considered FIPS 140-2 CSPs, but are considered D-Cinema Security Parameters, and shall at all times be protected by a type 1 SPB perimeter (except where log data is extracted per Section 9.4.6.3.).

  1. Watermarking or Fingerprinting command and control – Any of the parameters or keys used in a particular Forensic Marking process.
  2. Logged Data – All log event data and associated parameters constituting a log record or report.
9.5.2.7. SPB Firmware Modifications 🔗

In addition to the “limited” or “non-modifiable” Operational Environment requirements of FIPS 140, the following defines additional requirements for making software or firmware changes to type 1 Secure Processing Blocks (SPB)[20].

The following defines the requirements for making firmware changes to these security devices. FIPS 140-2 constrained devices shall:

  • Be designed such that their firmware cannot be modified without the knowledge and permission of the original manufacturer.
  • Require a Digital Cinema compliant certificate that authenticates and confirms the identity of the authority figure responsible for making a firmware change, and shall include time/date and version number information associated with any firmware change, in addition to the authority figure.
  • Not undergo firmware changes without informing potentially affected information bases that support Digital Cinema equipment operations (e.g., databases used by stakeholders for facility lists, KDM and TDL creation), and the owner of the device.
  • Log the firmware change event per the requirements of Section 9.4.6.3.8.
  • Follow FIPS 140-2 certification body change notification requirements regarding modifications to security devices. Undergo re-certification if required.

9.5.3. Screen Management System (SMS) 🔗

There are no physical constraints or requirements imposed on the SMS by the security system (i.e., no SPB requirements); however, the SMS implementation shall not otherwise weaken or effect the security operations of other Security Entities or SPBs.

9.5.4. Subtitle Processing🔗

See Section 9.7.3..

9.5.5. [This Item Left Blank Intentionally] 🔗

9.5.6. Communications Robustness🔗

The following are required for the exhibition of content and security related communications, and communications networks:

  • Theater networks shall protect security system(s) from the threat of external and internal network-borne attacks by the use of appropriate firewalls. At a minimum, each auditorium shall have such firewall protection for any communications interface(s) connecting to the intra-auditorium security related communications network.
  • The portions of the theater network used to carry content or Operational Messages shall be logically or physically separated from any wireless network device. At a minimum, a properly configured firewall shall separate the wired network that carries content or Operational Messages from any wireless network operated at the same facility.
  • The network cabling or cabling trough should not be publicly accessible on the premises.

9.6. Security Features and Trust Management🔗

This section describes the standardized Digital Cinema security operational features, and how “trust” is communicated and enforced to ensure security features are reliably executed. A security policy is what results once the variables that develop, from the overall security system design and implementation, are constrained according to desired operational characteristics. An open architecture security system should not dictate any specific policy, but enable stakeholders to agree on one more policies that support business needs. Once policy has been decided, it can be described operationally as the security feature set.

9.6.1. Digital Rights Management 🔗

This section identifies various features and functions that describe the operation of the security system. For each auditorium, the security system consists of two types of components involved in Digital Rights Management (DRM):

  1. Screen Management System (SMS)
  2. Security Manager(s) (SM) contained within Media Blocks (MB)

Media Block SMs have access to, and process, Digital Cinema security information (secrets), such as content keys or plain text content. They are the primary subject of these security specifications. The Screen Management System does not have access to such secrets. But because the Screen Management System initiates security-related activity, it is considered a participant in security events.

The basic business philosophy is to “control lightly, audit tightly.” Per this philosophy, a movie will fail to playback only under four circumstances:

  1. Wrong location (see Table 21)
  2. Wrong date and time (outside the engagement window) (see Table 21)
  3. Unauthorized device (equipment is not accepted by the content owner) (see Table 21)
  4. Failure of or tampering with security equipment (see Table 22)

Compliance to security system logging requirements ensures that all events having security implications will generate associated log records that are stored in Media Block(s). These log records can be accessed by the exhibitor’s Screen Management System, and reports can be provided to appropriate distributors under contractual obligations.

Security system components (SMS and SMs within MBs) have defined roles and responsibilities (e.g., to perform their security functions and generate log records), and overall security depends upon their proper operation. The descriptions below detail the three types of security system components. Included in the Security Manager and security equipment description are tables showing possible security system operational scenarios and how the system responds to a particular issue.

The tables are also designed to be informative to parties interested in understanding business issues in relation to the Digital Cinema security system. It shows that the security system’s reach is limited to only those areas necessary for ensuring persistent protection of content and security data (keys), enabling content to play within a designated time window, and the provisioning of reliable log data (see Table 21 and Table 22).

9.6.1.1. Digital Rights Management: Screen Management System 🔗

The Screen Management System is responsible for managing Exhibition functions such as showtime movie playback, and is under the control of the Exhibitor. The Screen Management System manages playback functions via the Security Manager(s), however the Security Manager is at all times in control of and responsible for security functions and events. The full complement of Exhibition operational events therefore consists of those under the control of the Security Manager(s) and those under the control of the Screen Management System.

9.6.1.2. Digital Rights Management: Security Manager (SM) 🔗

The Security Manager is the executor of Digital Rights Management for the Media Block that contains it. Security Managers control use of content keys to enable playback of encrypted content. Keys are considered active for the business defined play period. Subject to security equipment authentication, proper operation, and integrity checks (see Section 9.4.3.), the Security Manager exercises no control over playback, other than use of content keys during the valid play period. Under private business negotiations, a Distributor may provide keys for selected or all Security Managers (i.e., projectors) in a complex.

Table 21: Examples of Security Manager Events🔗
Item, Observation or Issue Approach
Authorized auditorium KDM (keys) is sent to authorized auditorium SM
Engagement Play-out Window KDM contains designated key use time/date window
Only known & trusted devices are enabled SM authenticates projector prior to playout
Modified Movie File At playback, SM checks and logs movie against CPL

The above table depicts events related to the Security Manager and the system’s behavior. A film will not play-out if there is a failure in any of the items in rows 1, 2 and 3 due to wrong location (row 1), wrong date/time (row 2), or the attempted use of an unauthorized projector (row 3). In the event of modification in a movie file (row 4), the file should be replaced, but there are no Security System controls preventing an Exhibitor from playing-out a modified file. This event, like all security events, will be logged.

9.6.1.3. Digital Rights Management: Security Equipment 🔗

Security equipment (Media Block or projector) must perform to specified standards and function as designed. The Security Manager will continuously monitor for proper security equipment operation and physical integrity (tampering). Content playback is restricted to passing all security requirements at all times.

Table 22: Examples of Failure or Tampering of Security Equipment🔗
Item, Observation or Issue Approach
Security equipment tampering or failure A tampered or failed device is non-functional until replaced
Broken or compromised MB-projector marriage connection Marriage integrity is required to initiate or continue playback

The above table depicts tampering or failure of security equipment. Security equipment that has been tampered with or is malfunctioning (row 1) shall not continue operation and must be replaced before playback can commence (or continue). An example of malfunctioning security equipment is a Media Block that no longer performs one of its security functions (e.g., decryption, Forensic Marking, logging). Similarly, the SM shall prohibit playout if the MB-projector marriage is broken or become compromised (row 2).

9.6.2. “Trust” and the Trusted Device List (TDL)🔗

The information previously contained in this section has been deleted as redundant or relocated as needed to other sections of this specification.

Table 23: [This Table Left Blank Intentionally]🔗

9.7. Essence Encryption and Cryptography 🔗

The security system employs widely used and rigorously tested ciphers for use in Digital Cinema. The following are requirements pertaining to Digital Cinema applications for ciphers and associated security parameters.

9.7.1. Content Transport 🔗

Content security is transport agnostic, and can be accomplished by either electronic or physical means. Other than as authorized and intended by Rights Owners (e.g., to support Distribution practices or requirements), content shall only be decrypted at playback time at the exhibition site under the policy of the SM.

9.7.2. Image and Sound Encryption 🔗

The AES cipher, operating in CBC mode with a 128 bit key, shall be used for Digital Cinema content encryption. See [FIPS-197 “Advanced Encryption Standard (AES)” November 26, 2001. FIPS-197] and Section 5.3.2., for MXF track file encryption details.

The content Rights Owner shall determine which, if any, of the essence types in the composition are encrypted for distribution.

9.7.3. Subtitle Encryption 🔗

Subtitle encryption shall comply with the SMPTE published standard "SMPTE 429-5 D-Cinema

Packaging - Timed Text Track File".

Subtitle encryption is directed primarily against interception during transport, and cryptographic protection within the theater is not required. For example, plaintext subtitle content may be transmitted from a server device to a projection unit. It is preferred, but not required, that subtitle content be maintained in encrypted form except during playback.

9.7.4. Protection of Content Keys🔗

The RSA Public Key Cipher (with 2048-bit key) shall be used to protect keys for distribution. This is accomplished by the requirements of the Key Delivery Message.

Per the requirements of Section 9.5.2.2., item c, once decrypted from the KDM, content keys shall be protected at all times (except while being used during playback) by being stored within the Secure Silicon integrated circuit, or by AES key wrapping per NIST SP800-38F if stored external to the Secure Silicon IC.

9.7.5. Integrity Check Codes 🔗

FIPS requirements may obsolete or replace certain older cryptographic technologies or standards, rendering them unacceptable for use. The requirements of this section shall be superseded by the FIPS 140-2 or FIPS 140-3 requirements in effect as of the date of FIPS compliance testing and certification per Section 9.5.5.. Equipment suppliers are cautioned to take into consideration NIST and FIPS transition timing and FIPS validation lead times.

Data integrity signatures (hash values) shall be generated/calculated according to the PKCS-1 Digital Signature Standard, as specified in [IETF RFC 3447 (RSA and SHA-256)]. All signatures shall use SHA-256. Digital Certificates in X.509v3 format as constrained according to Section 9.8., shall be used to authenticate signatures. Signature element definitions and other signature details are available in the specification for each signed data structure.

Cryptographic data integrity checksums shall be ensured according to the HMAC-SHA-1 algorithm, as specified in [FIPS PUB 198a “The Keyed-Hash Message Authentication Code.”]

9.7.6. Key Generation and Derivation🔗

Asymmetric keys (RSA keys) shall be generated as specified in FIPS 186-4. Symmetric keys shall be generated from the output of a SP800-90A DRBG as per SP800-133.

RSA asymmetric keys shall be 2048 bits in length and be generated from two or three prime numbers, each of which must be at least 680 bits long. The mechanism used to generate RSA key pairs must have at least 128 bits of entropy. A vendor shall keep records of only the public keys, and shall not keep any record of the matching private keys.

See Section 9.5.1. for additional requirements for the generation, storage and utility of keys.

9.7.7. Numbers of Keys🔗

No more than 256 keys shall be used to encrypt the essence of a single composition (i.e., Composition Playlist). To support multiple shows, the Media Decryptor shall be capable of securely caching at least 512 keys. The Show Playlists may be comprised of multiple compositions.

9.8. Digital Certificate, Extra-Theater Messages (ETM), and Key Delivery Messages (KDM) Requirements🔗

The following Society of Motion Picture and Television Engineers (SMPTE) published standards shall be utilized:

  1. SMPTE430-1: D-Cinema Operations- Key Delivery Message (SMPTE3383B)
  2. SMPTE430-2: D-Cinema Operation- Digital Certificate (SMPTE3384B)
  3. SMPTE430-3: D-Cinema Operations- Generic Extra-Theater Message Format (SMPTE3385B)

10. Additional Requirements🔗

10.1. Introduction🔗

The requirements of this Chapter 10 are integral to this document. They are presented separately from other chapters for historical reasons.

Section 10.2. was previously published as a standalone addendum titled DCI Stereoscopic Digital Cinema Addendum, Version 1.0, dated July 11, 2007.

10.2. Stereoscopic Digital Cinema Requirements🔗

10.2.1. Single Inventory of Stereoscopic Digital Cinema Packages (DCP)🔗

A single stereoscopic DCP shall be able to be used for all stereoscopic implementations (e.g., no stereoscopic exhibition system shall require a unique color or density timing). It is not required or intended that the same image track file used for stereoscopic DCPs also be used for non-stereoscopic DCPs.

Additionally, no signal pre-processing unique to any single stereoscopic exhibition technology shall be required of a stereoscopic Digital Cinema Distribution Master (DCDM) or DCP.

10.2.2. Form of Stereoscopic DCPs🔗

DCPs for stereoscopic presentations shall interleave the left and right eye frames alternating at a 48 frames per second rate. The left and right eye material shall each be captured for 24 FPS presentation.

The first frame of each reel shall be left eye, and the last frame of each reel shall be right eye. Image and audio edit points of track files shall only be left eye based.

All edits to image and audio shall be performed at a 24 FPS edit rate and shall not disturb the left eye/right eye cadence

Audio track files for non-stereoscopic DCPs and stereoscopic DCPs shall be interchangeable.

A single KDM shall be required to decrypt a stereoscopic DCP.

10.2.3. Dual Link Image Format for Stereoscopic DCPs🔗

In the case of 48 FPS stereoscopic exhibition, it is acceptable, but not recommended, to allow color subsampling over a dual link interface. Color subsampling shall only be allowed in the single combination of a DCDM* at 2K, 48 FPS being transported over a link encrypted [SMPTE 372M Dual Link HD-SDI] connection.

For stereoscopic content, exhibition systems using [SMPTE 372M Dual Link HD-SDI] as an interface shall transport images across this interface as 4:2:2 color subsampled, Y,Cx,Cz, twelve (12) bits per sample.

Glossary Of Terms🔗

AES
Acronym for Advanced Encryption Standard
AES
Acronym for Audio Engineering Society
AES3
Audio Engineering Society - Recommended Practice for Digital Audio Engineering Serial transmission format for two-channel linearly represented digital audio data
ANSI
Acronym for American National Standards Institute
Answer Print
A color-corrected film print made directly from the cut film negative. It is also the culmination of the creative color timing process, where final creative approval is granted before the film is duplicated for release
API
Acronym for Application Programming Interface
BER
Acronym for Basic Encoding Rules
Broadcast Wave
Digital Audio file format developed and standardized by the EBU (European Broadcast Union, a standardization organization)
Burned-In
Where visual data that is normally supplemental to a motion picture is irrevocably added to the motion-picture image by compositing the data with the underlying image
Captions
Text that is a representation, often in the same language, of dialog and audio events occurring during scenes of a motion picture. (Generally associated with a dialog and audio event translation for the deaf and hard of hearing.)
CBC
Acronym for Cipher Block Chaining mode
CBR
Acronym for Constant Bit Rate for image compression
Central Storage
A central location where the packaged Digital Cinema content is stored for a multiple screen installation
Chunk
A section of a PNG file. Each chunk has a type indicated by its chunk type name. Most types of chunks also include some data. The format and meaning of the data within the chunk are determined by the name.
CIE
Acronym for International Commission on Illumination (Commission Internationale de l’Eclairage)
Closed
Referring to visual data that is supplemental to a motion picture being displayed off-screen
COC
Acronym for Coding style Component – see JPEG 2000 specification [ISO/IEC 15444-1]
COD
Acronym for Coding style Default – see JPEG 2000 specification [ISO/IEC 15444-1]
Composition
A motion picture, or a trailer, or an advertisement, etc. Composition consists of a metadata Composition Playlist along with the essence and other metadata track files that define the work.
Container Level
Metadata that indicates the size of the image/structure container and the frame rate of the images – this does not indicate the image structure or resolution
Content
The digital representation of a visual, audio or subtitled program. Content exists in several forms (encrypted/plaintext, compressed/uncompressed, etc.) at various stages of the process in the Digital Cinema system.
CPL
Acronym for Composition Playlist, the definitive Playlist for specifying how a Composition is played and what track files are required
CPRL
Acronym for Component Position Resolution Layer – see JPEG 2000 specification [ISO/IEC 15444-1]
CSP
Acronym for Critical Security Parameter
D/HOH
Acronym for Deaf and Hard Of Hearing
DCDM
Acronym for Digital Cinema Distribution Master. A master set of files that have not been compressed, encrypted, or packaged for Digital Cinema distribution. The DCDM contains essentially all of the elements required to provide a Digital Cinema (DC) presentation.
DCDM*
Acronym for Digital Cinema Distribution Master*. When the DCP is unpackaged, decrypted and decompressed, it is referred to as the DCDM*. The DCDM* is visually indistinguishable from the original DCDM.
DCI
Acronym for Digital Cinema Initiatives, LLC
DCP
Acronym for a Digital Cinema Package. The standardized form of content files intended for delivery to theatrical exhibition facilities. DCP content components are selectively encrypted at the discretion of the Rights Owner.
DER
Acronym for Distinguished Encoding Rules
DES
Acronym for Data Encryption Standard. DES was adopted as a federal standard in 1976 [FIPS (46-3)] and [ANSI standard X9.32]
Distribution Package
The collection of files delivered by the distributor to the exhibitor. A Distribution Package may contain pieces of a Composition or several compositions, a complete Composition, replacement/update files, etc.
DM
Acronym for Descriptive Metadata
DRM
Acronym for Digital Rights Management
DSM
Acronym for Digital Source Master, a digital master created in post-production from which different versions and duplication masters may be created.
e.g.
Abbreviation for the Latin phrase exempli gratia, meaning “for example”
End Credits
A credit sequence generally shown at the end of a motion picture
Essence
Image, audio, subtitles, or any content that is presented to a human being in a presentation
ETM
Acronym for Extra-Theater Message. One-way information packet that passes into or out of, the exhibition facility. The ETM is a generic message container.
Event Playlist
A playlist of Compositions, describing an assembly of Compositions in sequence. An Event Playlist is typically created by a content distributor and transferred to exhibition.
Fingerprint
Dynamic playback or distribution watermark
FIPS
Acronym for Federal Information Processing Standards
FM
Context-driven acronym for Forensic Mark, Forensic Marking, Forensic Marker.
FMID
Acronym for Forensic Marking Identification. The FMID is a unique fixed identifier of the specific instance of the Forensic Marking application.
Forensic Mark
Data embedded in essence to provide forensic tracking information in the event of content theft. Such marking can be visible or non-visible, audible or non-audible.
FPS
Acronym for Frames Per Second
Generic Forensic Mark Inserter
In this architecture, metadata is first created at authoring that contains:
1) locations within the title where forensic marking may be inserted, and 2) commands that set the type of steganographic marking to be used to encode the actual forensic information. In the theater, at the time of playback, the metadata is used to instruct the inserter in the Media Block how, where, and when the required information will be hidden within the sound and/or picture.
GPIO
Acronym for General Purpose Input or Output
GUI
Acronym for Graphical User Interface
HMAC
Acronym for Hashing Message Authentication Codes
HVS
Acronym for the Human Visual System
Hz
Abbreviation for Hertz, a unit of frequency expressed in cycles per second
IANA
Acronym for Internet Assigned Numbers Authority
i.e.
Abbreviation for the Latin phrase id est, meaning “that is”
ICT
Acronym for Irreversible Color Transformation – see JPEG 2000 specification[ISO/IEC 15444-1]
IEC
Acronym for International Electrotechnical Commission
IETF
Acronym for Internet Engineering Task Force
IMB
Acronym for Image Media Block
IMBO
Acronym for IMB with OMB functions
IP
Acronym for Intellectual Property
ISAN
Acronym for International Standards Audiovisual Number
ISO
Acronym for International Organization for Standardization
ITM
Acronym for Intra-Theater Message. ITMs are Operational Messages communicated via one or more bidirectional internal theater networks.
JPEG
Acronym for Joint Photographic Experts Group, the international body that developed the JPEG 2000 standard
KDM
Acronym for Key Delivery Message. The Extra Theater Message (ETM) for delivering content keys and Trusted Device List (TDL) to exhibition locations.
KEK
Acronym for Key-Encrypting Key
Key
Electronic data used to allow data encryption and decryption
Key Epoch
The period of time during which a given decryption key is valid. The key epoch defines a minimum practical time period for use of encrypted track files.
kHz
Acronym for kilo Hertz, one thousand cycles per second, a measure of frequency
KLV
Acronym for Key Length Value – used by the MXF to parse binary data
LED
Acronym for Light Emitting Diode
Local Storage
A storage device that is associated with an individual playback device
Localizations
Text on screen representing either non-source language dialog or information pertinent to the story such as time and place. This is specifically the text that is absent in text-less masters. This text is localized or translated for various markets either through subtitles or entire image replacement.
Log Data
The data produced and stored as a result of security system activity.
LTC
Acronym for Linear Time Code
Main Titles
A credit sequence generally shown near the beginning of a motion picture
MB
Acronym for Media Block. A type of Secure Processing Block that contains a Security Manager and performs media decryption. This specification defines the Image Media Block (IMB), Image Media Block with OMB Functions (IMBO), and the Outboard Media Block (OMB).
MD
Acronym for Media Decryptor, the device located in the Media Block that decrypts the compressed content.
ME
Acronym for Media Encryptor
Metadata
Data about data or data describing other data. Information that is considered ancillary to or otherwise directly complementary to essence. Information that is useful or of value when associated with the essence being provided.
MMB
Acronym for Multiple Media Block. Refers to a projection booth configuration containing more than one Media Block.
MMB-Capable IMB
An IMB that is able to operate as a “source” or “sink” of synchronization signals. An MMB-Capable IMB is further distinguished from a standard IMB by its capability to support playout of a subset of content that is specified in the CPL, for example, image and subtitle content, but not OBAE.
MMB-Capable IMBO
An IMBO that is able to operate as a “source” or “sink” of synchronization signals.
MMB-Capable SMS
An SMS that is able to support MMB projection booth configurations.
MTBF
Acronym for Mean Time Between Failure
MXF
Acronym for Material eXchange Format
NIST
Acronym for National Institute of Standards and Technology
NSA
Acronym for National Security Agency
NTSC
Acronym for National Television System Committee, which developed the NTSC television broadcasting standard
OAEP
Acronym for Optimal Asymmetric Encryption Padding
Open
Referring to visual data that is supplemental to a motion picture being displayed on-screen
Operational Message
The class of ITM messages for control and status communications between the SMS and Media Blocks
Operational Pattern
An MXF construct to define file structures
Packing List
A list describing the files and providing a means for authentication of the files as delivered in a package
PAL
Acronym for Phase Alternation by Line, a television broadcasting standard.
Perceptual Coding
Exploiting limitations in the HVS for data compression
Playlist
Conceptually, the format and structure of the various lists used to define the playback of content in Digital Cinema
PNG
Acronym for Portable Network Graphics, an extensible file format for the lossless, portable, well-compressed storage of raster images defined by the PNG Development Group.
POC
Acronym for Progression Order Change – see JPEG 2000 specification [ISO/IEC 15444-1]
PPM
Acronym for Packed Packet headers, Main header – see JPEG 2000 specification [ISO/IEC 15444-1]
PPT
Acronym for Packed Packet headers, Title-part header – see JPEG 2000 specification [ISO/IEC 15444-1]
QCC
Acronym for Quantization Component – see JPEG 2000 specification [ISO/IEC 15444-1]
QCD
Acronym for Quantization Default – see JPEG 2000 specification [ISO/IEC 15444-1]
RAID
Acronym for Redundant Array of Inexpensive Disks
RAND
Acronym for reasonable and nondiscriminatory
Reel
A conceptual period of time having a specific duration. A Reel is associated with track files. From a temporal view, the files making up a Reel are in parallel and are to be synchronized in their playback.
Renewable
A software component is renewable if it can be remotely, smoothly and possibly automatically upgraded or replaced without significantly disturbing system operations. A system shutdown and normal restart is acceptable, provided that after the restart, the system can be operated as before.
Replaceable
A component is said to be replaceable if it can be upgraded or replaced without significantly disturbing system operations. A system shutdown and restart is acceptable, provided that after the replacement, the system can be operated as before.
RFC
Acronym for Request For Comments
RGN
Acronym for Region of Interest – see JPEG 2000 specification [ISO/IEC 15444-1]
Rights Owner
The generic term used to describe the party having authority over content to negotiate terms of engagements (e.g., a studio or distributor).
ROM
Acronym for Read Only Memory
RRP
Acronym for Request Response Pairs
SE
Acronym for Security Entity (not to be confused with secure entity). A logical processing device that executes a distinct security process or function. SEs are not distinguished from other theater equipment by being physically secure, but by the specific security function that they perform.
SECAM
Acronym for System Electronique Couleur Avec Memoire, a television broadcasting standard
Security Data
The keys and associated parameters required for access to content, and managed by Security Managers.
Security Interface
A standardized point of interoperability for security messaging.
Security Management
The process of securely distributing, storing and utilizing Security Data in order to access content.
Security Manager
The Security Entity (SE) that is entrusted to control Security Data according to the policies defined in this specification. There is one SM within each MB.
SHA1
Acronym for Secure Hashing Algorithm 1
Show
The presentation that the audience sees and hears in the theater auditorium.
Show Playlist
A Playlist of Composition Playlists and Event Playlists, describing a sequence that occurs at a particular screen. A Show Playlist is typically created by exhibition and transferred to the equipment controlling a particular screen.
SM
Acronym for Security Manager
SMD
Acronym for Subtitle Media Block
SMPTE
Acronym for Society of Motion Picture and Television Engineers
SMS
Acronym for Screen Management System. A (non-secure) Security Entity (SE) that directs security functions for a single auditorium on behalf of exhibition management.
SNMP/UDP/IP
Acronym for Simple Network Management Protocol Over User Datagram Protocol Over Internet Protocol
SPB
Acronym for Secure Processing Block. A Security Entity (SE) which provides a physical and logical protection perimeter around other SEs.
SPL
Acronym for Show Playlist
Stakeholder
A party involved in a business agreement relating to distribution and exhibition of specific Content.
Subpicture
A multiple-image file format for the transport of visual data supplemental to a motion picture that is intended only for graphic overlay with the main image output of a digital projector
Subtitle
Text that is a representation, in a different language, of dialog occurring during scenes of a motion picture. Generally associated with dialog translation for localization of a motion picture in a particular territory.
TCP/IP
Acronym for Transmission Control Protocol / Internet Protocol
TDES or 3DES
Acronym for Triple Data Encryption Standard. TDES or 3DES was adopted as a federal standard in 1998 [FIPS (46-3)] and [ANSI standard X9.32]
TDL
Acronym for Trusted Device List. Refers to the list within a KDM that enumerates those devices under the control of an auditorium's Security Manager (SM) that are trusted by the issuer of the KDM. (TDL is sometimes incorrectly used to refer to those items within a database that enumerate the various subsystems of a given auditorium's installation.)
Timed Text
Render text data onto a graphics overlay with the main image output of a digital projector
TLM
Tile-part Length, Main Header– see JPEG 2000 Specification [ISO/IEC 15444-1]
TLS
Acronym for Transport Layer Security
TMS
Acronym for Theater Management System
Track File
The smallest element of a package that can be managed or replaced as a distinct asset. A track file may contain essence and/or metadata, and its duration matches an associated Reel.
UDP
Acronym for User Datagram Protocol
UL
Acronym for Universal Label used in MXF
Unicode™
The Universal Multiple-Octet Coded Character set, the [ISO/IEC 10646:2003] standard that defines a single code for representation, interchange, processing, storage, entry and presentation of the written form of the world’s major languages
urn
Acronym for uniform resource name
USB
Acronym for Universal Serial Bus, standardized serial communications connection found on computers
UTC
Acronym for Universal Coordinated Time
UUID
Acronym for Universal Unique IDentifier
Visually Lossless
An image compression method is considered visually lossless when the processed image is indistinguishable from the unprocessed image under normal theatrical viewing conditions.
VPN
Acronym for Virtual Private Network.
VBR
Acronym for Variable Bit Rate
W3C
Acronym for The World Wide Web Consortium, the organization responsible for the development of Internet protocols
WWV
Callsign of NIST’s shortwave radio station in Fort Collins, Colorado. WWV’s main function is the continuous dissemination of official United States government time signals
XML
Acronym for eXtensible Markup Language
X’Y’Z’
Tristimulus values defined by CIE in 1931 to represent colors. Prime indicates gamma corrected coordinates.

Endnotes🔗